Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/08/09?limit=200&registers=between&mode=atom 2024-05-02T10:51:12-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2013/08/09/2013-19267.html Notice - Aspiriant Global Equity Trust and Aspiriant, LLC; Notice of Application 2013-08-09T00:00:00-07:00 2013-08-09T00:00:00-07:00 2013-19267 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-09/pdf/2013-19267.pdf https://regulations.justia.com/regulations/fedreg/2013/08/09/2013-19266.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Offer a New Data Feed 2013-08-09T00:00:00-07:00 2013-08-09T00:00:00-07:00 2013-19266 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-09/pdf/2013-19266.pdf https://regulations.justia.com/regulations/fedreg/2013/08/09/2013-19265.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Offer a New Data Feed 2013-08-09T00:00:00-07:00 2013-08-09T00:00:00-07:00 2013-19265 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-09/pdf/2013-19265.pdf https://regulations.justia.com/regulations/fedreg/2013/08/09/2013-19264.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Its Fees for Routing of Orders Priced at $1 or More Under Rule 7018(a), as Well as Changes to Its Excess Order Fee Under Rule 7018(m) 2013-08-09T00:00:00-07:00 2013-08-09T00:00:00-07:00 2013-19264 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-09/pdf/2013-19264.pdf https://regulations.justia.com/regulations/fedreg/2013/08/09/2013-19263.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Delisting Series in the STOs and Opening up to Five Consecutive Weekly Expirations of STOs 2013-08-09T00:00:00-07:00 2013-08-09T00:00:00-07:00 2013-19263 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-09/pdf/2013-19263.pdf https://regulations.justia.com/regulations/fedreg/2013/08/09/2013-19262.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Changes to Its Excess Order Fee 2013-08-09T00:00:00-07:00 2013-08-09T00:00:00-07:00 2013-19262 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-09/pdf/2013-19262.pdf https://regulations.justia.com/regulations/fedreg/2013/08/09/2013-19261.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change to Its Excess Order Fee Under Rule 7018(d) 2013-08-09T00:00:00-07:00 2013-08-09T00:00:00-07:00 2013-19261 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-09/pdf/2013-19261.pdf https://regulations.justia.com/regulations/fedreg/2013/08/09/2013-19260.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ's Rule Governing Modification of Orders in the Event of an Issuer Corporate Action Related to a Dividend, Payment or Distribution 2013-08-09T00:00:00-07:00 2013-08-09T00:00:00-07:00 2013-19260 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-09/pdf/2013-19260.pdf https://regulations.justia.com/regulations/fedreg/2013/08/09/2013-19259.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Options Fee Schedule 2013-08-09T00:00:00-07:00 2013-08-09T00:00:00-07:00 2013-19259 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-09/pdf/2013-19259.pdf https://regulations.justia.com/regulations/fedreg/2013/08/09/2013-19258.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Technical Disconnect Functionality 2013-08-09T00:00:00-07:00 2013-08-09T00:00:00-07:00 2013-19258 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-09/pdf/2013-19258.pdf https://regulations.justia.com/regulations/fedreg/2013/08/09/2013-19257.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify BX's Rule Governing Modification of Orders in the Event of an Issuer Corporate Action Related to a Dividend, Payment or Distribution 2013-08-09T00:00:00-07:00 2013-08-09T00:00:00-07:00 2013-19257 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-09/pdf/2013-19257.pdf https://regulations.justia.com/regulations/fedreg/2013/08/09/2013-19256.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Rule Governing Modification of Orders on NASDAQ OMX PSX in the Event of an Issuer Corporate Action Related to a Dividend, Payment or Distribution 2013-08-09T00:00:00-07:00 2013-08-09T00:00:00-07:00 2013-19256 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-09/pdf/2013-19256.pdf https://regulations.justia.com/regulations/fedreg/2013/08/09/2013-19255.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Chapter IV, Section 6 To Permit the Exchange To List Additional Strike Prices Until the Close of Trading on the Second Business Day Prior to Monthly Expiration 2013-08-09T00:00:00-07:00 2013-08-09T00:00:00-07:00 2013-19255 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-09/pdf/2013-19255.pdf https://regulations.justia.com/regulations/fedreg/2013/08/09/2013-19254.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Chapter IV, Section 6 To Permit the Exchange To List Additional Strike Prices Until the Close of Trading on the Second Business Day Prior to Monthly Expiration 2013-08-09T00:00:00-07:00 2013-08-09T00:00:00-07:00 2013-19254 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-09/pdf/2013-19254.pdf