Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/08/21?limit=200&registers=between&mode=atom 2024-04-23T13:24:27-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2013/08/21/2013-20346.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 to: (i) Delete the Sections in the Listed Company Manual (the “Manual”) Containing the Listing Application Materials (Including the Listing Application and the Listing Agreement) and Adopt Updated Listing Application Materials that will be Posted on the Exchange's Web site; and (ii) Adopt As New Rules Certain Provisions that are Currently Included in the Various Forms of Agreements That Are in the Manual, As Well As Some Additional New Rules that Make Explicit Existing Exchange Policies with Respect to Initial Listings 2013-08-21T00:00:00-07:00 2013-08-21T00:00:00-07:00 2013-20346 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-21/pdf/2013-20346.pdf https://regulations.justia.com/regulations/fedreg/2013/08/21/2013-20345.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Disapprove Proposed Rule Change Amending NYSE Rules 451 and 465, and the Related Provisions of Section 402.10 of the NYSE Listed Company Manual, Which Provide a Schedule for the Reimbursement of Expenses by Issuers to NYSE Member Organizations for the Processing of Proxy Materials and Other Issuer Communications Provided to Investors Holding Securities in Street Name and To Establish a Five-Year Fee for the Development of an Enhanced Brokers Internet Platform 2013-08-21T00:00:00-07:00 2013-08-21T00:00:00-07:00 2013-20345 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-21/pdf/2013-20345.pdf https://regulations.justia.com/regulations/fedreg/2013/08/21/2013-20340.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for Display Use of the NYSE Arca BBO and NYSE Arca Trades Market Data Products and Making Certain Technical Changes to the Fee Schedule 2013-08-21T00:00:00-07:00 2013-08-21T00:00:00-07:00 2013-20340 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-21/pdf/2013-20340.pdf https://regulations.justia.com/regulations/fedreg/2013/08/21/2013-20339.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for Display Use of the NYSE MKT BBO and NYSE MKT Trades Market Data Products and Making Certain Technical Changes to the Fee Schedule 2013-08-21T00:00:00-07:00 2013-08-21T00:00:00-07:00 2013-20339 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-21/pdf/2013-20339.pdf https://regulations.justia.com/regulations/fedreg/2013/08/21/2013-20338.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE MKT LLC; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to a Corporate Transaction in Which NYSE Euronext Will Become a Wholly-Owned Subsidiary of IntercontinentalExchange Group, Inc. 2013-08-21T00:00:00-07:00 2013-08-21T00:00:00-07:00 2013-20338 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-21/pdf/2013-20338.pdf https://regulations.justia.com/regulations/fedreg/2013/08/21/2013-20337.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for Display Use of the NYSE BBO and NYSE Trades Market Data Products and Making Certain Technical Changes to the Fee Schedule 2013-08-21T00:00:00-07:00 2013-08-21T00:00:00-07:00 2013-20337 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-21/pdf/2013-20337.pdf https://regulations.justia.com/regulations/fedreg/2013/08/21/2013-20336.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change To List and Trade Shares of Market Vectors Low Volatility Commodity ETF and Market Vectors Long/Short Commodity ETF Under NYSE Arca Equities Rule 8.200 2013-08-21T00:00:00-07:00 2013-08-21T00:00:00-07:00 2013-20336 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-21/pdf/2013-20336.pdf https://regulations.justia.com/regulations/fedreg/2013/08/21/2013-20335.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change To Revise Its By-Laws and Rules To Make Structural Changes to OCC's Membership/Risk Committee Regarding Public Directors and the Process for Designating Membership/Risk Committee Members 2013-08-21T00:00:00-07:00 2013-08-21T00:00:00-07:00 2013-20335 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-21/pdf/2013-20335.pdf https://regulations.justia.com/regulations/fedreg/2013/08/21/2013-20334.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Describe the Billing Practice for Co-Location Services and Expand Co-Location Services To Provide for a 40 Gigabit Liquidity Center Network Connection 2013-08-21T00:00:00-07:00 2013-08-21T00:00:00-07:00 2013-20334 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-21/pdf/2013-20334.pdf https://regulations.justia.com/regulations/fedreg/2013/08/21/2013-18738.html Rule - Broker-Dealer Reports 2013-08-21T00:00:00-07:00 2013-08-21T00:00:00-07:00 2013-18738 Rule http://www.gpo.gov/fdsys/pkg/FR-2013-08-21/pdf/2013-18738.pdf https://regulations.justia.com/regulations/fedreg/2013/08/21/2013-18734.html Rule - Financial Responsibility Rules for Broker-Dealers 2013-08-21T00:00:00-07:00 2013-08-21T00:00:00-07:00 2013-18734 Rule http://www.gpo.gov/fdsys/pkg/FR-2013-08-21/pdf/2013-18734.pdf