<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/08/08?registers=between Sat, 27 Apr 2024 02:52:23 -0700 Sat, 27 Apr 2024 02:52:23 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/08/08?registers=between Notice - In the Matter of Hutech21 Co., Ltd.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2013/08/08/2013-19249.html https://regulations.justia.com/regulations/fedreg/2013/08/08/2013-19249.html Thu, 08 Aug 2013 00:00:00 -0700 2013-19249 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-08/pdf/2013-19249.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending One of the Supplemental Liquidity Provider Credits in its Price List https://regulations.justia.com/regulations/fedreg/2013/08/08/2013-19151.html https://regulations.justia.com/regulations/fedreg/2013/08/08/2013-19151.html Thu, 08 Aug 2013 00:00:00 -0700 2013-19151 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-08/pdf/2013-19151.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Order Handling https://regulations.justia.com/regulations/fedreg/2013/08/08/2013-19150.html https://regulations.justia.com/regulations/fedreg/2013/08/08/2013-19150.html Thu, 08 Aug 2013 00:00:00 -0700 2013-19150 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-08/pdf/2013-19150.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Order Handling https://regulations.justia.com/regulations/fedreg/2013/08/08/2013-19149.html https://regulations.justia.com/regulations/fedreg/2013/08/08/2013-19149.html Thu, 08 Aug 2013 00:00:00 -0700 2013-19149 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-08/pdf/2013-19149.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trading Halts or Suspension When an Exchange Trading System Experiences Technical Failure or Failures https://regulations.justia.com/regulations/fedreg/2013/08/08/2013-19148.html https://regulations.justia.com/regulations/fedreg/2013/08/08/2013-19148.html Thu, 08 Aug 2013 00:00:00 -0700 2013-19148 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-08/pdf/2013-19148.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period for the Exchange's Retail Liquidity Program for an Additional 12 Months, To Expire on July 31, 2014 https://regulations.justia.com/regulations/fedreg/2013/08/08/2013-19147.html https://regulations.justia.com/regulations/fedreg/2013/08/08/2013-19147.html Thu, 08 Aug 2013 00:00:00 -0700 2013-19147 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-08/pdf/2013-19147.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend NYSE Rule 49, Which Addresses the Exchange's Emergency Powers https://regulations.justia.com/regulations/fedreg/2013/08/08/2013-19146.html https://regulations.justia.com/regulations/fedreg/2013/08/08/2013-19146.html Thu, 08 Aug 2013 00:00:00 -0700 2013-19146 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-08/pdf/2013-19146.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change To Adopt the Text of New York Stock Exchange Rule 49 as Rule 49-Equities in Order To Authorize Exchange Officials To Exercise the Same Emergency Powers As NYSE Officials May Exercise https://regulations.justia.com/regulations/fedreg/2013/08/08/2013-19145.html https://regulations.justia.com/regulations/fedreg/2013/08/08/2013-19145.html Thu, 08 Aug 2013 00:00:00 -0700 2013-19145 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-08/pdf/2013-19145.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change to Amend NYSE Arca Equities Rule 2.100, Which Provides for Certain Emergency Powers https://regulations.justia.com/regulations/fedreg/2013/08/08/2013-19144.html https://regulations.justia.com/regulations/fedreg/2013/08/08/2013-19144.html Thu, 08 Aug 2013 00:00:00 -0700 2013-19144 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-08/pdf/2013-19144.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period for the Exchange's Retail Liquidity Program for an Additional 12 Months, To Expire on July 31, 2014 https://regulations.justia.com/regulations/fedreg/2013/08/08/2013-19143.html https://regulations.justia.com/regulations/fedreg/2013/08/08/2013-19143.html Thu, 08 Aug 2013 00:00:00 -0700 2013-19143 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-08/pdf/2013-19143.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Options Fees and Rebates https://regulations.justia.com/regulations/fedreg/2013/08/08/2013-19142.html https://regulations.justia.com/regulations/fedreg/2013/08/08/2013-19142.html Thu, 08 Aug 2013 00:00:00 -0700 2013-19142 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-08/pdf/2013-19142.pdf