Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/07/16?limit=200®isters=between&mode=atom2024-09-17T12:33:38-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2013/07/16/C1-2013-15780.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rule 7130 (Execution and Price/Time Priority) To Adjust the NBBO Exposure Period2013-07-16T00:00:00-07:002013-07-16T00:00:00-07:00C1-2013-15780Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-07-16/pdf/C1-2013-15780.pdfhttps://regulations.justia.com/regulations/fedreg/2013/07/16/C1-2013-15658.htmlNotice - ACS Wireless, Inc.; Notice of Application2013-07-16T00:00:00-07:002013-07-16T00:00:00-07:00C1-2013-15658Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-07-16/pdf/C1-2013-15658.pdfhttps://regulations.justia.com/regulations/fedreg/2013/07/16/2013-17100.htmlNotice - Sunshine Act Meeting2013-07-16T00:00:00-07:002013-07-16T00:00:00-07:002013-17100Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-07-16/pdf/2013-17100.pdfhttps://regulations.justia.com/regulations/fedreg/2013/07/16/2013-17015.htmlRule - Retail Foreign Exchange Transactions2013-07-16T00:00:00-07:002013-07-16T00:00:00-07:002013-17015Rulehttp://www.gpo.gov/fdsys/pkg/FR-2013-07-16/pdf/2013-17015.pdfhttps://regulations.justia.com/regulations/fedreg/2013/07/16/2013-17014.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Series 55 Examination Program2013-07-16T00:00:00-07:002013-07-16T00:00:00-07:002013-17014Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-07-16/pdf/2013-17014.pdfhttps://regulations.justia.com/regulations/fedreg/2013/07/16/2013-17013.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend BOX Rule 3120 (Position Limits) and BOX Rule 3130 (Exemptions from Position Limits)2013-07-16T00:00:00-07:002013-07-16T00:00:00-07:002013-17013Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-07-16/pdf/2013-17013.pdfhttps://regulations.justia.com/regulations/fedreg/2013/07/16/2013-16936.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Several NYSE Rules To Reflect Changes to Rules and Adopt Guidance of the Financial Industry Regulatory Authority2013-07-16T00:00:00-07:002013-07-16T00:00:00-07:002013-16936Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-07-16/pdf/2013-16936.pdfhttps://regulations.justia.com/regulations/fedreg/2013/07/16/2013-16935.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate Section I Pricing for Select Symbols2013-07-16T00:00:00-07:002013-07-16T00:00:00-07:002013-16935Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-07-16/pdf/2013-16935.pdfhttps://regulations.justia.com/regulations/fedreg/2013/07/16/2013-16934.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding a Change to Interest Rate Swap Margin Calculation Parameters2013-07-16T00:00:00-07:002013-07-16T00:00:00-07:002013-16934Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-07-16/pdf/2013-16934.pdfhttps://regulations.justia.com/regulations/fedreg/2013/07/16/2013-16933.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend Rule 6.422013-07-16T00:00:00-07:002013-07-16T00:00:00-07:002013-16933Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-07-16/pdf/2013-16933.pdfhttps://regulations.justia.com/regulations/fedreg/2013/07/16/2013-16932.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Interest Rate Swap Clearing Changes2013-07-16T00:00:00-07:002013-07-16T00:00:00-07:002013-16932Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-07-16/pdf/2013-16932.pdf