Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/11/21?limit=200&registers=between&mode=atom 2022-07-05T21:25:31-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2013/11/21/2013-28025.html Notice - Order of Suspension of Trading; In the Matter of HouseRaising, Inc., iElement Corporation, InforMedix Holdings, Inc., Nortia Capital Partners, Inc., and PC Universe, Inc. 2013-11-21T00:00:00-08:00 2013-11-21T00:00:00-08:00 2013-28025 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-21/pdf/2013-28025.pdf https://regulations.justia.com/regulations/fedreg/2013/11/21/2013-27908.html Notice - ETFis Series Trust I, et al.; Notice of Application 2013-11-21T00:00:00-08:00 2013-11-21T00:00:00-08:00 2013-27908 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-21/pdf/2013-27908.pdf https://regulations.justia.com/regulations/fedreg/2013/11/21/2013-27907.html Notice - AIM Growth Series (Invesco Growth Series), et al.; Notice of Application 2013-11-21T00:00:00-08:00 2013-11-21T00:00:00-08:00 2013-27907 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-21/pdf/2013-27907.pdf https://regulations.justia.com/regulations/fedreg/2013/11/21/2013-27906.html Notice - Joint Industry Plan; BATS Exchange, Inc., BATS-Y Exchange, Inc., BOX Options Exchange LLC, C2 Options Exchange, Incorporated, Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange, LLC, Miami International Securities Exchange LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, The NASDAQ Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, NYSE Arca, Inc. and Topaz Exchange, LLC; Notice of Filing of Proposed National Market System Plan Governing the Process of Selecting a Plan Processor and Developing a Plan for the Consolidated Audit Trail 2013-11-21T00:00:00-08:00 2013-11-21T00:00:00-08:00 2013-27906 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-21/pdf/2013-27906.pdf https://regulations.justia.com/regulations/fedreg/2013/11/21/2013-27905.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee and Rebate Schedule 2013-11-21T00:00:00-08:00 2013-11-21T00:00:00-08:00 2013-27905 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-21/pdf/2013-27905.pdf https://regulations.justia.com/regulations/fedreg/2013/11/21/2013-27904.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Rule 53.23 Related to CBSX RMM Quoting Obligations 2013-11-21T00:00:00-08:00 2013-11-21T00:00:00-08:00 2013-27904 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-21/pdf/2013-27904.pdf https://regulations.justia.com/regulations/fedreg/2013/11/21/2013-27903.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Expanding Co-location Services To Provide for a Lower-Latency 10 Gigabit Liquidity Center Network Connection in the Exchange's Data Center 2013-11-21T00:00:00-08:00 2013-11-21T00:00:00-08:00 2013-27903 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-21/pdf/2013-27903.pdf https://regulations.justia.com/regulations/fedreg/2013/11/21/2013-27902.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Expanding Co-Location Services To Provide for a Lower-Latency 10 Gigabit Liquidity Center Network Connection in the Exchange's Data Center 2013-11-21T00:00:00-08:00 2013-11-21T00:00:00-08:00 2013-27902 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-21/pdf/2013-27902.pdf https://regulations.justia.com/regulations/fedreg/2013/11/21/2013-27901.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Expanding Co-location Services to Provide for a Lower-Latency 10 Gigabit Liquidity Center Network Connection in the Exchange's Data Center 2013-11-21T00:00:00-08:00 2013-11-21T00:00:00-08:00 2013-27901 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-21/pdf/2013-27901.pdf https://regulations.justia.com/regulations/fedreg/2013/11/21/2013-27900.html Notice - Self-Regulatory Organizations; Topaz Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Address the Treatment of Certain Stop Orders During a Limit State or Straddle State 2013-11-21T00:00:00-08:00 2013-11-21T00:00:00-08:00 2013-27900 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-21/pdf/2013-27900.pdf https://regulations.justia.com/regulations/fedreg/2013/11/21/2013-27899.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Address the Treatment of Certain Stop Orders During a Limit State or Straddle State 2013-11-21T00:00:00-08:00 2013-11-21T00:00:00-08:00 2013-27899 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-21/pdf/2013-27899.pdf