<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/07/17?registers=between Thu, 02 May 2024 19:17:27 -0700 Thu, 02 May 2024 19:17:27 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/07/17?registers=between Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change To Provide That OCC, Rather Than an Adjustment Panel of the Securities Committee, Will Determine Adjustments to the Terms of Options Contracts To Account for Certain Events, Such as Certain Dividend Distributions or Other Corporate Actions, That Affect the Underlying Security or Other Underlying Interest https://regulations.justia.com/regulations/fedreg/2013/07/17/2013-17099.html https://regulations.justia.com/regulations/fedreg/2013/07/17/2013-17099.html Wed, 17 Jul 2013 00:00:00 -0700 2013-17099 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-07-17/pdf/2013-17099.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Price List To Change the Monthly Fees For the Use of Certain Ports https://regulations.justia.com/regulations/fedreg/2013/07/17/2013-17098.html https://regulations.justia.com/regulations/fedreg/2013/07/17/2013-17098.html Wed, 17 Jul 2013 00:00:00 -0700 2013-17098 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-07-17/pdf/2013-17098.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List To Change the Monthly Fees for the Use of Certain Ports https://regulations.justia.com/regulations/fedreg/2013/07/17/2013-17097.html https://regulations.justia.com/regulations/fedreg/2013/07/17/2013-17097.html Wed, 17 Jul 2013 00:00:00 -0700 2013-17097 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-07-17/pdf/2013-17097.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Include trueEX LLC as a Designated Locked-In Trade Source Pursuant to the Rulebook of the Government Securities Division https://regulations.justia.com/regulations/fedreg/2013/07/17/2013-17096.html https://regulations.justia.com/regulations/fedreg/2013/07/17/2013-17096.html Wed, 17 Jul 2013 00:00:00 -0700 2013-17096 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-07-17/pdf/2013-17096.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Section 312.07 of the Listed Company Manual To Remove the 50% Quorum Requirement and Add Certain Clarifying Language https://regulations.justia.com/regulations/fedreg/2013/07/17/2013-17095.html https://regulations.justia.com/regulations/fedreg/2013/07/17/2013-17095.html Wed, 17 Jul 2013 00:00:00 -0700 2013-17095 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-07-17/pdf/2013-17095.pdf