Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/09/26?limit=200®isters=between&mode=atom2024-05-01T17:58:44-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2013/09/26/2013-23579.htmlNotice - In the Matter of AcuNetx, Inc., Alliance Pharmaceutical Corp., BBV Vietnam SE.A. Acquisition Corp., Cash Technologies, Inc., Conspiracy Entertainment Holdings, Inc., Dematco, Inc., and Interactive Systems Worldwide, Inc.; Order of Suspension of Trading2013-09-26T00:00:00-07:002013-09-26T00:00:00-07:002013-23579Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-09-26/pdf/2013-23579.pdfhttps://regulations.justia.com/regulations/fedreg/2013/09/26/2013-23426.htmlNotice - Principal Management Corporation, et al.; Notice of Application2013-09-26T00:00:00-07:002013-09-26T00:00:00-07:002013-23426Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-09-26/pdf/2013-23426.pdfhttps://regulations.justia.com/regulations/fedreg/2013/09/26/2013-23425.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Existing Fees To Receive CME Group Multi-Cast Market Data Feeds via Wireless Connectivity2013-09-26T00:00:00-07:002013-09-26T00:00:00-07:002013-23425Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-09-26/pdf/2013-23425.pdfhttps://regulations.justia.com/regulations/fedreg/2013/09/26/2013-23424.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Withdrawal of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the Competitive Liquidity Provider Program2013-09-26T00:00:00-07:002013-09-26T00:00:00-07:002013-23424Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-09-26/pdf/2013-23424.pdfhttps://regulations.justia.com/regulations/fedreg/2013/09/26/2013-23423.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change Related To Enhanced Margin and Guaranty Fund Methodology2013-09-26T00:00:00-07:002013-09-26T00:00:00-07:002013-23423Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-09-26/pdf/2013-23423.pdfhttps://regulations.justia.com/regulations/fedreg/2013/09/26/2013-23422.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE MKT LLC; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes That Address the Exchanges' Emergency Powers2013-09-26T00:00:00-07:002013-09-26T00:00:00-07:002013-23422Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-09-26/pdf/2013-23422.pdfhttps://regulations.justia.com/regulations/fedreg/2013/09/26/2013-23421.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the First Trust High Income Fund of First Trust Exchange-Traded Fund VI2013-09-26T00:00:00-07:002013-09-26T00:00:00-07:002013-23421Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-09-26/pdf/2013-23421.pdfhttps://regulations.justia.com/regulations/fedreg/2013/09/26/2013-23420.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the First Trust Low Beta Income Fund of First Trust Exchange-Traded Fund VI2013-09-26T00:00:00-07:002013-09-26T00:00:00-07:002013-23420Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-09-26/pdf/2013-23420.pdf