<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/09/12?registers=between Thu, 02 May 2024 02:21:56 -0700 Thu, 02 May 2024 02:21:56 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/09/12?registers=between Notice - Big Bear Mining Corp., Four Rivers BioEnergy, Inc., Mainland Resources, Inc., QI Systems Inc., South Texas Oil Co., and Synova Healthcare Group, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2013/09/12/2013-22302.html https://regulations.justia.com/regulations/fedreg/2013/09/12/2013-22302.html Thu, 12 Sep 2013 00:00:00 -0700 2013-22302 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-12/pdf/2013-22302.pdf Notice - HydroGen Corp., QueryObject Systems Corp., Security Intelligence Technologies, Inc., Skins, Inc., SLM Holdings, Inc., Spring Creek Healthcare Systems, Inc., and Startech Environmental Corp.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2013/09/12/2013-22301.html https://regulations.justia.com/regulations/fedreg/2013/09/12/2013-22301.html Thu, 12 Sep 2013 00:00:00 -0700 2013-22301 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-12/pdf/2013-22301.pdf Notice - In the Matter of Exmocare, Inc. (n/k/a Second Solar, Inc.), First Transation Management, Inc., jetPADS, Inc., PepperBall Technologies, Inc., Pure Play Music, Ltd., Rim Semiconductor Co., Small Business Co., Inc., StarVox Communications, Inc., Steakhouse Partners, Inc., and Sutura, Inc., Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2013/09/12/2013-22298.html https://regulations.justia.com/regulations/fedreg/2013/09/12/2013-22298.html Thu, 12 Sep 2013 00:00:00 -0700 2013-22298 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-12/pdf/2013-22298.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of Proposed Rule Change Relating to the Dissemination of Transactions in TRACE-Eligible Securities That Are Effected Pursuant to Securities Act Rule 144A https://regulations.justia.com/regulations/fedreg/2013/09/12/2013-22167.html https://regulations.justia.com/regulations/fedreg/2013/09/12/2013-22167.html Thu, 12 Sep 2013 00:00:00 -0700 2013-22167 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-12/pdf/2013-22167.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change to List and Trade Shares of the SPDR SSgA Ultra Short Term Bond ETF; SPDR SSgA Conservative Ultra Short Term Bond ETF; and SPDR SSgA Aggressive Ultra Short Term Bond ETF under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2013/09/12/2013-22166.html https://regulations.justia.com/regulations/fedreg/2013/09/12/2013-22166.html Thu, 12 Sep 2013 00:00:00 -0700 2013-22166 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-12/pdf/2013-22166.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fees Assessed for Connectivity to the Exchange Under Rule 7015 and Amend the Fees Assessed and Credits Paid Under Exchange Rule 7018(a) https://regulations.justia.com/regulations/fedreg/2013/09/12/2013-22165.html https://regulations.justia.com/regulations/fedreg/2013/09/12/2013-22165.html Thu, 12 Sep 2013 00:00:00 -0700 2013-22165 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-12/pdf/2013-22165.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Enhancements to CME's Price Quality Auction Process for CDS Index Products https://regulations.justia.com/regulations/fedreg/2013/09/12/2013-22164.html https://regulations.justia.com/regulations/fedreg/2013/09/12/2013-22164.html Thu, 12 Sep 2013 00:00:00 -0700 2013-22164 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-12/pdf/2013-22164.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to $0.50 and $1 Strike Price Intervals for Classes in the Short Term Option Series Program https://regulations.justia.com/regulations/fedreg/2013/09/12/2013-22163.html https://regulations.justia.com/regulations/fedreg/2013/09/12/2013-22163.html Thu, 12 Sep 2013 00:00:00 -0700 2013-22163 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-12/pdf/2013-22163.pdf