Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/06?limit=200®isters=between&min-day=1&max-day=30&mode=atom2024-04-26T05:21:30-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2013/06/28/2013-15580.htmlNotice - Sunshine Act Meetings2013-06-28T00:00:00-07:002013-06-28T00:00:00-07:002013-15580Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-28/pdf/2013-15580.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/28/2013-15509.htmlNotice - Order Granting the Fixed Income Clearing Corporation's Amended Application for Permanent Registration as a Clearing Agency2013-06-28T00:00:00-07:002013-06-28T00:00:00-07:002013-15509Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-28/pdf/2013-15509.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/28/2013-15506.htmlNotice - ING Investments, LLC, et al.;2013-06-28T00:00:00-07:002013-06-28T00:00:00-07:002013-15506Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-28/pdf/2013-15506.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/28/2013-15497.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Approving a Proposed Rule Change for Permanent Approval of a Pilot To Permit BX Options To Accept Inbound Options Orders From NASDAQ OMX PHLX LLC and NASDAQ Options Market2013-06-28T00:00:00-07:002013-06-28T00:00:00-07:002013-15497Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-28/pdf/2013-15497.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/28/2013-15493.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Listing Standard for Reverse Merger Companies2013-06-28T00:00:00-07:002013-06-28T00:00:00-07:002013-15493Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-28/pdf/2013-15493.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/28/2013-15492.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change To Amend MSRB Rules G-8, G-11 and G-32 To Include Provisions Specifically Tailored for Retail Order Periods2013-06-28T00:00:00-07:002013-06-28T00:00:00-07:002013-15492Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-28/pdf/2013-15492.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/28/2013-15491.htmlNotice - Submission for OMB Review; Comment Request2013-06-28T00:00:00-07:002013-06-28T00:00:00-07:002013-15491Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-28/pdf/2013-15491.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/28/2013-15463.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change Relating to a New MSRB Rule G-45, on Reporting of Information on Municipal Fund Securities2013-06-28T00:00:00-07:002013-06-28T00:00:00-07:002013-15463Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-28/pdf/2013-15463.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/27/2013-15507.htmlNotice - In the Matter of Biozoom, Inc.; Order of Suspension of Trading2013-06-27T00:00:00-07:002013-06-27T00:00:00-07:002013-15507Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-27/pdf/2013-15507.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/27/2013-15373.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section 4 of Chapter XV of the BX Options Rules2013-06-27T00:00:00-07:002013-06-27T00:00:00-07:002013-15373Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-27/pdf/2013-15373.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/27/2013-15371.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate an Erroneous Reference to the Retired Automatic Quotation Refresh Functionality Under Rule 4751(d)2013-06-27T00:00:00-07:002013-06-27T00:00:00-07:002013-15371Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-27/pdf/2013-15371.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/27/2013-15370.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change Relating to Which Complex Orders Can Initiate a Complex Order Live Auction2013-06-27T00:00:00-07:002013-06-27T00:00:00-07:002013-15370Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-27/pdf/2013-15370.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/27/2013-15369.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Making a Non-Substantive, Technical Amendment to Exchange Rule 900.3NY(o) To Correct a Cross Reference To Exchange Rule 964NY2013-06-27T00:00:00-07:002013-06-27T00:00:00-07:002013-15369Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-27/pdf/2013-15369.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/27/2013-15368.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its Supplemental Liquidity Providers Pilot, Until the Earlier of the Securities and Exchange Commission's Approval To Make Such Pilot Permanent or January 31, 20142013-06-27T00:00:00-07:002013-06-27T00:00:00-07:002013-15368Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-27/pdf/2013-15368.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/27/2013-15367.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change Relating to FINRA Rule 8313 (Release of Disciplinary Complaints, Decisions and Other Information) as Modified by Amendment No. 12013-06-27T00:00:00-07:002013-06-27T00:00:00-07:002013-15367Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-27/pdf/2013-15367.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/27/2013-15366.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program2013-06-27T00:00:00-07:002013-06-27T00:00:00-07:002013-15366Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-27/pdf/2013-15366.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/27/2013-15365.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Making Non-Substantive, Technical Amendments to Exchange Rule 6.62(o) Correcting Cross Reference to Exchange Rule 6.76B, and to Exchange Rule 6.76A To Correct Cross References to Exchange Rules 6.76A and 6.76B2013-06-27T00:00:00-07:002013-06-27T00:00:00-07:002013-15365Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-27/pdf/2013-15365.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/27/2013-15364.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Technical Amendments To the MIAX Options Fee Schedule2013-06-27T00:00:00-07:002013-06-27T00:00:00-07:002013-15364Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-27/pdf/2013-15364.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/27/2013-15363.htmlNotice - Order Granting Limited Exemptions From Exchange Act Rule 10b-17 and Rules 101 and 102 of Regulation M to ALPS ETF Trust, the VelocityShares Tail Risk Hedged Large Cap ETF, and the VelocityShares Volatility Hedged Large Cap ETF2013-06-27T00:00:00-07:002013-06-27T00:00:00-07:002013-15363Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-27/pdf/2013-15363.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/27/2013-15349.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, To Expand the Analytic Reporting Service To Permit Increased Source Data2013-06-27T00:00:00-07:002013-06-27T00:00:00-07:002013-15349Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-27/pdf/2013-15349.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/27/2013-15348.