Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/09/23?limit=200&registers=between&mode=atom 2022-05-22T21:24:33-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2013/09/23/2013-23144.html Notice - Home System Group, Order of Suspension of Trading 2013-09-23T00:00:00-07:00 2013-09-23T00:00:00-07:00 2013-23144 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-23/pdf/2013-23144.pdf https://regulations.justia.com/regulations/fedreg/2013/09/23/2013-23143.html Notice - American Asset Development, Inc., aVinci Media Corp., Ceragenix Pharmaceuticals, Inc., Marshall Holdings International, Inc., MedCom USA, Incorporated, and Millenium Holding Group, Inc., Order of Suspension of Trading 2013-09-23T00:00:00-07:00 2013-09-23T00:00:00-07:00 2013-23143 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-23/pdf/2013-23143.pdf https://regulations.justia.com/regulations/fedreg/2013/09/23/2013-23101.html Notice - Sunshine Act Meeting 2013-09-23T00:00:00-07:00 2013-09-23T00:00:00-07:00 2013-23101 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-23/pdf/2013-23101.pdf https://regulations.justia.com/regulations/fedreg/2013/09/23/2013-23012.html Notice - Submission for OMB Review; Comment Request 2013-09-23T00:00:00-07:00 2013-09-23T00:00:00-07:00 2013-23012 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-23/pdf/2013-23012.pdf https://regulations.justia.com/regulations/fedreg/2013/09/23/2013-23011.html Notice - Submission for OMB Review; Comment Request 2013-09-23T00:00:00-07:00 2013-09-23T00:00:00-07:00 2013-23011 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-23/pdf/2013-23011.pdf https://regulations.justia.com/regulations/fedreg/2013/09/23/2013-23010.html Notice - Joint Industry Plan; Notice of Filing of Amendment No. 30 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis Submitted by the BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc. 2013-09-23T00:00:00-07:00 2013-09-23T00:00:00-07:00 2013-23010 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-23/pdf/2013-23010.pdf https://regulations.justia.com/regulations/fedreg/2013/09/23/2013-23009.html Notice - Consolidated Tape Association; Notice of Filing of the Eighteenth Substantive Amendment to the Second Restatement of the CTA Plan 2013-09-23T00:00:00-07:00 2013-09-23T00:00:00-07:00 2013-23009 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-23/pdf/2013-23009.pdf https://regulations.justia.com/regulations/fedreg/2013/09/23/2013-23008.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule Change To Permit Complex Orders To Participate in Price Improvement Periods 2013-09-23T00:00:00-07:00 2013-09-23T00:00:00-07:00 2013-23008 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-23/pdf/2013-23008.pdf https://regulations.justia.com/regulations/fedreg/2013/09/23/2013-23007.html Notice - Self-Regulatory Organizations; Topaz Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Schedule of Fees September 17, 2013. 2013-09-23T00:00:00-07:00 2013-09-23T00:00:00-07:00 2013-23007 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-23/pdf/2013-23007.pdf https://regulations.justia.com/regulations/fedreg/2013/09/23/2013-23006.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.91 To Specify That LMMs Receive Execution Allocations of Incoming Electronic Complex Orders and Complex Order Auction Eligible Orders in Accordance With the Guaranteed Participation Provision of Rule 6.76A(a)(1)(A), Without Any Exceptions 2013-09-23T00:00:00-07:00 2013-09-23T00:00:00-07:00 2013-23006 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-23/pdf/2013-23006.pdf https://regulations.justia.com/regulations/fedreg/2013/09/23/2013-23005.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Appointment Cost of IWM Options 2013-09-23T00:00:00-07:00 2013-09-23T00:00:00-07:00 2013-23005 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-23/pdf/2013-23005.pdf