<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/05/02?registers=between Sat, 28 Dec 2024 16:36:39 -0800 Sat, 28 Dec 2024 16:36:39 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/05/02?registers=between Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delete Rule 6.74(b) That Sets Forth Expired SizeQuote Mechanism Pilot Program https://regulations.justia.com/regulations/fedreg/2013/05/02/2013-10353.html https://regulations.justia.com/regulations/fedreg/2013/05/02/2013-10353.html Thu, 02 May 2013 00:00:00 -0700 2013-10353 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-02/pdf/2013-10353.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Strategy Fee Caps https://regulations.justia.com/regulations/fedreg/2013/05/02/2013-10352.html https://regulations.justia.com/regulations/fedreg/2013/05/02/2013-10352.html Thu, 02 May 2013 00:00:00 -0700 2013-10352 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-02/pdf/2013-10352.pdf Notice - Options Price Reporting Authority; Order Approving an Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Amend Section 3.5 of the OPRA Plan https://regulations.justia.com/regulations/fedreg/2013/05/02/2013-10351.html https://regulations.justia.com/regulations/fedreg/2013/05/02/2013-10351.html Thu, 02 May 2013 00:00:00 -0700 2013-10351 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-02/pdf/2013-10351.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Granting Approval of a Proposed Rule Change To Amend the Obvious and Catastrophic Errors Rule https://regulations.justia.com/regulations/fedreg/2013/05/02/2013-10346.html https://regulations.justia.com/regulations/fedreg/2013/05/02/2013-10346.html Thu, 02 May 2013 00:00:00 -0700 2013-10346 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-02/pdf/2013-10346.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Relating to the Listing and Trading of the Shares of the First Trust Senior Loan Fund of First Trust Exchange-Traded Fund IV https://regulations.justia.com/regulations/fedreg/2013/05/02/2013-10345.html https://regulations.justia.com/regulations/fedreg/2013/05/02/2013-10345.html Thu, 02 May 2013 00:00:00 -0700 2013-10345 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-05-02/pdf/2013-10345.pdf