<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/09/24?registers=between Sun, 05 May 2024 14:44:14 -0700 Sun, 05 May 2024 14:44:14 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/09/24?registers=between Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Implement a One-Day Temporary Suspension of Those Aspects of Rules 36.20 and 36.21 That Would Not Permit Floor Brokers To Use Personal Portable Phone Devices on the Trading Floor Due to the Unavailability of Exchange-Provided Cell Phones on September 11, 2013 https://regulations.justia.com/regulations/fedreg/2013/09/24/2013-23146.html https://regulations.justia.com/regulations/fedreg/2013/09/24/2013-23146.html Tue, 24 Sep 2013 00:00:00 -0700 2013-23146 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-24/pdf/2013-23146.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Implement a One-Day Temporary Suspension of Those Aspects of Rules 36.20-Equities and 36.21-Equities That Would Not Permit Floor Brokers to Use Personal Portable Phone Devices on the Trading Floor Due to the Unavailability of Exchange-Provided Cell Phones on September 11, 2013 https://regulations.justia.com/regulations/fedreg/2013/09/24/2013-23145.html https://regulations.justia.com/regulations/fedreg/2013/09/24/2013-23145.html Tue, 24 Sep 2013 00:00:00 -0700 2013-23145 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-24/pdf/2013-23145.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clear Contracts Traded on ICE Endex https://regulations.justia.com/regulations/fedreg/2013/09/24/2013-23128.html https://regulations.justia.com/regulations/fedreg/2013/09/24/2013-23128.html Tue, 24 Sep 2013 00:00:00 -0700 2013-23128 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-24/pdf/2013-23128.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change Relating to Amendments to the Code of Arbitration Procedure for Customer Disputes Concerning Panel Composition https://regulations.justia.com/regulations/fedreg/2013/09/24/2013-23127.html https://regulations.justia.com/regulations/fedreg/2013/09/24/2013-23127.html Tue, 24 Sep 2013 00:00:00 -0700 2013-23127 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-24/pdf/2013-23127.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate References to Obsolete Functionality https://regulations.justia.com/regulations/fedreg/2013/09/24/2013-23126.html https://regulations.justia.com/regulations/fedreg/2013/09/24/2013-23126.html Tue, 24 Sep 2013 00:00:00 -0700 2013-23126 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-24/pdf/2013-23126.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate References to Obsolete Functionality https://regulations.justia.com/regulations/fedreg/2013/09/24/2013-23125.html https://regulations.justia.com/regulations/fedreg/2013/09/24/2013-23125.html Tue, 24 Sep 2013 00:00:00 -0700 2013-23125 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-24/pdf/2013-23125.pdf