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Replacing References to “Principle Executive” With References to “Principal Executive” in the Exchange's Rules2013-06-27T00:00:00-07:002013-06-27T00:00:00-07:002013-15348Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-27/pdf/2013-15348.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/27/2013-15347.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its Supplemental Liquidity Providers Pilot Until the Earlier of the Securities and Exchange Commission's Approval To Make Such Pilot Permanent or January 31, 20142013-06-27T00:00:00-07:002013-06-27T00:00:00-07:002013-15347Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-27/pdf/2013-15347.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/27/2013-15346.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 4120 To Adopt a Modification in the Process for Initiating Trading of a Security That Is the Subject of a Trading Halt or Pause on BX2013-06-27T00:00:00-07:002013-06-27T00:00:00-07:002013-15346Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-27/pdf/2013-15346.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/27/2013-15345.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 3100 To Adopt a Modification in the Process for Initiating Trading of a Security That Is the Subject of a Trading Halt or Pause on NASDAQ OMX PSX2013-06-27T00:00:00-07:002013-06-27T00:00:00-07:002013-15345Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-27/pdf/2013-15345.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/27/2013-15344.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE MKT Rule 500-Equities To Extend the Operation of the Pilot Program That Allows Nasdaq Stock Market Securities To Be Traded on the Exchange Pursuant to a Grant of Unlisted Trading Privileges Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or January 31, 20142013-06-27T00:00:00-07:002013-06-27T00:00:00-07:002013-15344Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-27/pdf/2013-15344.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/27/2013-15343.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its New Market Model Pilot, Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or January 31, 20142013-06-27T00:00:00-07:002013-06-27T00:00:00-07:002013-15343Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-27/pdf/2013-15343.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/27/2013-15342.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its New Market Model Pilot, Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or January 31, 20142013-06-27T00:00:00-07:002013-06-27T00:00:00-07:002013-15342Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-27/pdf/2013-15342.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/26/2013-15242.htmlNotice - American Family Life Insurance Company, et al.2013-06-26T00:00:00-07:002013-06-26T00:00:00-07:002013-15242Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-26/pdf/2013-15242.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/26/2013-15241.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Implementation of its New Options Floor Broker Management System2013-06-26T00:00:00-07:002013-06-26T00:00:00-07:002013-15241Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-26/pdf/2013-15241.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/26/2013-15227.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 1000 To Increase the Price Threshold for Those Securities Ineligible for Automatic Executions From $1,000.00 or More to $10,000.00 or More2013-06-26T00:00:00-07:002013-06-26T00:00:00-07:002013-15227Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-26/pdf/2013-15227.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/26/2013-15226.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish a Managed Data Access Service, on a Pilot Basis, for the Sale of a Number of Market Data Products Currently Offered by the Exchange2013-06-26T00:00:00-07:002013-06-26T00:00:00-07:002013-15226Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-26/pdf/2013-15226.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/26/2013-15225.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to $0.50 and $1 Strike Price Intervals for Classes in the Short Term Option Series Program2013-06-26T00:00:00-07:002013-06-26T00:00:00-07:002013-15225Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-26/pdf/2013-15225.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/26/2013-15224.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change Relating to Exchange Rule 9.212013-06-26T00:00:00-07:002013-06-26T00:00:00-07:002013-15224Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-26/pdf/2013-15224.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/25/2013-15084.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rule 3150 (Reports Related to Position Limits)2013-06-25T00:00:00-07:002013-06-25T00:00:00-07:002013-15084Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-25/pdf/2013-15084.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/25/2013-15083.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4120 To Adopt a Modification in the Process for Initiating Trading of a Security That Is the Subject of an Initial Public Offering on NASDAQ2013-06-25T00:00:00-07:002013-06-25T00:00:00-07:002013-15083Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-25/pdf/2013-15083.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/24/2013-15155.htmlNotice - Sunshine Act Meetings2013-06-24T00:00:00-07:002013-06-24T00:00:00-07:002013-15155Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-24/pdf/2013-15155.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/24/2013-14976.htmlNotice - Submission for OMB Review; Comment Request2013-06-24T00:00:00-07:002013-06-24T00:00:00-07:002013-14976Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-24/pdf/2013-14976.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/24/2013-14975.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to NYSE Arca Options Rule 6.72 To Extend the Penny Pilot in Options Classes in Certain Issues Through December 31, 20132013-06-24T00:00:00-07:002013-06-24T00:00:00-07:002013-14975Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-24/pdf/2013-14975.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/24/2013-14974.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to NYSE Amex Options Rule 960NY to Extend the Penny Pilot in Options Classes in Certain Issues Through December 31, 20132013-06-24T00:00:00-07:002013-06-24T00:00:00-07:002013-14974Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-24/pdf/2013-14974.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/24/2013-14966.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.2013-06-24T00:00:00-07:002013-06-24T00:00:00-07:002013-14966Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-24/pdf/2013-14966.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/24/2013-14965.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.2013-06-24T00:00:00-07:002013-06-24T00:00:00-07:002013-14965Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-24/pdf/2013-14965.