Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/11/05?limit=200&registers=between&mode=atom 2024-04-19T03:11:14-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2013/11/05/2013-26559.html Notice - Sunshine Act Meeting 2013-11-05T00:00:00-08:00 2013-11-05T00:00:00-08:00 2013-26559 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-05/pdf/2013-26559.pdf https://regulations.justia.com/regulations/fedreg/2013/11/05/2013-26412.html Notice - OFS Capital Corporation, et al.; Notice of Application 2013-11-05T00:00:00-08:00 2013-11-05T00:00:00-08:00 2013-26412 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-05/pdf/2013-26412.pdf https://regulations.justia.com/regulations/fedreg/2013/11/05/2013-26411.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change Relating to Participation on the Alternative Display Facility 2013-11-05T00:00:00-08:00 2013-11-05T00:00:00-08:00 2013-26411 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-05/pdf/2013-26411.pdf https://regulations.justia.com/regulations/fedreg/2013/11/05/2013-26410.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Listing and Trading of Shares of PIMCO Diversified Income Exchange-Traded Fund, PIMCO Low Duration Exchange-Traded Fund and PIMCO Real Return Exchange-Traded Fund Under NYSE Arca Equities Rule 8.600 2013-11-05T00:00:00-08:00 2013-11-05T00:00:00-08:00 2013-26410 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-05/pdf/2013-26410.pdf https://regulations.justia.com/regulations/fedreg/2013/11/05/2013-26409.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to List and Trade Shares of the Franklin Short Duration U.S. Government ETF Under NYSE Arca Equities Rule 8.600 2013-11-05T00:00:00-08:00 2013-11-05T00:00:00-08:00 2013-26409 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-05/pdf/2013-26409.pdf https://regulations.justia.com/regulations/fedreg/2013/11/05/2013-26165.html Proposed Rule - Securities Investor Protection Corporation 2013-11-05T00:00:00-08:00 2013-11-05T00:00:00-08:00 2013-26165 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2013-11-05/pdf/2013-26165.pdf https://regulations.justia.com/regulations/fedreg/2013/11/05/2013-25355.html Proposed Rule - Crowdfunding 2013-11-05T00:00:00-08:00 2013-11-05T00:00:00-08:00 2013-25355 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2013-11-05/pdf/2013-25355.pdf