Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/08/09?limit=200®isters=between&mode=atom2024-05-02T10:51:12-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2013/08/09/2013-19267.htmlNotice - Aspiriant Global Equity Trust and Aspiriant, LLC; Notice of Application2013-08-09T00:00:00-07:002013-08-09T00:00:00-07:002013-19267Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-08-09/pdf/2013-19267.pdfhttps://regulations.justia.com/regulations/fedreg/2013/08/09/2013-19266.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Offer a New Data Feed2013-08-09T00:00:00-07:002013-08-09T00:00:00-07:002013-19266Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-08-09/pdf/2013-19266.pdfhttps://regulations.justia.com/regulations/fedreg/2013/08/09/2013-19265.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Offer a New Data Feed2013-08-09T00:00:00-07:002013-08-09T00:00:00-07:002013-19265Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-08-09/pdf/2013-19265.pdfhttps://regulations.justia.com/regulations/fedreg/2013/08/09/2013-19264.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Its Fees for Routing of Orders Priced at $1 or More Under Rule 7018(a), as Well as Changes to Its Excess Order Fee Under Rule 7018(m)2013-08-09T00:00:00-07:002013-08-09T00:00:00-07:002013-19264Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-08-09/pdf/2013-19264.pdfhttps://regulations.justia.com/regulations/fedreg/2013/08/09/2013-19263.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Delisting Series in the STOs and Opening up to Five Consecutive Weekly Expirations of STOs2013-08-09T00:00:00-07:002013-08-09T00:00:00-07:002013-19263Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-08-09/pdf/2013-19263.pdfhttps://regulations.justia.com/regulations/fedreg/2013/08/09/2013-19262.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Changes to Its Excess Order Fee2013-08-09T00:00:00-07:002013-08-09T00:00:00-07:002013-19262Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-08-09/pdf/2013-19262.pdfhttps://regulations.justia.com/regulations/fedreg/2013/08/09/2013-19261.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change to Its Excess Order Fee Under Rule 7018(d)2013-08-09T00:00:00-07:002013-08-09T00:00:00-07:002013-19261Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-08-09/pdf/2013-19261.pdfhttps://regulations.justia.com/regulations/fedreg/2013/08/09/2013-19260.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ's Rule Governing Modification of Orders in the Event of an Issuer Corporate Action Related to a Dividend, Payment or Distribution2013-08-09T00:00:00-07:002013-08-09T00:00:00-07:002013-19260Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-08-09/pdf/2013-19260.pdfhttps://regulations.justia.com/regulations/fedreg/2013/08/09/2013-19259.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Options Fee Schedule2013-08-09T00:00:00-07:002013-08-09T00:00:00-07:002013-19259Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-08-09/pdf/2013-19259.pdfhttps://regulations.justia.com/regulations/fedreg/2013/08/09/2013-19258.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Technical Disconnect Functionality2013-08-09T00:00:00-07:002013-08-09T00:00:00-07:002013-19258Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-08-09/pdf/2013-19258.pdfhttps://regulations.justia.com/regulations/fedreg/2013/08/09/2013-19257.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify BX's Rule Governing Modification of Orders in the Event of an Issuer Corporate Action Related to a Dividend, Payment or Distribution2013-08-09T00:00:00-07:002013-08-09T00:00:00-07:002013-19257Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-08-09/pdf/2013-19257.pdfhttps://regulations.justia.com/regulations/fedreg/2013/08/09/2013-19256.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Rule Governing Modification of Orders on NASDAQ OMX PSX in the Event of an Issuer Corporate Action Related to a Dividend, Payment or Distribution2013-08-09T00:00:00-07:002013-08-09T00:00:00-07:002013-19256Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-08-09/pdf/2013-19256.pdfhttps://regulations.justia.com/regulations/fedreg/2013/08/09/2013-19255.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Chapter IV, Section 6 To Permit the Exchange To List Additional Strike Prices Until the Close of Trading on the Second Business Day Prior to Monthly Expiration2013-08-09T00:00:00-07:002013-08-09T00:00:00-07:002013-19255Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-08-09/pdf/2013-19255.pdfhttps://regulations.justia.com/regulations/fedreg/2013/08/09/2013-19254.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Chapter IV, Section 6 To Permit the Exchange To List Additional Strike Prices Until the Close of Trading on the Second Business Day Prior to Monthly Expiration2013-08-09T00:00:00-07:002013-08-09T00:00:00-07:002013-19254Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-08-09/pdf/2013-19254.pdf