Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/06/10?limit=200&registers=between&mode=atom 2024-04-30T17:41:21-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2013/06/10/2013-13665.html Notice - Self-Regulatory Organizations; The National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change That Consists of Technical Corrections To Reflect the Availability of Certain Functionality in the Obligation Warehouse Service 2013-06-10T00:00:00-07:00 2013-06-10T00:00:00-07:00 2013-13665 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-10/pdf/2013-13665.pdf https://regulations.justia.com/regulations/fedreg/2013/06/10/2013-13657.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1000-Equities To Revise the Manner by Which the Exchange Will Phase Out the Functionality Associated With Liquidity Replenishment Points in Connection With the Implementation of the Limit Up-Limit Down Plan 2013-06-10T00:00:00-07:00 2013-06-10T00:00:00-07:00 2013-13657 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-10/pdf/2013-13657.pdf https://regulations.justia.com/regulations/fedreg/2013/06/10/2013-13656.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1000 To Revise the Manner by Which the Exchange Will Phase Out the Functionality Associated With Liquidity Replenishment Points in Connection With the Implementation of the Limit Up-Limit Down Plan 2013-06-10T00:00:00-07:00 2013-06-10T00:00:00-07:00 2013-13656 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-10/pdf/2013-13656.pdf https://regulations.justia.com/regulations/fedreg/2013/06/10/2013-13655.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update a Reference in Rule 8.51 2013-06-10T00:00:00-07:00 2013-06-10T00:00:00-07:00 2013-13655 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-10/pdf/2013-13655.pdf https://regulations.justia.com/regulations/fedreg/2013/06/10/2013-13653.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending Its Program That Allows Transactions To Take Place at a Price That Is Below $1 Per Option Contract Until January 5, 2014 2013-06-10T00:00:00-07:00 2013-06-10T00:00:00-07:00 2013-13653 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-10/pdf/2013-13653.pdf https://regulations.justia.com/regulations/fedreg/2013/06/10/2013-13652.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending Its Program That Allows Transactions To Take Place At A Price That Is Below $1 per Option Contract Until January 5, 2014 2013-06-10T00:00:00-07:00 2013-06-10T00:00:00-07:00 2013-13652 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-10/pdf/2013-13652.pdf https://regulations.justia.com/regulations/fedreg/2013/06/10/2013-13638.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule to Change the Monthly Fees for Option Trading Permits and Raise the Fee Cap that Applies to Certain Firm and Broker Dealer Open Outcry Executions 2013-06-10T00:00:00-07:00 2013-06-10T00:00:00-07:00 2013-13638 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-10/pdf/2013-13638.pdf https://regulations.justia.com/regulations/fedreg/2013/06/10/2013-13630.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change To Adopt a Directed Order Process 2013-06-10T00:00:00-07:00 2013-06-10T00:00:00-07:00 2013-13630 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-10/pdf/2013-13630.pdf https://regulations.justia.com/regulations/fedreg/2013/06/10/2013-13607.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 605 Regarding Orders in a Market Maker's Appointed Classes 2013-06-10T00:00:00-07:00 2013-06-10T00:00:00-07:00 2013-13607 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-10/pdf/2013-13607.pdf https://regulations.justia.com/regulations/fedreg/2013/06/10/2013-13606.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 520 To Clarify the Description of the Operation of the Exchange's Route Timer 2013-06-10T00:00:00-07:00 2013-06-10T00:00:00-07:00 2013-13606 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-06-10/pdf/2013-13606.pdf