Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/08/05?limit=200®isters=between&mode=atom2024-04-24T23:28:57-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18933.htmlNotice - Sunshine Act Meetings2013-08-05T00:00:00-07:002013-08-05T00:00:00-07:002013-18933Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-08-05/pdf/2013-18933.pdfhttps://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18917.htmlNotice - In the Matter of Zenergy International, Inc., Order of Suspension of Trading2013-08-05T00:00:00-07:002013-08-05T00:00:00-07:002013-18917Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-08-05/pdf/2013-18917.pdfhttps://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18764.htmlNotice - Submission for OMB Review; Comment Request2013-08-05T00:00:00-07:002013-08-05T00:00:00-07:002013-18764Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-08-05/pdf/2013-18764.pdfhttps://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18763.htmlNotice - ERNY Financial ETF Trust, et al.; Notice of Application2013-08-05T00:00:00-07:002013-08-05T00:00:00-07:002013-18763Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-08-05/pdf/2013-18763.pdfhttps://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18762.htmlNotice - GENCAP Strategies LLC, et al.; Notice of Application2013-08-05T00:00:00-07:002013-08-05T00:00:00-07:002013-18762Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-08-05/pdf/2013-18762.pdfhttps://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18761.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, To Separate the Powers and Duties Currently Combined in the Office of OCC's Chairman Into Two Offices, Chairman and President, and Create an Additional Directorship To Be Occupied by the President2013-08-05T00:00:00-07:002013-08-05T00:00:00-07:002013-18761Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-08-05/pdf/2013-18761.pdfhttps://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18760.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(a)(2) To Specify That the Exchange Would Use The Last Official Closing Price To Calculate the Market Order Trading Collar If There Is No Consolidated Last Sale Price That Trading Day2013-08-05T00:00:00-07:002013-08-05T00:00:00-07:002013-18760Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-08-05/pdf/2013-18760.pdfhttps://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18759.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rule 4170 (Options Communications)2013-08-05T00:00:00-07:002013-08-05T00:00:00-07:002013-18759Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-08-05/pdf/2013-18759.pdfhttps://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18758.htmlNotice - Self-Regulatory Organizations: Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Fee Schedule2013-08-05T00:00:00-07:002013-08-05T00:00:00-07:002013-18758Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-08-05/pdf/2013-18758.pdfhttps://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18757.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Amex Options Fee Schedule To Increase the Royalty Fees Applicable to Non-Customer Transactions in Options on the Russell 2000 Index2013-08-05T00:00:00-07:002013-08-05T00:00:00-07:002013-18757Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-08-05/pdf/2013-18757.pdfhttps://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18756.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Extend the Pilot Program for Certain Government Securities Division Rules Relating to the GCF Repo® Service2013-08-05T00:00:00-07:002013-08-05T00:00:00-07:002013-18756Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-08-05/pdf/2013-18756.pdfhttps://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18755.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the Content of the NYSE Arca Trades Digital Media Data Feed2013-08-05T00:00:00-07:002013-08-05T00:00:00-07:002013-18755Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-08-05/pdf/2013-18755.pdfhttps://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18754.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the Content of the NYSE Trades Digital Media Data Feed2013-08-05T00:00:00-07:002013-08-05T00:00:00-07:002013-18754Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-08-05/pdf/2013-18754.pdfhttps://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18753.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the Content of the NYSE MKT Trades Digital Media Data Feed2013-08-05T00:00:00-07:002013-08-05T00:00:00-07:002013-18753Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-08-05/pdf/2013-18753.pdfhttps://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18752.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule To Include a $60 Session Fee for the Series 56 (S501) Continuing Education2013-08-05T00:00:00-07:002013-08-05T00:00:00-07:002013-18752Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-08-05/pdf/2013-18752.pdfhttps://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18751.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of a Proposed Rule Change To Modify the Complex Order Filter2013-08-05T00:00:00-07:002013-08-05T00:00:00-07:002013-18751Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-08-05/pdf/2013-18751.pdfhttps://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18750.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit the Nullification of Trades Involving Catastrophic Errors2013-08-05T00:00:00-07:002013-08-05T00:00:00-07:002013-18750Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-08-05/pdf/2013-18750.pdfhttps://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18749.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter V, Section 6, Obvious Errors, of the Rules of the NASDAQ Options Market (“NOM”)2013-08-05T00:00:00-07:002013-08-05T00:00:00-07:002013-18749Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-08-05/pdf/2013-18749.pdfhttps://regulations.justia.com/regulations/fedreg/2013/08/05/2013-18748.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amending Exchange Rules To Clarify Rules 6.1 and 6.322013-08-05T00:00:00-07:002013-08-05T00:00:00-07:002013-18748Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-08-05/pdf/2013-18748.pdf