<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/07/16?registers=between Thu, 02 May 2024 09:01:26 -0700 Thu, 02 May 2024 09:01:26 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/07/16?registers=between Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rule 7130 (Execution and Price/Time Priority) To Adjust the NBBO Exposure Period https://regulations.justia.com/regulations/fedreg/2013/07/16/C1-2013-15780.html https://regulations.justia.com/regulations/fedreg/2013/07/16/C1-2013-15780.html Tue, 16 Jul 2013 00:00:00 -0700 C1-2013-15780 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-07-16/pdf/C1-2013-15780.pdf Notice - ACS Wireless, Inc.; Notice of Application https://regulations.justia.com/regulations/fedreg/2013/07/16/C1-2013-15658.html https://regulations.justia.com/regulations/fedreg/2013/07/16/C1-2013-15658.html Tue, 16 Jul 2013 00:00:00 -0700 C1-2013-15658 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-07-16/pdf/C1-2013-15658.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2013/07/16/2013-17100.html https://regulations.justia.com/regulations/fedreg/2013/07/16/2013-17100.html Tue, 16 Jul 2013 00:00:00 -0700 2013-17100 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-07-16/pdf/2013-17100.pdf Rule - Retail Foreign Exchange Transactions https://regulations.justia.com/regulations/fedreg/2013/07/16/2013-17015.html https://regulations.justia.com/regulations/fedreg/2013/07/16/2013-17015.html Tue, 16 Jul 2013 00:00:00 -0700 2013-17015 Rule http://www.gpo.gov/fdsys/pkg/FR-2013-07-16/pdf/2013-17015.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Series 55 Examination Program https://regulations.justia.com/regulations/fedreg/2013/07/16/2013-17014.html https://regulations.justia.com/regulations/fedreg/2013/07/16/2013-17014.html Tue, 16 Jul 2013 00:00:00 -0700 2013-17014 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-07-16/pdf/2013-17014.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend BOX Rule 3120 (Position Limits) and BOX Rule 3130 (Exemptions from Position Limits) https://regulations.justia.com/regulations/fedreg/2013/07/16/2013-17013.html https://regulations.justia.com/regulations/fedreg/2013/07/16/2013-17013.html Tue, 16 Jul 2013 00:00:00 -0700 2013-17013 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-07-16/pdf/2013-17013.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Several NYSE Rules To Reflect Changes to Rules and Adopt Guidance of the Financial Industry Regulatory Authority https://regulations.justia.com/regulations/fedreg/2013/07/16/2013-16936.html https://regulations.justia.com/regulations/fedreg/2013/07/16/2013-16936.html Tue, 16 Jul 2013 00:00:00 -0700 2013-16936 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-07-16/pdf/2013-16936.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate Section I Pricing for Select Symbols https://regulations.justia.com/regulations/fedreg/2013/07/16/2013-16935.html https://regulations.justia.com/regulations/fedreg/2013/07/16/2013-16935.html Tue, 16 Jul 2013 00:00:00 -0700 2013-16935 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-07-16/pdf/2013-16935.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding a Change to Interest Rate Swap Margin Calculation Parameters https://regulations.justia.com/regulations/fedreg/2013/07/16/2013-16934.html https://regulations.justia.com/regulations/fedreg/2013/07/16/2013-16934.html Tue, 16 Jul 2013 00:00:00 -0700 2013-16934 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-07-16/pdf/2013-16934.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend Rule 6.42 https://regulations.justia.com/regulations/fedreg/2013/07/16/2013-16933.html https://regulations.justia.com/regulations/fedreg/2013/07/16/2013-16933.html Tue, 16 Jul 2013 00:00:00 -0700 2013-16933 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-07-16/pdf/2013-16933.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Interest Rate Swap Clearing Changes https://regulations.justia.com/regulations/fedreg/2013/07/16/2013-16932.html https://regulations.justia.com/regulations/fedreg/2013/07/16/2013-16932.html Tue, 16 Jul 2013 00:00:00 -0700 2013-16932 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-07-16/pdf/2013-16932.pdf