Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/05/16?limit=200&registers=between&mode=atom 2022-12-08T09:12:12-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2013/05/16/2013-11676.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Complex Order Router Subsidy Program 2013-05-16T00:00:00-07:00 2013-05-16T00:00:00-07:00 2013-11676 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-16/pdf/2013-11676.pdf https://regulations.justia.com/regulations/fedreg/2013/05/16/2013-11636.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Penny Pilot Options and Non-Penny Pilot Options 2013-05-16T00:00:00-07:00 2013-05-16T00:00:00-07:00 2013-11636 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-16/pdf/2013-11636.pdf https://regulations.justia.com/regulations/fedreg/2013/05/16/2013-11635.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing Non-Display Usage Fees and Amending the Professional End-User Fees for NYSE Arca Options Market Data 2013-05-16T00:00:00-07:00 2013-05-16T00:00:00-07:00 2013-11635 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-16/pdf/2013-11635.pdf https://regulations.justia.com/regulations/fedreg/2013/05/16/2013-11634.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing Non-Display Usage Fees and Amending the Professional End-User Fees for NYSE Amex Options Market Data 2013-05-16T00:00:00-07:00 2013-05-16T00:00:00-07:00 2013-11634 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-16/pdf/2013-11634.pdf https://regulations.justia.com/regulations/fedreg/2013/05/16/2013-11625.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change Relating to Exchange Trading Days and Hours of Business and Trading Halts 2013-05-16T00:00:00-07:00 2013-05-16T00:00:00-07:00 2013-11625 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-16/pdf/2013-11625.pdf https://regulations.justia.com/regulations/fedreg/2013/05/16/2013-11624.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Pricing for Mini Options 2013-05-16T00:00:00-07:00 2013-05-16T00:00:00-07:00 2013-11624 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-16/pdf/2013-11624.pdf https://regulations.justia.com/regulations/fedreg/2013/05/16/2013-11623.html Notice - Self Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule Governing the Anti-Money Laundering Compliance Program 2013-05-16T00:00:00-07:00 2013-05-16T00:00:00-07:00 2013-11623 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-16/pdf/2013-11623.pdf https://regulations.justia.com/regulations/fedreg/2013/05/16/2013-11622.html Notice - Proposed Collection; Comment Request 2013-05-16T00:00:00-07:00 2013-05-16T00:00:00-07:00 2013-11622 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-16/pdf/2013-11622.pdf https://regulations.justia.com/regulations/fedreg/2013/05/16/2013-11621.html Notice - Proposed Collection; Comment Request 2013-05-16T00:00:00-07:00 2013-05-16T00:00:00-07:00 2013-11621 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-16/pdf/2013-11621.pdf https://regulations.justia.com/regulations/fedreg/2013/05/16/2013-11620.html Notice - Proposed Collection; Comment Request 2013-05-16T00:00:00-07:00 2013-05-16T00:00:00-07:00 2013-11620 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-16/pdf/2013-11620.pdf https://regulations.justia.com/regulations/fedreg/2013/05/16/2013-11605.html Notice - CPG Carlyle Private Equity Fund, LLC, et al.; Notice of Application 2013-05-16T00:00:00-07:00 2013-05-16T00:00:00-07:00 2013-11605 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-16/pdf/2013-11605.pdf https://regulations.justia.com/regulations/fedreg/2013/05/16/2013-11604.html Notice - FS Investment Corporation, et al.; Notice of Application 2013-05-16T00:00:00-07:00 2013-05-16T00:00:00-07:00 2013-11604 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-16/pdf/2013-11604.pdf https://regulations.justia.com/regulations/fedreg/2013/05/16/2013-11603.html Notice - Self-Regulatory Organizations; The Depository Trusts Company; Notice of Filing and No Objection To Advance Notice To Renew Its Existing Credit Facility 2013-05-16T00:00:00-07:00 2013-05-16T00:00:00-07:00 2013-11603 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-16/pdf/2013-11603.pdf https://regulations.justia.com/regulations/fedreg/2013/05/16/2013-11597.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and No Objection To Advance Notice To Renew Its Existing Credit Facility 2013-05-16T00:00:00-07:00 2013-05-16T00:00:00-07:00 2013-11597 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-16/pdf/2013-11597.pdf