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/24/2013-14964.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Penny Pilot Program and Amend Rule 70502013-06-24T00:00:00-07:002013-06-24T00:00:00-07:002013-14964Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-24/pdf/2013-14964.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/24/2013-14963.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program2013-06-24T00:00:00-07:002013-06-24T00:00:00-07:002013-14963Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-24/pdf/2013-14963.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/24/2013-14962.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Related to Market Maker Risk Parameters and Complex Orders2013-06-24T00:00:00-07:002013-06-24T00:00:00-07:002013-14962Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-24/pdf/2013-14962.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/24/2013-14961.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program and Replacement of Penny Pilot Issues That Have Been Delisted2013-06-24T00:00:00-07:002013-06-24T00:00:00-07:002013-14961Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-24/pdf/2013-14961.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/24/2013-14960.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program and Replacement of Penny Pilot Issues That Have Been Delisted2013-06-24T00:00:00-07:002013-06-24T00:00:00-07:002013-14960Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-24/pdf/2013-14960.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/24/2013-14959.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program2013-06-24T00:00:00-07:002013-06-24T00:00:00-07:002013-14959Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-24/pdf/2013-14959.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/24/2013-14958.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program2013-06-24T00:00:00-07:002013-06-24T00:00:00-07:002013-14958Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-24/pdf/2013-14958.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/24/2013-14957.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Withdrawal of Proposed Rule Change To Require That Listed Companies Have an Internal Audit Function2013-06-24T00:00:00-07:002013-06-24T00:00:00-07:002013-14957Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-24/pdf/2013-14957.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14833.htmlNotice - Proposed Collection; Comment Request2013-06-21T00:00:00-07:002013-06-21T00:00:00-07:002013-14833Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-21/pdf/2013-14833.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14832.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.2013-06-21T00:00:00-07:002013-06-21T00:00:00-07:002013-14832Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-21/pdf/2013-14832.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14831.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.2013-06-21T00:00:00-07:002013-06-21T00:00:00-07:002013-14831Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-21/pdf/2013-14831.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14805.htmlNotice - Guggenheim Funds Investment Advisors, LLC, et al.; Notice of Application2013-06-21T00:00:00-07:002013-06-21T00:00:00-07:002013-14805Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-21/pdf/2013-14805.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14804.htmlNotice - Sigma Investment Advisors, LLC, et al.; Notice of Application2013-06-21T00:00:00-07:002013-06-21T00:00:00-07:002013-14804Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-21/pdf/2013-14804.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14803.htmlNotice - Transparent Value Trust, et al.; Notice of Application2013-06-21T00:00:00-07:002013-06-21T00:00:00-07:002013-14803Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-21/pdf/2013-14803.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14802.htmlNotice - Submission for OMB Review; Comment Request2013-06-21T00:00:00-07:002013-06-21T00:00:00-07:002013-14802Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-21/pdf/2013-14802.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14800.htmlNotice - Submission for OMB Review; Comment Request2013-06-21T00:00:00-07:002013-06-21T00:00:00-07:002013-14800Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-21/pdf/2013-14800.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14799.htmlNotice - Submission for OMB Review; Comment Request2013-06-21T00:00:00-07:002013-06-21T00:00:00-07:002013-14799Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-21/pdf/2013-14799.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14798.htmlNotice - Submission for OMB Review; Comment Request2013-06-21T00:00:00-07:002013-06-21T00:00:00-07:002013-14798Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-21/pdf/2013-14798.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14797.htmlNotice - Submission for OMB Review; Comment Request2013-06-21T00:00:00-07:002013-06-21T00:00:00-07:002013-14797Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-21/pdf/2013-14797.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14796.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Penny Pilot Program2013-06-21T00:00:00-07:002013-06-21T00:00:00-07:002013-14796Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-21/pdf/2013-14796.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14795.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Request To Extend the Pilot Program for Certain Government Securities Division Rules Relating to the GCF Repo® Service2013-06-21T00:00:00-07:002013-06-21T00:00:00-07:002013-14795Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-21/pdf/2013-14795.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14794.htmlNotice - Submission for OMB Review; Comment Request2013-06-21T00:00:00-07:002013-06-21T00:00:00-07:002013-14794Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-21/pdf/2013-14794.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14793.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change To Change the Expiration Date For Most Option Contracts to the Third Friday of the Expiration Month Instead of the Saturday Following the Third Friday2013-06-21T00:00:00-07:002013-06-21T00:00:00-07:002013-14793Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-21/pdf/2013-14793.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14792.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.2013-06-21T00:00:00-07:002013-06-21T00:00:00-07:002013-14792Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-21/pdf/2013-14792.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/21/2013-14791.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Separate the Powers and Duties Currently Combined in the Office of OCC's Chairman Into Two Offices, Executive Chairman and President, and Create an Additional Directorship To Be Occupied by the President2013-06-21T00:00:00-07:002013-06-21T00:00:00-07:002013-14791Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-21/pdf/2013-14791.