<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/08?registers=between&min-day=1&max-day=31 Thu, 23 May 2024 19:25:24 -0700 Thu, 23 May 2024 19:25:24 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/08?registers=between&min-day=1&max-day=31 Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Change the Expiration Date for Most Option Contracts to the Third Friday of the Expiration Month Instead of the Saturday Following the Third Friday https://regulations.justia.com/regulations/fedreg/2013/08/30/2013-21232.html https://regulations.justia.com/regulations/fedreg/2013/08/30/2013-21232.html Fri, 30 Aug 2013 00:00:00 -0700 2013-21232 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-30/pdf/2013-21232.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Change the Expiration Date For Most Option Contracts to the Third Friday of the Expiration Month Instead of the Saturday Following the Third Friday https://regulations.justia.com/regulations/fedreg/2013/08/30/2013-21231.html https://regulations.justia.com/regulations/fedreg/2013/08/30/2013-21231.html Fri, 30 Aug 2013 00:00:00 -0700 2013-21231 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-30/pdf/2013-21231.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Change the Expiration Date For Most Option Contracts to the Third Friday of the Expiration Month Instead of the Saturday Following the Third Friday https://regulations.justia.com/regulations/fedreg/2013/08/30/2013-21230.html https://regulations.justia.com/regulations/fedreg/2013/08/30/2013-21230.html Fri, 30 Aug 2013 00:00:00 -0700 2013-21230 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-30/pdf/2013-21230.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Registration and Continuing Education Fees for BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2013/08/30/2013-21187.html https://regulations.justia.com/regulations/fedreg/2013/08/30/2013-21187.html Fri, 30 Aug 2013 00:00:00 -0700 2013-21187 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-30/pdf/2013-21187.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Registration and Continuing Education Fees for BATS Y-Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2013/08/30/2013-21186.html https://regulations.justia.com/regulations/fedreg/2013/08/30/2013-21186.html Fri, 30 Aug 2013 00:00:00 -0700 2013-21186 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-30/pdf/2013-21186.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule https://regulations.justia.com/regulations/fedreg/2013/08/30/2013-21185.html https://regulations.justia.com/regulations/fedreg/2013/08/30/2013-21185.html Fri, 30 Aug 2013 00:00:00 -0700 2013-21185 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-30/pdf/2013-21185.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the First Trust Global Tactical Commodity Strategy Fund of First Trust Exchange-Traded Fund VII https://regulations.justia.com/regulations/fedreg/2013/08/30/2013-21184.html https://regulations.justia.com/regulations/fedreg/2013/08/30/2013-21184.html Fri, 30 Aug 2013 00:00:00 -0700 2013-21184 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-30/pdf/2013-21184.pdf Notice - Equinox Funds Trust and Equinox Institutional Asset Management LP; Notice of Application https://regulations.justia.com/regulations/fedreg/2013/08/29/2013-21055.html https://regulations.justia.com/regulations/fedreg/2013/08/29/2013-21055.html Thu, 29 Aug 2013 00:00:00 -0700 2013-21055 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-29/pdf/2013-21055.pdf Notice - SEC Advisory Committee on Small and Emerging Companies https://regulations.justia.com/regulations/fedreg/2013/08/29/2013-21046.html https://regulations.justia.com/regulations/fedreg/2013/08/29/2013-21046.html Thu, 29 Aug 2013 00:00:00 -0700 2013-21046 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-29/pdf/2013-21046.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Listing Standards for Certain Securities https://regulations.justia.com/regulations/fedreg/2013/08/29/2013-21036.html https://regulations.justia.com/regulations/fedreg/2013/08/29/2013-21036.html Thu, 29 Aug 2013 00:00:00 -0700 2013-21036 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-29/pdf/2013-21036.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Modifications to Its OTC IRS Clearing Offering Including New Fees and the Addition of Four New Currencies and Two New Rate Options https://regulations.justia.com/regulations/fedreg/2013/08/29/2013-21035.html https://regulations.justia.com/regulations/fedreg/2013/08/29/2013-21035.html Thu, 29 Aug 2013 00:00:00 -0700 2013-21035 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-29/pdf/2013-21035.