<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/05/08?registers=between Sun, 05 May 2024 13:53:26 -0700 Sun, 05 May 2024 13:53:26 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/05/08?registers=between Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Schedule of Fees and Charges for Exchange Services To Amend Step Up Tier 2 to Reduce the Volume Threshold Requirements Needed To Be Eligible for The Tier https://regulations.justia.com/regulations/fedreg/2013/05/08/2013-10902.html https://regulations.justia.com/regulations/fedreg/2013/05/08/2013-10902.html Wed, 08 May 2013 00:00:00 -0700 2013-10902 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-08/pdf/2013-10902.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 13 to Expand the Availability of Self-Trade Prevention Modifiers https://regulations.justia.com/regulations/fedreg/2013/05/08/2013-10901.html https://regulations.justia.com/regulations/fedreg/2013/05/08/2013-10901.html Wed, 08 May 2013 00:00:00 -0700 2013-10901 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-08/pdf/2013-10901.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 13-Equities To Expand the Availability of Self-Trade Prevention Modifiers https://regulations.justia.com/regulations/fedreg/2013/05/08/2013-10900.html https://regulations.justia.com/regulations/fedreg/2013/05/08/2013-10900.html Wed, 08 May 2013 00:00:00 -0700 2013-10900 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-08/pdf/2013-10900.pdf Notice - Millington Exchange Traded MAVINS Fund, LLC and Millington Securities, Inc.; Notice of Application https://regulations.justia.com/regulations/fedreg/2013/05/08/2013-10890.html https://regulations.justia.com/regulations/fedreg/2013/05/08/2013-10890.html Wed, 08 May 2013 00:00:00 -0700 2013-10890 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-08/pdf/2013-10890.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Trading Ahead of Customer Orders and Best Execution and Interpositioning Requirements https://regulations.justia.com/regulations/fedreg/2013/05/08/2013-10876.html https://regulations.justia.com/regulations/fedreg/2013/05/08/2013-10876.html Wed, 08 May 2013 00:00:00 -0700 2013-10876 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-08/pdf/2013-10876.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Waive the Application and Initiation Fees in Certain Circumstances https://regulations.justia.com/regulations/fedreg/2013/05/08/2013-10875.html https://regulations.justia.com/regulations/fedreg/2013/05/08/2013-10875.html Wed, 08 May 2013 00:00:00 -0700 2013-10875 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-08/pdf/2013-10875.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change for the Permanent Approval of a Pilot Program To Permit NOM To Accept Inbound Options Orders From NASDAQ OMX BX, Inc. https://regulations.justia.com/regulations/fedreg/2013/05/08/2013-10874.html https://regulations.justia.com/regulations/fedreg/2013/05/08/2013-10874.html Wed, 08 May 2013 00:00:00 -0700 2013-10874 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-08/pdf/2013-10874.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change for the Permanent Approval of the Exchange's Pilot Program To Permit the Exchange To Accept Inbound Options Orders Routed by Nasdaq Options Services LLC From NASDAQ OMX BX, Inc. https://regulations.justia.com/regulations/fedreg/2013/05/08/2013-10873.html https://regulations.justia.com/regulations/fedreg/2013/05/08/2013-10873.html Wed, 08 May 2013 00:00:00 -0700 2013-10873 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-08/pdf/2013-10873.pdf Notice - Self-Regulatory Organizations; the Depository Trust Company; Notice of Filing of Proposed Rule Change in Connection With the Implementation of the Foreign Account Tax Compliance Act (FATCA) https://regulations.justia.com/regulations/fedreg/2013/05/08/2013-10871.html https://regulations.justia.com/regulations/fedreg/2013/05/08/2013-10871.html Wed, 08 May 2013 00:00:00 -0700 2013-10871 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-08/pdf/2013-10871.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change in Connection With the Implementation of the Foreign Account Tax Compliance Act (FATCA) https://regulations.justia.com/regulations/fedreg/2013/05/08/2013-10848.html https://regulations.justia.com/regulations/fedreg/2013/05/08/2013-10848.html Wed, 08 May 2013 00:00:00 -0700 2013-10848 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-08/pdf/2013-10848.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change to the Government Securities Division Rules and the Mortgage-Backed Securities Division Clearing Rules in Connection With the Implementation of the Foreign Account Tax Compliance Act (FATCA) https://regulations.justia.com/regulations/fedreg/2013/05/08/2013-10847.html https://regulations.justia.com/regulations/fedreg/2013/05/08/2013-10847.html Wed, 08 May 2013 00:00:00 -0700 2013-10847 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-08/pdf/2013-10847.pdf