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/20/2013-14830.htmlNotice - Order of Suspension of Trading; iTrackr Systems, Inc.2013-06-20T00:00:00-07:002013-06-20T00:00:00-07:002013-14830Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-20/pdf/2013-14830.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/20/2013-14719.htmlNotice - Submission for OMB Review; Comment Request2013-06-20T00:00:00-07:002013-06-20T00:00:00-07:002013-14719Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-20/pdf/2013-14719.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/20/2013-14687.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit Traders Conducting Certain Futures and Options Trading on ICE Futures U.S. in Space Rented From the Exchange at 20 Broad Street To Access the IFUS Trading Floor Prior to 7 a.m. and on Days That the Exchange Is Closed Via The Exchange's 11 Wall Street Facilities and To Permit Additional IFUS Traders To Conduct Business on the IFUS Trading Floor2013-06-20T00:00:00-07:002013-06-20T00:00:00-07:002013-14687Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-20/pdf/2013-14687.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/20/2013-14686.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Various Sections of the Exchange's Pricing Schedule2013-06-20T00:00:00-07:002013-06-20T00:00:00-07:002013-14686Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-20/pdf/2013-14686.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/20/2013-14685.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection to Advance Notice Filing To Change the Expiration Date For Most Option Contracts to the Third Friday of the Expiration Month Instead of the Saturday Following the Third Friday2013-06-20T00:00:00-07:002013-06-20T00:00:00-07:002013-14685Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-20/pdf/2013-14685.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/20/2013-14684.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposing To Permit Traders Conducting Certain Futures and Options Trading on ICE Futures U.S. in Space Rented From the Exchange at 20 Broad Street To Access the IFUS Trading Floor Prior to 7 a.m. and on Days That the Exchange Is Closed Via the Exchange's 11 Wall Street Facilities and To Permit Additional IFUS Traders To Conduct Business on the IFUS Trading Floor2013-06-20T00:00:00-07:002013-06-20T00:00:00-07:002013-14684Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-20/pdf/2013-14684.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/20/2013-14683.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to Amendments to the Discovery Guide Used in Customer Arbitration Proceedings2013-06-20T00:00:00-07:002013-06-20T00:00:00-07:002013-14683Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-20/pdf/2013-14683.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/20/2013-14682.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to Amendments to the Code of Arbitration Procedure for Customer Disputes Concerning Panel Composition2013-06-20T00:00:00-07:002013-06-20T00:00:00-07:002013-14682Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-20/pdf/2013-14682.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/19/X13-10619.htmlProposed Rule - Money Market Fund Reform; Amendments to Form PF2013-06-19T00:00:00-07:002013-06-19T00:00:00-07:00X13-10619Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-19/pdf/X13-10619.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/19/2013-14609.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule2013-06-19T00:00:00-07:002013-06-19T00:00:00-07:002013-14609Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-19/pdf/2013-14609.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/19/2013-14608.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Changes to NASDAQ's Pricing Incentive Programs and Schedule of Fees and Credits2013-06-19T00:00:00-07:002013-06-19T00:00:00-07:002013-14608Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-19/pdf/2013-14608.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/19/2013-14607.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees2013-06-19T00:00:00-07:002013-06-19T00:00:00-07:002013-14607Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-19/pdf/2013-14607.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/19/2013-14606.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Its Schedule of Fees and Rebates for Execution of Orders for Securities Priced at $1 or More Under Rule 70182013-06-19T00:00:00-07:002013-06-19T00:00:00-07:002013-14606Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-19/pdf/2013-14606.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/19/2013-14604.htmlNotice - Proposed Collection; Comment Request2013-06-19T00:00:00-07:002013-06-19T00:00:00-07:002013-14604Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-19/pdf/2013-14604.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/19/2013-14536.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change for the Permanent Approval of a Pilot Program To Permit NASDAQ Options Market To Accept Inbound Options Orders From NASDAQ OMX BX, Inc.2013-06-19T00:00:00-07:002013-06-19T00:00:00-07:002013-14536Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-19/pdf/2013-14536.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/19/2013-14535.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Include Options on Interest Rate Futures Contracts With Maturities Not Longer Than Two Years in the One-Pot Cross-Margining Program Between the Government Securities Division and New York Portfolio Clearing, LLC2013-06-19T00:00:00-07:002013-06-19T00:00:00-07:002013-14535Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-19/pdf/2013-14535.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/19/2013-14534.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving a Proposed Rule Change for the Permanent Approval of a Pilot Program to Permit the Exchange to Accept Inbound Options Orders Routed by Nasdaq Options Services LLC from NASDAQ OMX BX, Inc.2013-06-19T00:00:00-07:002013-06-19T00:00:00-07:002013-14534Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-19/pdf/2013-14534.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/19/2013-14503.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Introduce a Market Maker Peg Order for Use on NASDAQ OMX PSX2013-06-19T00:00:00-07:002013-06-19T00:00:00-07:002013-14503Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-19/pdf/2013-14503.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/18/2013-14467.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change Deleting NYSE Rule 476(a)(8), Which Addresses Wash Sales, in Order To Harmonize the Exchange's Rules With the Rules of the Financial Industry Regulatory Authority2013-06-18T00:00:00-07:002013-06-18T00:00:00-07:002013-14467Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-18/pdf/2013-14467.