Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/08/05?limit=200&registers=between&mode=atom 2024-04-24T23:28:57-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18933.html Notice - Sunshine Act Meetings 2013-08-05T00:00:00-07:00 2013-08-05T00:00:00-07:00 2013-18933 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-05/pdf/2013-18933.pdf https://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18917.html Notice - In the Matter of Zenergy International, Inc., Order of Suspension of Trading 2013-08-05T00:00:00-07:00 2013-08-05T00:00:00-07:00 2013-18917 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-05/pdf/2013-18917.pdf https://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18764.html Notice - Submission for OMB Review; Comment Request 2013-08-05T00:00:00-07:00 2013-08-05T00:00:00-07:00 2013-18764 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-05/pdf/2013-18764.pdf https://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18763.html Notice - ERNY Financial ETF Trust, et al.; Notice of Application 2013-08-05T00:00:00-07:00 2013-08-05T00:00:00-07:00 2013-18763 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-05/pdf/2013-18763.pdf https://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18762.html Notice - GENCAP Strategies LLC, et al.; Notice of Application 2013-08-05T00:00:00-07:00 2013-08-05T00:00:00-07:00 2013-18762 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-05/pdf/2013-18762.pdf https://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18761.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, To Separate the Powers and Duties Currently Combined in the Office of OCC's Chairman Into Two Offices, Chairman and President, and Create an Additional Directorship To Be Occupied by the President 2013-08-05T00:00:00-07:00 2013-08-05T00:00:00-07:00 2013-18761 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-05/pdf/2013-18761.pdf https://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18760.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(a)(2) To Specify That the Exchange Would Use The Last Official Closing Price To Calculate the Market Order Trading Collar If There Is No Consolidated Last Sale Price That Trading Day 2013-08-05T00:00:00-07:00 2013-08-05T00:00:00-07:00 2013-18760 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-05/pdf/2013-18760.pdf https://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18759.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rule 4170 (Options Communications) 2013-08-05T00:00:00-07:00 2013-08-05T00:00:00-07:00 2013-18759 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-05/pdf/2013-18759.pdf https://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18758.html Notice - Self-Regulatory Organizations: Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Fee Schedule 2013-08-05T00:00:00-07:00 2013-08-05T00:00:00-07:00 2013-18758 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-05/pdf/2013-18758.pdf https://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18757.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Amex Options Fee Schedule To Increase the Royalty Fees Applicable to Non-Customer Transactions in Options on the Russell 2000 Index 2013-08-05T00:00:00-07:00 2013-08-05T00:00:00-07:00 2013-18757 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-05/pdf/2013-18757.pdf https://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18756.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Extend the Pilot Program for Certain Government Securities Division Rules Relating to the GCF Repo® Service 2013-08-05T00:00:00-07:00 2013-08-05T00:00:00-07:00 2013-18756 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-05/pdf/2013-18756.pdf https://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18755.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the Content of the NYSE Arca Trades Digital Media Data Feed 2013-08-05T00:00:00-07:00 2013-08-05T00:00:00-07:00 2013-18755 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-05/pdf/2013-18755.pdf https://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18754.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the Content of the NYSE Trades Digital Media Data Feed 2013-08-05T00:00:00-07:00 2013-08-05T00:00:00-07:00 2013-18754 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-05/pdf/2013-18754.pdf https://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18753.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the Content of the NYSE MKT Trades Digital Media Data Feed 2013-08-05T00:00:00-07:00 2013-08-05T00:00:00-07:00 2013-18753 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-05/pdf/2013-18753.pdf https://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18752.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule To Include a $60 Session Fee for the Series 56 (S501) Continuing Education 2013-08-05T00:00:00-07:00 2013-08-05T00:00:00-07:00 2013-18752 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-05/pdf/2013-18752.pdf https://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18751.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of a Proposed Rule Change To Modify the Complex Order Filter 2013-08-05T00:00:00-07:00 2013-08-05T00:00:00-07:00 2013-18751 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-05/pdf/2013-18751.pdf https://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18750.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit the Nullification of Trades Involving Catastrophic Errors 2013-08-05T00:00:00-07:00 2013-08-05T00:00:00-07:00 2013-18750 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-05/pdf/2013-18750.pdf https://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18749.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter V, Section 6, Obvious Errors, of the Rules of the NASDAQ Options Market (“NOM”) 2013-08-05T00:00:00-07:00 2013-08-05T00:00:00-07:00 2013-18749 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-05/pdf/2013-18749.pdf https://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18748.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amending Exchange Rules To Clarify Rules 6.1 and 6.32 2013-08-05T00:00:00-07:00 2013-08-05T00:00:00-07:00 2013-18748 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-08-05/pdf/2013-18748.pdf