Securities and Exchange Commission August 2013 – Federal Register Recent Federal Regulation Documents

Results 101 - 150 of 164
Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Changes to Its Excess Order Fee
Document Number: 2013-19262
Type: Notice
Date: 2013-08-09
Agency: Securities and Exchange Commission, Agencies and Commissions
In the Matter of Hutech21 Co., Ltd.; Order of Suspension of Trading
Document Number: 2013-19249
Type: Notice
Date: 2013-08-08
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2013-19041
Type: Notice
Date: 2013-08-07
Agency: Securities and Exchange Commission, Agencies and Commissions
Ranger Alternative Management, L.P. and Ranger Funds Investment Trust; Notice of Application
Document Number: 2013-19039
Type: Notice
Date: 2013-08-07
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2013-19038
Type: Notice
Date: 2013-08-07
Agency: Securities and Exchange Commission, Agencies and Commissions
In the Matter of Bergamo Acquisition Corp.; Order of Suspension of Trading
Document Number: 2013-19044
Type: Notice
Date: 2013-08-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 2013-18933
Type: Notice
Date: 2013-08-05
Agency: Securities and Exchange Commission, Agencies and Commissions
In the Matter of Zenergy International, Inc., Order of Suspension of Trading
Document Number: 2013-18917
Type: Notice
Date: 2013-08-05
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2013-18764
Type: Notice
Date: 2013-08-05
Agency: Securities and Exchange Commission, Agencies and Commissions
ERNY Financial ETF Trust, et al.; Notice of Application
Document Number: 2013-18763
Type: Notice
Date: 2013-08-05
Agency: Securities and Exchange Commission, Agencies and Commissions
GENCAP Strategies LLC, et al.; Notice of Application
Document Number: 2013-18762
Type: Notice
Date: 2013-08-05
Agency: Securities and Exchange Commission, Agencies and Commissions