Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/10/23?limit=200&registers=between&mode=atom 2024-12-28T17:19:56-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2013/10/23/2013-24843.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection to Advance Notice Filing To Reflect Enhancements in OCC's System for Theoretical Analysis and Numerical Simulations as Applied to Longer-Tenor Options 2013-10-23T00:00:00-07:00 2013-10-23T00:00:00-07:00 2013-24843 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-10-23/pdf/2013-24843.pdf https://regulations.justia.com/regulations/fedreg/2013/10/23/2013-24775.html Notice - Submission for OMB Review; Comment Request 2013-10-23T00:00:00-07:00 2013-10-23T00:00:00-07:00 2013-24775 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-10-23/pdf/2013-24775.pdf https://regulations.justia.com/regulations/fedreg/2013/10/23/2013-24774.html Notice - Submission for OMB Review; Comment Request 2013-10-23T00:00:00-07:00 2013-10-23T00:00:00-07:00 2013-24774 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-10-23/pdf/2013-24774.pdf https://regulations.justia.com/regulations/fedreg/2013/10/23/2013-24773.html Notice - Submission for OMB Review; Comment Request 2013-10-23T00:00:00-07:00 2013-10-23T00:00:00-07:00 2013-24773 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-10-23/pdf/2013-24773.pdf https://regulations.justia.com/regulations/fedreg/2013/10/23/2013-24772.html Notice - Submission for OMB Review; Comment Request 2013-10-23T00:00:00-07:00 2013-10-23T00:00:00-07:00 2013-24772 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-10-23/pdf/2013-24772.pdf https://regulations.justia.com/regulations/fedreg/2013/10/23/2013-24771.html Notice - Davidson Kempner Capital Management LLC; Notice of Application 2013-10-23T00:00:00-07:00 2013-10-23T00:00:00-07:00 2013-24771 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-10-23/pdf/2013-24771.pdf https://regulations.justia.com/regulations/fedreg/2013/10/23/2013-24770.html Notice - Arden Investment Series Trust, et al.; Notice of Application 2013-10-23T00:00:00-07:00 2013-10-23T00:00:00-07:00 2013-24770 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-10-23/pdf/2013-24770.pdf https://regulations.justia.com/regulations/fedreg/2013/10/23/2013-24769.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to The Customized Option Pricing Service 2013-10-23T00:00:00-07:00 2013-10-23T00:00:00-07:00 2013-24769 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-10-23/pdf/2013-24769.pdf https://regulations.justia.com/regulations/fedreg/2013/10/23/2013-24768.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change To Amend Policy Statement Adopted Under Rule 205 Entitled “Back-Up Communication Channel to Internet Access” 2013-10-23T00:00:00-07:00 2013-10-23T00:00:00-07:00 2013-24768 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-10-23/pdf/2013-24768.pdf https://regulations.justia.com/regulations/fedreg/2013/10/23/2013-24767.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Relating to Market Maker and Lead Market Maker Transaction Credits 2013-10-23T00:00:00-07:00 2013-10-23T00:00:00-07:00 2013-24767 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-10-23/pdf/2013-24767.pdf https://regulations.justia.com/regulations/fedreg/2013/10/23/2013-24766.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Allow FINRA Members To Use the FINRA/NYSE Trade Reporting Facility To Transfer Transaction Fees Charged by One Member to Another Member 2013-10-23T00:00:00-07:00 2013-10-23T00:00:00-07:00 2013-24766 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-10-23/pdf/2013-24766.pdf