Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/09/04?limit=200&registers=between&mode=atom 2024-04-24T15:07:49-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2013/09/04/2013-21458.html Notice - Clearing Agency; the Options Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend an Existing Interpretation and Policy To Give OCC Discretion Not To Grant a Particular Clearing Member Margin Credit for an Otherwise Eligible Security 2013-09-04T00:00:00-07:00 2013-09-04T00:00:00-07:00 2013-21458 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-04/pdf/2013-21458.pdf https://regulations.justia.com/regulations/fedreg/2013/09/04/2013-21411.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Commentary to Rule 1080 To Add a New PIXL ISO Order Type 2013-09-04T00:00:00-07:00 2013-09-04T00:00:00-07:00 2013-21411 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-04/pdf/2013-21411.pdf https://regulations.justia.com/regulations/fedreg/2013/09/04/2013-21410.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change Relating to Wash Sale Transactions and FINRA Rule 5210 (Publication of Transactions and Quotations) 2013-09-04T00:00:00-07:00 2013-09-04T00:00:00-07:00 2013-21410 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-04/pdf/2013-21410.pdf