Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/05/07?limit=200&registers=between&mode=atom 2024-05-02T06:42:11-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2013/05/07/2013-10936.html Notice - Sunshine Act Meeting 2013-05-07T00:00:00-07:00 2013-05-07T00:00:00-07:00 2013-10936 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-07/pdf/2013-10936.pdf https://regulations.justia.com/regulations/fedreg/2013/05/07/2013-10799.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fingerprint-Based Background Checks of Exchange Directors, Officers, Employees and Others 2013-05-07T00:00:00-07:00 2013-05-07T00:00:00-07:00 2013-10799 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-07/pdf/2013-10799.pdf https://regulations.justia.com/regulations/fedreg/2013/05/07/2013-10742.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Amex Options Fee Schedule To Modify the Existing Floor Broker Rebate for Executed Qualified Contingent Cross Orders 2013-05-07T00:00:00-07:00 2013-05-07T00:00:00-07:00 2013-10742 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-07/pdf/2013-10742.pdf https://regulations.justia.com/regulations/fedreg/2013/05/07/2013-10741.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Options Fee Schedule for Firms To Increase the Transaction Fee for Certain Proprietary Electronic Executions and To Introduce Volume-Based Tiers for Certain Proprietary Electronic Executions 2013-05-07T00:00:00-07:00 2013-05-07T00:00:00-07:00 2013-10741 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-07/pdf/2013-10741.pdf https://regulations.justia.com/regulations/fedreg/2013/05/07/2013-10740.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule To Raise the Take Liquidity Fee for Firm and Broker Dealer Electronic Executions in Penny Pilot Issues 2013-05-07T00:00:00-07:00 2013-05-07T00:00:00-07:00 2013-10740 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-07/pdf/2013-10740.pdf https://regulations.justia.com/regulations/fedreg/2013/05/07/2013-10704.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule 2013-05-07T00:00:00-07:00 2013-05-07T00:00:00-07:00 2013-10704 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-07/pdf/2013-10704.pdf https://regulations.justia.com/regulations/fedreg/2013/05/07/2013-10703.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule 2013-05-07T00:00:00-07:00 2013-05-07T00:00:00-07:00 2013-10703 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-07/pdf/2013-10703.pdf