<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/04?registers=between&min-day=1&max-day=30 Thu, 23 May 2024 18:34:46 -0700 Thu, 23 May 2024 18:34:46 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/04?registers=between&min-day=1&max-day=30 Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31 To Add a Moving Average Check for Incoming Market Orders and Marketable Limit Orders https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10167.html https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10167.html Tue, 30 Apr 2013 00:00:00 -0700 2013-10167 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-30/pdf/2013-10167.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10151.html https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10151.html Tue, 30 Apr 2013 00:00:00 -0700 2013-10151 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-30/pdf/2013-10151.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10150.html https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10150.html Tue, 30 Apr 2013 00:00:00 -0700 2013-10150 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-30/pdf/2013-10150.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10149.html https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10149.html Tue, 30 Apr 2013 00:00:00 -0700 2013-10149 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-30/pdf/2013-10149.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10148.html https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10148.html Tue, 30 Apr 2013 00:00:00 -0700 2013-10148 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-30/pdf/2013-10148.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10147.html https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10147.html Tue, 30 Apr 2013 00:00:00 -0700 2013-10147 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-30/pdf/2013-10147.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10146.html https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10146.html Tue, 30 Apr 2013 00:00:00 -0700 2013-10146 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-30/pdf/2013-10146.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10144.html https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10144.html Tue, 30 Apr 2013 00:00:00 -0700 2013-10144 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-30/pdf/2013-10144.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate the Free Period for the Limit Up/Limit Down Band Lookup Add-On Service to TradeInfo Under Rule 7015(f) https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10103.html https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10103.html Tue, 30 Apr 2013 00:00:00 -0700 2013-10103 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-30/pdf/2013-10103.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish the Limit Up/Limit Down Band Lookup Add-On Service to TradeInfo and Assess a Related Subscription Fee https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10102.html https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10102.html Tue, 30 Apr 2013 00:00:00 -0700 2013-10102 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-30/pdf/2013-10102.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Withdrawal of Proposed Rule Change To Amend FINRA Rule 2267 (Investor Education and Protection) https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10079.html https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10079.html Tue, 30 Apr 2013 00:00:00 -0700 2013-10079 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-30/pdf/2013-10079.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for the BBO Data Feed for CBOE Listed Options https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10077.html https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10077.html Tue, 30 Apr 2013 00:00:00 -0700 2013-10077 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-30/pdf/2013-10077.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Deleting NYSE Rule 476(a)(8), Which Addresses Wash Sales, in Order To Harmonize the Exchange's Rules With the Rules of the Financial Industry Regulatory Authority https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10051.html https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10051.html Tue, 30 Apr 2013 00:00:00 -0700 2013-10051 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-30/pdf/2013-10051.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2013/04/29/2013-10196.html https://regulations.justia.com/regulations/fedreg/2013/04/29/2013-10196.html Mon, 29 Apr 2013 00:00:00 -0700 2013-10196 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-29/pdf/2013-10196.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2013/04/29/2013-10195.html https://regulations.justia.com/regulations/fedreg/2013/04/29/2013-10195.html Mon, 29 Apr 2013 00:00:00 -0700 2013-10195 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-29/pdf/2013-10195.pdf Notice - Enercorp, Inc., FTS Group, Inc., Games, Inc. (n/k/a InQBate Corporation), Hartmarx Corporation (n/k/a XMH Corp. 1), and Penn Treaty American Corporation; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2013/04/29/2013-10105.html https://regulations.justia.com/regulations/fedreg/2013/04/29/2013-10105.html Mon, 29 Apr 2013 00:00:00 -0700 2013-10105 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-29/pdf/2013-10105.