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change Amending 303A.00 of the Exchange's Listed Company Manual To Provide a One-Year Transition Period To Comply With the Internal Audit Requirement of Section 303A.07(c) for Companies Listing in Connection With an Initial Public Offering, or by Means of a Carve-Out or Spin-Off Transaction https://regulations.justia.com/regulations/fedreg/2013/08/28/2013-20956.html https://regulations.justia.com/regulations/fedreg/2013/08/28/2013-20956.html Wed, 28 Aug 2013 00:00:00 -0700 2013-20956 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-28/pdf/2013-20956.pdf Notice - The Northwestern Mutual Life Insurance Company, et al.; https://regulations.justia.com/regulations/fedreg/2013/08/28/2013-20955.html https://regulations.justia.com/regulations/fedreg/2013/08/28/2013-20955.html Wed, 28 Aug 2013 00:00:00 -0700 2013-20955 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-28/pdf/2013-20955.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter VII, Section 6 of the Rules of the NASDAQ Options Market To Permit the Exchange To Establish Wider Bid/Ask Differentials for Certain Options With High Premiums or Other Special Characteristics https://regulations.justia.com/regulations/fedreg/2013/08/28/2013-20934.html https://regulations.justia.com/regulations/fedreg/2013/08/28/2013-20934.html Wed, 28 Aug 2013 00:00:00 -0700 2013-20934 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-28/pdf/2013-20934.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2013/08/27/2013-20935.html https://regulations.justia.com/regulations/fedreg/2013/08/27/2013-20935.html Tue, 27 Aug 2013 00:00:00 -0700 2013-20935 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-27/pdf/2013-20935.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change Relating to the Discontinuation of the Differentiation of Price Improvement XL Orders of Less Than 50 Contracts https://regulations.justia.com/regulations/fedreg/2013/08/27/2013-20775.html https://regulations.justia.com/regulations/fedreg/2013/08/27/2013-20775.html Tue, 27 Aug 2013 00:00:00 -0700 2013-20775 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-27/pdf/2013-20775.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ's Optional Anti-Internalization Functionality https://regulations.justia.com/regulations/fedreg/2013/08/27/2013-20774.html https://regulations.justia.com/regulations/fedreg/2013/08/27/2013-20774.html Tue, 27 Aug 2013 00:00:00 -0700 2013-20774 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-27/pdf/2013-20774.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify BATS Registration and Continuing Education Requirements https://regulations.justia.com/regulations/fedreg/2013/08/26/2013-20746.html https://regulations.justia.com/regulations/fedreg/2013/08/26/2013-20746.html Mon, 26 Aug 2013 00:00:00 -0700 2013-20746 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-26/pdf/2013-20746.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify BYX Registration and Continuing Education Requirements https://regulations.justia.com/regulations/fedreg/2013/08/26/2013-20745.html https://regulations.justia.com/regulations/fedreg/2013/08/26/2013-20745.html Mon, 26 Aug 2013 00:00:00 -0700 2013-20745 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-26/pdf/2013-20745.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/08/26/2013-20681.html https://regulations.justia.com/regulations/fedreg/2013/08/26/2013-20681.html Mon, 26 Aug 2013 00:00:00 -0700 2013-20681 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-26/pdf/2013-20681.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2013/08/26/2013-20680.html https://regulations.justia.com/regulations/fedreg/2013/08/26/2013-20680.html Mon, 26 Aug 2013 00:00:00 -0700 2013-20680 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-26/pdf/2013-20680.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/08/26/2013-20679.html https://regulations.justia.com/regulations/fedreg/2013/08/26/2013-20679.html Mon, 26 Aug 2013 00:00:00 -0700 2013-20679 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-26/pdf/2013-20679.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Amending Rule 965NY, Which Governs NDX and RUT Combination Orders https://regulations.justia.com/regulations/fedreg/2013/08/26/2013-20678.html https://regulations.justia.com/regulations/fedreg/2013/08/26/2013-20678.html Mon, 26 Aug 2013 00:00:00 -0700 2013-20678 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-26/pdf/2013-20678.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate EDGA Rule 13.4 https://regulations.justia.com/regulations/fedreg/2013/08/23/2013-20613.html https://regulations.justia.com/regulations/fedreg/2013/08/23/2013-20613.html Fri, 23 Aug 2013 00:00:00 -0700 2013-20613 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-23/pdf/2013-20613.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate EDGX Rule 13.4 https://regulations.justia.com/regulations/fedreg/2013/08/23/2013-20612.html https://regulations.justia.com/regulations/fedreg/2013/08/23/2013-20612.html Fri, 23 Aug 2013 00:00:00 -0700 2013-20612 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-23/pdf/2013-20612.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change in Connection With the Notification of Settlement Process Used by the Mortgage-Backed Securities Division (“MBSD”) https://regulations.justia.com/regulations/fedreg/2013/08/23/2013-20611.html https://regulations.justia.com/regulations/fedreg/2013/08/23/2013-20611.html Fri, 23 Aug 2013 00:00:00 -0700 2013-20611 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-23/pdf/2013-20611.