Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/06/24?limit=200&registers=between&mode=atom 2024-12-04T18:06:00-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2013/06/24/2013-15155.html Notice - Sunshine Act Meetings 2013-06-24T00:00:00-07:00 2013-06-24T00:00:00-07:00 2013-15155 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-24/pdf/2013-15155.pdf https://regulations.justia.com/regulations/fedreg/2013/06/24/2013-14976.html Notice - Submission for OMB Review; Comment Request 2013-06-24T00:00:00-07:00 2013-06-24T00:00:00-07:00 2013-14976 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-24/pdf/2013-14976.pdf https://regulations.justia.com/regulations/fedreg/2013/06/24/2013-14975.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to NYSE Arca Options Rule 6.72 To Extend the Penny Pilot in Options Classes in Certain Issues Through December 31, 2013 2013-06-24T00:00:00-07:00 2013-06-24T00:00:00-07:00 2013-14975 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-24/pdf/2013-14975.pdf https://regulations.justia.com/regulations/fedreg/2013/06/24/2013-14974.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to NYSE Amex Options Rule 960NY to Extend the Penny Pilot in Options Classes in Certain Issues Through December 31, 2013 2013-06-24T00:00:00-07:00 2013-06-24T00:00:00-07:00 2013-14974 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-24/pdf/2013-14974.pdf https://regulations.justia.com/regulations/fedreg/2013/06/24/2013-14966.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. 2013-06-24T00:00:00-07:00 2013-06-24T00:00:00-07:00 2013-14966 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-24/pdf/2013-14966.pdf https://regulations.justia.com/regulations/fedreg/2013/06/24/2013-14965.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. 2013-06-24T00:00:00-07:00 2013-06-24T00:00:00-07:00 2013-14965 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-24/pdf/2013-14965.pdf https://regulations.justia.com/regulations/fedreg/2013/06/24/2013-14964.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Penny Pilot Program and Amend Rule 7050 2013-06-24T00:00:00-07:00 2013-06-24T00:00:00-07:00 2013-14964 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-24/pdf/2013-14964.pdf https://regulations.justia.com/regulations/fedreg/2013/06/24/2013-14963.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program 2013-06-24T00:00:00-07:00 2013-06-24T00:00:00-07:00 2013-14963 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-24/pdf/2013-14963.pdf https://regulations.justia.com/regulations/fedreg/2013/06/24/2013-14962.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Related to Market Maker Risk Parameters and Complex Orders 2013-06-24T00:00:00-07:00 2013-06-24T00:00:00-07:00 2013-14962 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-24/pdf/2013-14962.pdf https://regulations.justia.com/regulations/fedreg/2013/06/24/2013-14961.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program and Replacement of Penny Pilot Issues That Have Been Delisted 2013-06-24T00:00:00-07:00 2013-06-24T00:00:00-07:00 2013-14961 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-24/pdf/2013-14961.pdf https://regulations.justia.com/regulations/fedreg/2013/06/24/2013-14960.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program and Replacement of Penny Pilot Issues That Have Been Delisted 2013-06-24T00:00:00-07:00 2013-06-24T00:00:00-07:00 2013-14960 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-24/pdf/2013-14960.pdf https://regulations.justia.com/regulations/fedreg/2013/06/24/2013-14959.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program 2013-06-24T00:00:00-07:00 2013-06-24T00:00:00-07:00 2013-14959 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-24/pdf/2013-14959.pdf https://regulations.justia.com/regulations/fedreg/2013/06/24/2013-14958.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program 2013-06-24T00:00:00-07:00 2013-06-24T00:00:00-07:00 2013-14958 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-24/pdf/2013-14958.pdf https://regulations.justia.com/regulations/fedreg/2013/06/24/2013-14957.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Withdrawal of Proposed Rule Change To Require That Listed Companies Have an Internal Audit Function 2013-06-24T00:00:00-07:00 2013-06-24T00:00:00-07:00 2013-14957 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-24/pdf/2013-14957.pdf