Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/06/27?limit=200&registers=between&mode=atom 2025-01-08T23:33:17-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2013/06/27/2013-15507.html Notice - In the Matter of Biozoom, Inc.; Order of Suspension of Trading 2013-06-27T00:00:00-07:00 2013-06-27T00:00:00-07:00 2013-15507 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-27/pdf/2013-15507.pdf https://regulations.justia.com/regulations/fedreg/2013/06/27/2013-15373.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section 4 of Chapter XV of the BX Options Rules 2013-06-27T00:00:00-07:00 2013-06-27T00:00:00-07:00 2013-15373 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-27/pdf/2013-15373.pdf https://regulations.justia.com/regulations/fedreg/2013/06/27/2013-15371.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate an Erroneous Reference to the Retired Automatic Quotation Refresh Functionality Under Rule 4751(d) 2013-06-27T00:00:00-07:00 2013-06-27T00:00:00-07:00 2013-15371 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-27/pdf/2013-15371.pdf https://regulations.justia.com/regulations/fedreg/2013/06/27/2013-15370.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change Relating to Which Complex Orders Can Initiate a Complex Order Live Auction 2013-06-27T00:00:00-07:00 2013-06-27T00:00:00-07:00 2013-15370 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-27/pdf/2013-15370.pdf https://regulations.justia.com/regulations/fedreg/2013/06/27/2013-15369.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Making a Non-Substantive, Technical Amendment to Exchange Rule 900.3NY(o) To Correct a Cross Reference To Exchange Rule 964NY 2013-06-27T00:00:00-07:00 2013-06-27T00:00:00-07:00 2013-15369 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-27/pdf/2013-15369.pdf https://regulations.justia.com/regulations/fedreg/2013/06/27/2013-15368.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its Supplemental Liquidity Providers Pilot, Until the Earlier of the Securities and Exchange Commission's Approval To Make Such Pilot Permanent or January 31, 2014 2013-06-27T00:00:00-07:00 2013-06-27T00:00:00-07:00 2013-15368 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-27/pdf/2013-15368.pdf https://regulations.justia.com/regulations/fedreg/2013/06/27/2013-15367.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change Relating to FINRA Rule 8313 (Release of Disciplinary Complaints, Decisions and Other Information) as Modified by Amendment No. 1 2013-06-27T00:00:00-07:00 2013-06-27T00:00:00-07:00 2013-15367 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-27/pdf/2013-15367.pdf https://regulations.justia.com/regulations/fedreg/2013/06/27/2013-15366.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program 2013-06-27T00:00:00-07:00 2013-06-27T00:00:00-07:00 2013-15366 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-27/pdf/2013-15366.pdf https://regulations.justia.com/regulations/fedreg/2013/06/27/2013-15365.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Making Non-Substantive, Technical Amendments to Exchange Rule 6.62(o) Correcting Cross Reference to Exchange Rule 6.76B, and to Exchange Rule 6.76A To Correct Cross References to Exchange Rules 6.76A and 6.76B 2013-06-27T00:00:00-07:00 2013-06-27T00:00:00-07:00 2013-15365 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-27/pdf/2013-15365.pdf https://regulations.justia.com/regulations/fedreg/2013/06/27/2013-15364.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Technical Amendments To the MIAX Options Fee Schedule 2013-06-27T00:00:00-07:00 2013-06-27T00:00:00-07:00 2013-15364 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-27/pdf/2013-15364.pdf https://regulations.justia.com/regulations/fedreg/2013/06/27/2013-15363.html Notice - Order Granting Limited Exemptions From Exchange Act Rule 10b-17 and Rules 101 and 102 of Regulation M to ALPS ETF Trust, the VelocityShares Tail Risk Hedged Large Cap ETF, and the VelocityShares Volatility Hedged Large Cap ETF 2013-06-27T00:00:00-07:00 2013-06-27T00:00:00-07:00 2013-15363 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-27/pdf/2013-15363.pdf https://regulations.justia.com/regulations/fedreg/2013/06/27/2013-15349.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, To Expand the Analytic Reporting Service To Permit Increased Source Data 2013-06-27T00:00:00-07:00 2013-06-27T00:00:00-07:00 2013-15349 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-27/pdf/2013-15349.pdf https://regulations.justia.com/regulations/fedreg/2013/06/27/2013-15348.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Replacing References to “Principle Executive” With References to “Principal Executive” in the Exchange's Rules 2013-06-27T00:00:00-07:00 2013-06-27T00:00:00-07:00 2013-15348 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-27/pdf/2013-15348.pdf https://regulations.justia.com/regulations/fedreg/2013/06/27/2013-15347.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its Supplemental Liquidity Providers Pilot Until the Earlier of the Securities and Exchange Commission's Approval To Make Such Pilot Permanent or January 31, 2014 2013-06-27T00:00:00-07:00 2013-06-27T00:00:00-07:00 2013-15347 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-27/pdf/2013-15347.pdf https://regulations.justia.com/regulations/fedreg/2013/06/27/2013-15346.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 4120 To Adopt a Modification in the Process for Initiating Trading of a Security That Is the Subject of a Trading Halt or Pause on BX 2013-06-27T00:00:00-07:00 2013-06-27T00:00:00-07:00 2013-15346 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-27/pdf/2013-15346.pdf https://regulations.justia.com/regulations/fedreg/2013/06/27/2013-15345.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 3100 To Adopt a Modification in the Process for Initiating Trading of a Security That Is the Subject of a Trading Halt or Pause on NASDAQ OMX PSX 2013-06-27T00:00:00-07:00 2013-06-27T00:00:00-07:00 2013-15345 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-27/pdf/2013-15345.pdf https://regulations.justia.com/regulations/fedreg/2013/06/27/2013-15344.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE MKT Rule 500-Equities To Extend the Operation of the Pilot Program That Allows Nasdaq Stock Market Securities To Be Traded on the Exchange Pursuant to a Grant of Unlisted Trading Privileges Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or January 31, 2014 2013-06-27T00:00:00-07:00 2013-06-27T00:00:00-07:00 2013-15344 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-27/pdf/2013-15344.pdf https://regulations.justia.com/regulations/fedreg/2013/06/27/2013-15343.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its New Market Model Pilot, Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or January 31, 2014 2013-06-27T00:00:00-07:00 2013-06-27T00:00:00-07:00 2013-15343 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-27/pdf/2013-15343.pdf https://regulations.justia.com/regulations/fedreg/2013/06/27/2013-15342.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its New Market Model Pilot, Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or January 31, 2014 2013-06-27T00:00:00-07:00 2013-06-27T00:00:00-07:00 2013-15342 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-27/pdf/2013-15342.pdf