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2013/08/23/2013-20575.html https://regulations.justia.com/regulations/fedreg/2013/08/23/2013-20575.html Fri, 23 Aug 2013 00:00:00 -0700 2013-20575 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-23/pdf/2013-20575.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2013/08/23/2013-20574.html https://regulations.justia.com/regulations/fedreg/2013/08/23/2013-20574.html Fri, 23 Aug 2013 00:00:00 -0700 2013-20574 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-23/pdf/2013-20574.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2013/08/23/2013-20573.html https://regulations.justia.com/regulations/fedreg/2013/08/23/2013-20573.html Fri, 23 Aug 2013 00:00:00 -0700 2013-20573 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-23/pdf/2013-20573.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2013/08/23/2013-20572.html https://regulations.justia.com/regulations/fedreg/2013/08/23/2013-20572.html Fri, 23 Aug 2013 00:00:00 -0700 2013-20572 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-23/pdf/2013-20572.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2013/08/23/2013-20571.html https://regulations.justia.com/regulations/fedreg/2013/08/23/2013-20571.html Fri, 23 Aug 2013 00:00:00 -0700 2013-20571 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-23/pdf/2013-20571.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Change the Expiration Date for Most Options Contracts to the Third Friday of the Expiration Month Instead of the Saturday Following the Third Friday https://regulations.justia.com/regulations/fedreg/2013/08/23/2013-20570.html https://regulations.justia.com/regulations/fedreg/2013/08/23/2013-20570.html Fri, 23 Aug 2013 00:00:00 -0700 2013-20570 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-23/pdf/2013-20570.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Form U4 Regarding the Reporting of Unsatisfied Judgments and Liens https://regulations.justia.com/regulations/fedreg/2013/08/23/2013-20569.html https://regulations.justia.com/regulations/fedreg/2013/08/23/2013-20569.html Fri, 23 Aug 2013 00:00:00 -0700 2013-20569 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-23/pdf/2013-20569.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Order Approving and Declaring Effective a Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and the Topaz Exchange, LLC https://regulations.justia.com/regulations/fedreg/2013/08/23/2013-20568.html https://regulations.justia.com/regulations/fedreg/2013/08/23/2013-20568.html Fri, 23 Aug 2013 00:00:00 -0700 2013-20568 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-23/pdf/2013-20568.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2013/08/22/2013-20576.html https://regulations.justia.com/regulations/fedreg/2013/08/22/2013-20576.html Thu, 22 Aug 2013 00:00:00 -0700 2013-20576 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-22/pdf/2013-20576.pdf Notice - Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to the Use of Manual Signatures, Reduction of Segregated Long Positions in Accounts With Aggregated Long Positions, Requirements To Be Physically Present, and Other Technical Changes to OCC's By-Laws and Rules to Better Reflect Current Operational Practices https://regulations.justia.com/regulations/fedreg/2013/08/22/2013-20463.html https://regulations.justia.com/regulations/fedreg/2013/08/22/2013-20463.html Thu, 22 Aug 2013 00:00:00 -0700 2013-20463 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-22/pdf/2013-20463.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Continuing Education for Registered Persons https://regulations.justia.com/regulations/fedreg/2013/08/22/2013-20462.html https://regulations.justia.com/regulations/fedreg/2013/08/22/2013-20462.html Thu, 22 Aug 2013 00:00:00 -0700 2013-20462 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-22/pdf/2013-20462.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Benchmark Used in Connection With Settling CME Palm Oil Futures and CME Palm Oil Swaps https://regulations.justia.com/regulations/fedreg/2013/08/22/2013-20461.html https://regulations.justia.com/regulations/fedreg/2013/08/22/2013-20461.html Thu, 22 Aug 2013 00:00:00 -0700 2013-20461 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-22/pdf/2013-20461.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 to: (i) Delete the Sections in the Listed Company Manual (the “Manual”) Containing the Listing Application Materials (Including the Listing Application and the Listing Agreement) and Adopt Updated Listing Application Materials that will be Posted on the Exchange's Web site; and (ii) Adopt As New Rules Certain Provisions that are Currently Included in the Various Forms of Agreements That Are in the Manual, As Well As Some Additional New Rules that Make Explicit Existing Exchange Policies with Respect to Initial Listings https://regulations.justia.com/regulations/fedreg/2013/08/21/2013-20346.html https://regulations.justia.com/regulations/fedreg/2013/08/21/2013-20346.html Wed, 21 Aug 2013 00:00:00 -0700 2013-20346 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-21/pdf/2013-20346.