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/18/2013-14452.htmlNotice - Proposed Collection; Comment Request2013-06-18T00:00:00-07:002013-06-18T00:00:00-07:002013-14452Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-18/pdf/2013-14452.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/18/2013-14451.htmlNotice - Proposed Collection; Comment Request2013-06-18T00:00:00-07:002013-06-18T00:00:00-07:002013-14451Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-18/pdf/2013-14451.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/18/2013-14450.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 2.11, Entitled “BATS Trading, Inc. as Outbound Router”2013-06-18T00:00:00-07:002013-06-18T00:00:00-07:002013-14450Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-18/pdf/2013-14450.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/18/2013-14421.htmlNotice - Proposed Collection; Comment Request2013-06-18T00:00:00-07:002013-06-18T00:00:00-07:002013-14421Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-18/pdf/2013-14421.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/18/2013-14420.htmlNotice - Proposed Collection; Comment Request2013-06-18T00:00:00-07:002013-06-18T00:00:00-07:002013-14420Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-18/pdf/2013-14420.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/18/2013-14419.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule2013-06-18T00:00:00-07:002013-06-18T00:00:00-07:002013-14419Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-18/pdf/2013-14419.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/18/2013-14418.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change in Connection With the Implementation of The Foreign Account Tax Compliance Act (FATCA)2013-06-18T00:00:00-07:002013-06-18T00:00:00-07:002013-14418Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-18/pdf/2013-14418.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/18/2013-14395.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Definition of “Attributable Order”2013-06-18T00:00:00-07:002013-06-18T00:00:00-07:002013-14395Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-18/pdf/2013-14395.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/18/2013-14394.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Related to the Liquidity Factor of CME's CDS Margin Methodology2013-06-18T00:00:00-07:002013-06-18T00:00:00-07:002013-14394Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-18/pdf/2013-14394.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/18/2013-14393.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change to the Government Securities Division Rules and the Mortgage-Backed Securities Division Clearing Rules in Connection With the Implementation of the Foreign Account Tax Compliance Act (FATCA)2013-06-18T00:00:00-07:002013-06-18T00:00:00-07:002013-14393Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-18/pdf/2013-14393.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/18/2013-14392.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change in Connection With the Implementation of The Foreign Account Tax Compliance Act (FATCA)2013-06-18T00:00:00-07:002013-06-18T00:00:00-07:002013-14392Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-18/pdf/2013-14392.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/18/2013-14391.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 2.11, Entitled “BATS Trading, Inc. as Outbound Router”2013-06-18T00:00:00-07:002013-06-18T00:00:00-07:002013-14391Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-18/pdf/2013-14391.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/17/2013-14422.htmlNotice - Sunshine Act Meeting2013-06-17T00:00:00-07:002013-06-17T00:00:00-07:002013-14422Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-17/pdf/2013-14422.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/17/2013-14258.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program2013-06-17T00:00:00-07:002013-06-17T00:00:00-07:002013-14258Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-17/pdf/2013-14258.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/17/2013-14257.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Amending NYSE Rule 104 To Codify Certain Traditional Trading Floor Functions That May Be Performed by Designated Market Makers, To Make Exchange Systems Available to DMMs That Would Provide DMMs With Certain Market Information, To Amend the Exchange's Rules Governing the Ability of DMMs To Provide Market Information to Floor Brokers, and To Make Conforming Amendments to Other Rules2013-06-17T00:00:00-07:002013-06-17T00:00:00-07:002013-14257Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-17/pdf/2013-14257.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/17/2013-14256.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 103B, Section III(A) To Increase From Three to Four the Minimum Number of DMM Units an Issuer Must Interview From the Pool of DMM Units Eligible To Participate in the Allocation Process2013-06-17T00:00:00-07:002013-06-17T00:00:00-07:002013-14256Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-17/pdf/2013-14256.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/17/2013-14255.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List Related to Certain Pricing Applicable to Supplemental Liquidity Providers on the Exchange2013-06-17T00:00:00-07:002013-06-17T00:00:00-07:002013-14255Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-17/pdf/2013-14255.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/17/2013-14250.htmlNotice - Self-Regulatory Organizations; CBOE Futures Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Requirements Applicable to Foreign Trading Privilege Holders2013-06-17T00:00:00-07:002013-06-17T00:00:00-07:002013-14250Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-17/pdf/2013-14250.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/17/2013-14242.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Amending NYSE MKT Rule 104-Equities To Codify Certain Traditional Trading Floor Functions That May Be Performed by Designated Market Makers, To Make Exchange Systems Available to DMMs That Would Provide DMMs With Certain Market Information, To Amend the Exchange's Rules Governing the Ability of DMMs To Provide Market Information to Floor Brokers, and To Make Conforming Amendments to Other Rules2013-06-17T00:00:00-07:002013-06-17T00:00:00-07:002013-14242Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-17/pdf/2013-14242.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/17/2013-14241.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change in Order To Disseminate a Spot Price for Treasury Options2013-06-17T00:00:00-07:002013-06-17T00:00:00-07:002013-14241Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-17/pdf/2013-14241.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/14/C1-2013-13274.