Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/07/15?limit=200®isters=between&mode=atom2025-01-09T05:30:05-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2013/07/15/2013-16937.htmlNotice - Sunshine Act Meeting.2013-07-15T00:00:00-07:002013-07-15T00:00:00-07:002013-16937Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-07-15/pdf/2013-16937.pdfhttps://regulations.justia.com/regulations/fedreg/2013/07/15/2013-16864.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of an Advance Notice in Connection With a Proposed Change to its Operations in the Form of a Private Offering by OCC of Senior Unsecured Debt Securities2013-07-15T00:00:00-07:002013-07-15T00:00:00-07:002013-16864Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-07-15/pdf/2013-16864.pdfhttps://regulations.justia.com/regulations/fedreg/2013/07/15/2013-16859.htmlNotice - Submission for OMB Review; Comment Request2013-07-15T00:00:00-07:002013-07-15T00:00:00-07:002013-16859Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-07-15/pdf/2013-16859.pdfhttps://regulations.justia.com/regulations/fedreg/2013/07/15/2013-16858.htmlNotice - FlexShares Trust, et al.; Notice of Application2013-07-15T00:00:00-07:002013-07-15T00:00:00-07:002013-16858Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-07-15/pdf/2013-16858.pdfhttps://regulations.justia.com/regulations/fedreg/2013/07/15/2013-16856.htmlNotice - NGAM Advisors, LP, et al.; Notice of Application2013-07-15T00:00:00-07:002013-07-15T00:00:00-07:002013-16856Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-07-15/pdf/2013-16856.pdfhttps://regulations.justia.com/regulations/fedreg/2013/07/15/2013-16855.htmlNotice - Bridge Builder Trust and Olive Street Investment Advisers, LLC; Notice of Application2013-07-15T00:00:00-07:002013-07-15T00:00:00-07:002013-16855Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-07-15/pdf/2013-16855.pdfhttps://regulations.justia.com/regulations/fedreg/2013/07/15/2013-16821.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing Amendment No. 2 to an Advance Notice, as Previously Modified by Amendment No. 1, To Institute Supplemental Liquidity Deposits to Its Clearing Fund Designed To Increase Liquidity Resources To Meet Its Liquidity Needs2013-07-15T00:00:00-07:002013-07-15T00:00:00-07:002013-16821Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-07-15/pdf/2013-16821.pdfhttps://regulations.justia.com/regulations/fedreg/2013/07/15/2013-16820.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE MKT Rules 504 and 509-Equities With Respect to DMM Quoting Requirements Applicable to Nasdaq Stock Market Securities Traded on the Exchange Pursuant to A Grant of Unlisted Trading Privileges2013-07-15T00:00:00-07:002013-07-15T00:00:00-07:002013-16820Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-07-15/pdf/2013-16820.pdfhttps://regulations.justia.com/regulations/fedreg/2013/07/15/2013-16819.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing Amendment No. 2 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Previously Modified by Amendment No. 1, To Institute Supplemental Liquidity Deposits to Its Clearing Fund Designed To Increase Liquidity Resources To Meet Its Liquidity Needs2013-07-15T00:00:00-07:002013-07-15T00:00:00-07:002013-16819Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-07-15/pdf/2013-16819.pdfhttps://regulations.justia.com/regulations/fedreg/2013/07/15/2013-16818.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Amend Rule 6.53(u), Relating to Qualified Contingent Cross Orders2013-07-15T00:00:00-07:002013-07-15T00:00:00-07:002013-16818Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-07-15/pdf/2013-16818.pdfhttps://regulations.justia.com/regulations/fedreg/2013/07/15/2013-16817.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Priority Customer Rebate Program2013-07-15T00:00:00-07:002013-07-15T00:00:00-07:002013-16817Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-07-15/pdf/2013-16817.pdf