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Disapprove Proposed Rule Change Amending NYSE Rules 451 and 465, and the Related Provisions of Section 402.10 of the NYSE Listed Company Manual, Which Provide a Schedule for the Reimbursement of Expenses by Issuers to NYSE Member Organizations for the Processing of Proxy Materials and Other Issuer Communications Provided to Investors Holding Securities in Street Name and To Establish a Five-Year Fee for the Development of an Enhanced Brokers Internet Platform https://regulations.justia.com/regulations/fedreg/2013/08/21/2013-20345.html https://regulations.justia.com/regulations/fedreg/2013/08/21/2013-20345.html Wed, 21 Aug 2013 00:00:00 -0700 2013-20345 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-21/pdf/2013-20345.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for Display Use of the NYSE Arca BBO and NYSE Arca Trades Market Data Products and Making Certain Technical Changes to the Fee Schedule https://regulations.justia.com/regulations/fedreg/2013/08/21/2013-20340.html https://regulations.justia.com/regulations/fedreg/2013/08/21/2013-20340.html Wed, 21 Aug 2013 00:00:00 -0700 2013-20340 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-21/pdf/2013-20340.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for Display Use of the NYSE MKT BBO and NYSE MKT Trades Market Data Products and Making Certain Technical Changes to the Fee Schedule https://regulations.justia.com/regulations/fedreg/2013/08/21/2013-20339.html https://regulations.justia.com/regulations/fedreg/2013/08/21/2013-20339.html Wed, 21 Aug 2013 00:00:00 -0700 2013-20339 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-21/pdf/2013-20339.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE MKT LLC; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to a Corporate Transaction in Which NYSE Euronext Will Become a Wholly-Owned Subsidiary of IntercontinentalExchange Group, Inc. https://regulations.justia.com/regulations/fedreg/2013/08/21/2013-20338.html https://regulations.justia.com/regulations/fedreg/2013/08/21/2013-20338.html Wed, 21 Aug 2013 00:00:00 -0700 2013-20338 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-21/pdf/2013-20338.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for Display Use of the NYSE BBO and NYSE Trades Market Data Products and Making Certain Technical Changes to the Fee Schedule https://regulations.justia.com/regulations/fedreg/2013/08/21/2013-20337.html https://regulations.justia.com/regulations/fedreg/2013/08/21/2013-20337.html Wed, 21 Aug 2013 00:00:00 -0700 2013-20337 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-21/pdf/2013-20337.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change To List and Trade Shares of Market Vectors Low Volatility Commodity ETF and Market Vectors Long/Short Commodity ETF Under NYSE Arca Equities Rule 8.200 https://regulations.justia.com/regulations/fedreg/2013/08/21/2013-20336.html https://regulations.justia.com/regulations/fedreg/2013/08/21/2013-20336.html Wed, 21 Aug 2013 00:00:00 -0700 2013-20336 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-21/pdf/2013-20336.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change To Revise Its By-Laws and Rules To Make Structural Changes to OCC's Membership/Risk Committee Regarding Public Directors and the Process for Designating Membership/Risk Committee Members https://regulations.justia.com/regulations/fedreg/2013/08/21/2013-20335.html https://regulations.justia.com/regulations/fedreg/2013/08/21/2013-20335.html Wed, 21 Aug 2013 00:00:00 -0700 2013-20335 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-21/pdf/2013-20335.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Describe the Billing Practice for Co-Location Services and Expand Co-Location Services To Provide for a 40 Gigabit Liquidity Center Network Connection https://regulations.justia.com/regulations/fedreg/2013/08/21/2013-20334.html https://regulations.justia.com/regulations/fedreg/2013/08/21/2013-20334.html Wed, 21 Aug 2013 00:00:00 -0700 2013-20334 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-21/pdf/2013-20334.pdf Rule - Broker-Dealer Reports https://regulations.justia.com/regulations/fedreg/2013/08/21/2013-18738.html https://regulations.justia.com/regulations/fedreg/2013/08/21/2013-18738.html Wed, 21 Aug 2013 00:00:00 -0700 2013-18738 Rule http://www.gpo.gov/fdsys/pkg/FR-2013-08-21/pdf/2013-18738.pdf Rule - Financial Responsibility Rules for Broker-Dealers https://regulations.justia.com/regulations/fedreg/2013/08/21/2013-18734.html https://regulations.justia.com/regulations/fedreg/2013/08/21/2013-18734.html Wed, 21 Aug 2013 00:00:00 -0700 2013-18734 Rule http://www.gpo.gov/fdsys/pkg/FR-2013-08-21/pdf/2013-18734.pdf Notice - In the Matter of Redfin Network, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2013/08/19/2013-20228.html https://regulations.justia.com/regulations/fedreg/2013/08/19/2013-20228.html Mon, 19 Aug 2013 00:00:00 -0700 2013-20228 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-19/pdf/2013-20228.pdf