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Apply a Strategy Fee Cap to Jelly Rolls2013-06-14T00:00:00-07:002013-06-14T00:00:00-07:00C1-2013-13274Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-14/pdf/C1-2013-13274.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/14/2013-14114.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule2013-06-14T00:00:00-07:002013-06-14T00:00:00-07:002013-14114Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-14/pdf/2013-14114.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/14/2013-14113.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule2013-06-14T00:00:00-07:002013-06-14T00:00:00-07:002013-14113Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-14/pdf/2013-14113.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/14/2013-14112.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change To Reflect Enhancements in OCC's System for Theoretical Analysis and Numerical Simulations as Applied to Longer-Tenor Options2013-06-14T00:00:00-07:002013-06-14T00:00:00-07:002013-14112Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-14/pdf/2013-14112.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/14/2013-14111.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Short-Form License Agreement That Must Be Signed by OCC Clearing Members Seeking To Clear Over-the-Counter Index Options on Underlying Indices Published by Standard & Poor's Financial Services LLC2013-06-14T00:00:00-07:002013-06-14T00:00:00-07:002013-14111Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-14/pdf/2013-14111.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/13/2013-14026.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Schedule of Fees and Rebates for Execution of Quotes and Orders on NASDAQ OMX PSX2013-06-13T00:00:00-07:002013-06-13T00:00:00-07:002013-14026Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-13/pdf/2013-14026.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/13/2013-14001.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval to Proposed Rule Change To Amend the Attestation Requirement of Rule 4780 To Allow a Retail Member Organization To Attest That “Substantially All” Orders Submitted to the Retail Price Improvement Program Will Qualify as “Retail Orders”2013-06-13T00:00:00-07:002013-06-13T00:00:00-07:002013-14001Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-13/pdf/2013-14001.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/13/2013-14000.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 6.74A2013-06-13T00:00:00-07:002013-06-13T00:00:00-07:002013-14000Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-13/pdf/2013-14000.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/13/2013-13999.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Withdrawal of Proposed Rule Change With Respect to INAV Pegged Orders for ETFs2013-06-13T00:00:00-07:002013-06-13T00:00:00-07:002013-13999Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-13/pdf/2013-13999.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/13/2013-13998.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make a Clerical Correction to the Nasdaq Rulebook2013-06-13T00:00:00-07:002013-06-13T00:00:00-07:002013-13998Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-13/pdf/2013-13998.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/12/2013-14027.htmlNotice - Polar Petroleum Corp.; Order of Suspension of Trading2013-06-12T00:00:00-07:002013-06-12T00:00:00-07:002013-14027Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-12/pdf/2013-14027.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/12/2013-13897.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the MIAX Fee Schedule2013-06-12T00:00:00-07:002013-06-12T00:00:00-07:002013-13897Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-12/pdf/2013-13897.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/12/2013-13889.htmlNotice - Self-Regulatory Organizations; The Fixed Income Clearing Corporation; Order Granting Approval of a Proposed Rule Change To Amend Mortgage-Backed Securities Division Rules Relating To Allocation of an Indemnity Claim Made in Connection With the Use of the Federal Reserve's National Settlement Service2013-06-12T00:00:00-07:002013-06-12T00:00:00-07:002013-13889Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-12/pdf/2013-13889.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/12/2013-13888.htmlNotice - Self-Regulatory Organizations; The Fixed Income Clearing Corporation; Order Granting Approval of a Proposed Rule Change To Amend the Mortgage-Backed Securities Division Rule To Reflect Recommendations of the Treasury Market Practice Group2013-06-12T00:00:00-07:002013-06-12T00:00:00-07:002013-13888Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-12/pdf/2013-13888.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/12/2013-13887.htmlNotice - Order Granting a Limited Exemption from Rule 102 of Regulation M Concerning the NYSE Arca, Inc.'s Exchange Traded Product Incentive Program Pilot Pursuant to Regulation M Rule 102(e)2013-06-12T00:00:00-07:002013-06-12T00:00:00-07:002013-13887Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-12/pdf/2013-13887.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/12/2013-13886.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, To Implement a One-Year Pilot Program for Issuers of Certain Exchange-Traded Products Listed on the Exchange2013-06-12T00:00:00-07:002013-06-12T00:00:00-07:002013-13886Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-12/pdf/2013-13886.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/12/2013-13882.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BOX Rule 8050 to Lower the Minimum Quoting Requirement for Market Makers Quoting in Jumbo SPY Options2013-06-12T00:00:00-07:002013-06-12T00:00:00-07:002013-13882Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-12/pdf/2013-13882.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/12/2013-13859.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Amendment No. 2 to Proposed Rule Change To Clear Contracts Traded on the LIFFE Administration and Management Market2013-06-12T00:00:00-07:002013-06-12T00:00:00-07:002013-13859Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-12/pdf/2013-13859.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/11/2013-13860.htmlNotice - Sunshine Act Meeting2013-06-11T00:00:00-07:002013-06-11T00:00:00-07:002013-13860Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-11/pdf/2013-13860.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/11/2013-13775.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Fees for the MOPB Routing Option under Rule 7018(a)2013-06-11T00:00:00-07:002013-06-11T00:00:00-07:002013-13775Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-11/pdf/2013-13775.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/11/2013-13774.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Dissemination of Agency-Pass Through Mortgage-Backed Securities and SBA-Backed Asset-Backed Securities Traded in Specified Pool Transactions2013-06-11T00:00:00-07:002013-06-11T00:00:00-07:002013-13774Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-11/pdf/2013-13774.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/11/2013-13773.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Advance Notice, as Modified by Amendment No. 1, To Require That All Locked-in Trade Data Submitted to It for Trade Recording Be Submitted in Real-time2013-06-11T00:00:00-07:002013-06-11T00:00:00-07:002013-13773Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-11/pdf/2013-13773.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/11/2013-13772.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Order Cancellation Fee2013-06-11T00:00:00-07:002013-06-11T00:00:00-07:002013-13772Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-11/pdf/2013-13772.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/11/2013-13771.htmlNotice - Compass Efficient Model Portfolios, LLC and Compass EMP Funds Trust; Notice of Application2013-06-11T00:00:00-07:002013-06-11T00:00:00-07:002013-13771Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-11/pdf/2013-13771.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/10/2013-13665.htmlNotice - Self-Regulatory Organizations; The National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change That Consists of Technical Corrections To Reflect the Availability of Certain Functionality in the Obligation Warehouse Service2013-06-10T00:00:00-07:002013-06-10T00:00:00-07:002013-13665Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-10/pdf/2013-13665.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/10/2013-13657.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1000-Equities To Revise the Manner by Which the Exchange Will Phase Out the Functionality Associated With Liquidity Replenishment Points in Connection With the Implementation of the Limit Up-Limit Down Plan2013-06-10T00:00:00-07:002013-06-10T00:00:00-07:002013-13657Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-10/pdf/2013-13657.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/10/2013-13656.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1000 To Revise the Manner by Which the Exchange Will Phase Out the Functionality Associated With Liquidity Replenishment Points in Connection With the Implementation of the Limit Up-Limit Down Plan2013-06-10T00:00:00-07:002013-06-10T00:00:00-07:002013-13656Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-10/pdf/2013-13656.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/10/2013-13655.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update a Reference in Rule 8.512013-06-10T00:00:00-07:002013-06-10T00:00:00-07:002013-13655Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-10/pdf/2013-13655.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/10/2013-13653.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending Its Program That Allows Transactions To Take Place at a Price That Is Below $1 Per Option Contract Until January 5, 20142013-06-10T00:00:00-07:002013-06-10T00:00:00-07:002013-13653Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-10/pdf/2013-13653.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/10/2013-13652.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending Its Program That Allows Transactions To Take Place At A Price That Is Below $1 per Option Contract Until January 5, 20142013-06-10T00:00:00-07:002013-06-10T00:00:00-07:002013-13652Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-10/pdf/2013-13652.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/10/2013-13638.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule to Change the Monthly Fees for Option Trading Permits and Raise the Fee Cap that Applies to Certain Firm and Broker Dealer Open Outcry Executions2013-06-10T00:00:00-07:002013-06-10T00:00:00-07:002013-13638Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-10/pdf/2013-13638.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/10/2013-13630.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change To Adopt a Directed Order Process2013-06-10T00:00:00-07:002013-06-10T00:00:00-07:002013-13630Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-10/pdf/2013-13630.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/10/2013-13607.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 605 Regarding Orders in a Market Maker's Appointed Classes2013-06-10T00:00:00-07:002013-06-10T00:00:00-07:002013-13607Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-10/pdf/2013-13607.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/10/2013-13606.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 520 To Clarify the Description of the Operation of the Exchange's Route Timer2013-06-10T00:00:00-07:002013-06-10T00:00:00-07:002013-13606Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-10/pdf/2013-13606.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/07/2013-13551.htmlNotice - First Trust Exchange-Traded Fund, et al.; Notice of Application2013-06-07T00:00:00-07:002013-06-07T00:00:00-07:002013-13551Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-07/pdf/2013-13551.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/07/2013-13522.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Correction of Typographical Errors in Respect of the Treasury Securities Options2013-06-07T00:00:00-07:002013-06-07T00:00:00-07:002013-13522Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-07/pdf/2013-13522.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/07/2013-13508.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing of Proposed Rule Change To Modify the Allocation of Directed Orders in Specific Limited Situations2013-06-07T00:00:00-07:002013-06-07T00:00:00-07:002013-13508Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-07/pdf/2013-13508.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/07/2013-13507.htmlNotice - KP Funds, et al.; Notice of Application2013-06-07T00:00:00-07:002013-06-07T00:00:00-07:002013-13507Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-07/pdf/2013-13507.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/07/2013-13506.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402013-06-07T00:00:00-07:002013-06-07T00:00:00-07:002013-13506Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-07/pdf/2013-13506.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/07/2013-13505.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule2013-06-07T00:00:00-07:002013-06-07T00:00:00-07:002013-13505Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-07/pdf/2013-13505.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/06/2013-13391.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options Fees and Rebates2013-06-06T00:00:00-07:002013-06-06T00:00:00-07:002013-13391Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-06/pdf/2013-13391.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/06/2013-13383.htmlNotice - Proposed Collection; Comment Request2013-06-06T00:00:00-07:002013-06-06T00:00:00-07:002013-13383Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-06/pdf/2013-13383.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/05/2013-13382.htmlNotice - Order of Suspension of Trading2013-06-05T00:00:00-07:002013-06-05T00:00:00-07:002013-13382Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-05/pdf/2013-13382.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/05/2013-13287.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE MKT Rule 980NY, To Remove Provisions Governing How the Complex Matching Engine Handles Electronic Complex Orders That Contain a Stock Leg2013-06-05T00:00:00-07:002013-06-05T00:00:00-07:002013-13287Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-05/pdf/2013-13287.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/05/2013-13286.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule2013-06-05T00:00:00-07:002013-06-05T00:00:00-07:002013-13286Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-05/pdf/2013-13286.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/05/2013-13285.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule2013-06-05T00:00:00-07:002013-06-05T00:00:00-07:002013-13285Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-05/pdf/2013-13285.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/05/2013-13277.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Amendment Nos. 1 and 2 and Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Amend Rule 6.53(u)2013-06-05T00:00:00-07:002013-06-05T00:00:00-07:002013-13277Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-05/pdf/2013-13277.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/05/2013-13276.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule 6.91 To Remove Provisions Governing How the Complex Matching Engine Handles Electronic Complex Orders That Contain a Stock Leg2013-06-05T00:00:00-07:002013-06-05T00:00:00-07:002013-13276Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-05/pdf/2013-13276.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/05/2013-13275.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Permit Fees and Other Floor Fees2013-06-05T00:00:00-07:002013-06-05T00:00:00-07:002013-13275Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-05/pdf/2013-13275.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/05/2013-13274.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Apply a Strategy Fee Cap to Jelly Rolls2013-06-05T00:00:00-07:002013-06-05T00:00:00-07:002013-13274Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-05/pdf/2013-13274.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/05/2013-13273.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change in Connection With the Modifications to Receiver Authorized Delivery and Reclaim Processing Value Limits by Transaction2013-06-05T00:00:00-07:002013-06-05T00:00:00-07:002013-13273Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-05/pdf/2013-13273.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/04/2013-13245.htmlNotice - Sunshine Act Meeting2013-06-04T00:00:00-07:002013-06-04T00:00:00-07:002013-13245Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-04/pdf/2013-13245.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/04/2013-13191.htmlNotice - Proposed Collection; Comment Request2013-06-04T00:00:00-07:002013-06-04T00:00:00-07:002013-13191Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-04/pdf/2013-13191.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/04/2013-13152.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit the Listing of Additional Strikes Until the Close of Trading on the Second Business Day Prior to Expiration in Unusual Market Conditions2013-06-04T00:00:00-07:002013-06-04T00:00:00-07:002013-13152Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-04/pdf/2013-13152.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/04/2013-13146.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Expand the Short Term Option Series Program2013-06-04T00:00:00-07:002013-06-04T00:00:00-07:002013-13146Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-04/pdf/2013-13146.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/04/2013-13126.htmlNotice - Submission for OMB Review; Comment Request2013-06-04T00:00:00-07:002013-06-04T00:00:00-07:002013-13126Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-04/pdf/2013-13126.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/04/2013-13110.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the WisdomTree Global Corporate Bond Fund and the WisdomTree Emerging Markets Corporate Bond Fund2013-06-04T00:00:00-07:002013-06-04T00:00:00-07:002013-13110Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-04/pdf/2013-13110.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/04/2013-13108.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing Proposed Rule Change to Include trueEX LLC as a Designated Locked-In Trade Source Pursuant to the Rulebook of the Government Securities Division2013-06-04T00:00:00-07:002013-06-04T00:00:00-07:002013-13108Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-04/pdf/2013-13108.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/03/2013-13157.htmlNotice - Lanbo Financial Group, Inc.; Order of Suspension of Trading2013-06-03T00:00:00-07:002013-06-03T00:00:00-07:002013-13157Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-03/pdf/2013-13157.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/03/2013-13111.htmlNotice - Sunshine Act Meetings2013-06-03T00:00:00-07:002013-06-03T00:00:00-07:002013-13111Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-03/pdf/2013-13111.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/03/2013-13036.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Order Granting Approval to Proposed Rule Change Amending the Attestation Requirement of Rule 11.24 Allowing a Retail Member Organization To Attest That “Substantially All” Orders Submitted to The Retail Price Improvement Program Will Qualify As “Retail Orders”2013-06-03T00:00:00-07:002013-06-03T00:00:00-07:002013-13036Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-03/pdf/2013-13036.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/03/2013-13035.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Arca Options Rule 6.62(cc) To Remove References to Functionality Described as the Post No Preference Light Only Quotation2013-06-03T00:00:00-07:002013-06-03T00:00:00-07:002013-13035Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-03/pdf/2013-13035.pdfhttps://regulations.justia.com/regulations/fedreg/2013/06/03/2013-12975.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change To Provide That OCC, Rather Than an Adjustment Panel of the Securities Committee, Will Determine Adjustments to the Terms of Options Contracts to Account for Certain Events, Such as Certain Dividend Distributions or Other Corporate Actions, That Affect the Underlying Security or Other Underlying Interest2013-06-03T00:00:00-07:002013-06-03T00:00:00-07:002013-12975Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-06-03/pdf/2013-12975.pdf