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Amended Application for Registration as a Clearing Agency; Correction https://regulations.justia.com/regulations/fedreg/2013/04/29/2013-10032.html https://regulations.justia.com/regulations/fedreg/2013/04/29/2013-10032.html Mon, 29 Apr 2013 00:00:00 -0700 2013-10032 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-29/pdf/2013-10032.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend Mortgage-Backed Securities Division Rules Relating to Allocation of an Indemnity Claim Made in Connection With the Use of the Federal Reserve's National Settlement Service https://regulations.justia.com/regulations/fedreg/2013/04/29/2013-10026.html https://regulations.justia.com/regulations/fedreg/2013/04/29/2013-10026.html Mon, 29 Apr 2013 00:00:00 -0700 2013-10026 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-29/pdf/2013-10026.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change Amending the Mortgage-Backed Securities Division Fails Charge Rule To Reflect Recommendation of the Treasury Market Practice Group https://regulations.justia.com/regulations/fedreg/2013/04/29/2013-10025.html https://regulations.justia.com/regulations/fedreg/2013/04/29/2013-10025.html Mon, 29 Apr 2013 00:00:00 -0700 2013-10025 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-29/pdf/2013-10025.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing of Proposed Rule Change Related to the Liquidity Factor of CME's CDS Margin Methodology https://regulations.justia.com/regulations/fedreg/2013/04/29/2013-10019.html https://regulations.justia.com/regulations/fedreg/2013/04/29/2013-10019.html Mon, 29 Apr 2013 00:00:00 -0700 2013-10019 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-29/pdf/2013-10019.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7170 To Clarify That the Exchange May Grant Obvious Error Relief in the Event of Unusual Circumstances https://regulations.justia.com/regulations/fedreg/2013/04/29/2013-10018.html https://regulations.justia.com/regulations/fedreg/2013/04/29/2013-10018.html Mon, 29 Apr 2013 00:00:00 -0700 2013-10018 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-29/pdf/2013-10018.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Withdrawal of Proposed Rule Change Regarding Central Counterparty Resolution and Recovery Procedures https://regulations.justia.com/regulations/fedreg/2013/04/29/2013-10017.html https://regulations.justia.com/regulations/fedreg/2013/04/29/2013-10017.html Mon, 29 Apr 2013 00:00:00 -0700 2013-10017 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-29/pdf/2013-10017.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change To Amend NYSE MKT Rule 104-Equities To Codify Certain Traditional Trading Floor Functions That May Be Performed by Designated Market Makers To Make Exchange Systems Available to DMMs That Would Provide DMMs With Certain Market Information, To Amend the Exchange's Rules Governing the Ability of DMMs To Provide Market Information To Floor Brokers, and To Make Conforming Amendments to Other Rules https://regulations.justia.com/regulations/fedreg/2013/04/29/2013-10016.html https://regulations.justia.com/regulations/fedreg/2013/04/29/2013-10016.html Mon, 29 Apr 2013 00:00:00 -0700 2013-10016 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-29/pdf/2013-10016.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending NYSE Rule 104 To Codify Certain Traditional Trading Floor Functions That May Be Performed by Designated Market Makers, To Make Exchange Systems Available to DMMs That Would Provide DMMs With Certain Market Information, To Amend the Exchange's Rules Governing the Ability of DMMs To Provide Market Information to Floor Brokers, and To Make Conforming Amendments to Other Rules https://regulations.justia.com/regulations/fedreg/2013/04/29/2013-10015.html https://regulations.justia.com/regulations/fedreg/2013/04/29/2013-10015.html Mon, 29 Apr 2013 00:00:00 -0700 2013-10015 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-29/pdf/2013-10015.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2013/04/29/2013-10014.html https://regulations.justia.com/regulations/fedreg/2013/04/29/2013-10014.html Mon, 29 Apr 2013 00:00:00 -0700 2013-10014 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-29/pdf/2013-10014.pdf Notice - Credit Ratings Roundtable https://regulations.justia.com/regulations/fedreg/2013/04/29/2013-09931.html https://regulations.justia.com/regulations/fedreg/2013/04/29/2013-09931.html Mon, 29 Apr 2013 00:00:00 -0700 2013-09931 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-29/pdf/2013-09931.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/04/25/2013-09773.html https://regulations.justia.com/regulations/fedreg/2013/04/25/2013-09773.html Thu, 25 Apr 2013 00:00:00 -0700 2013-09773 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-25/pdf/2013-09773.pdf Notice - Symetra Mutual Funds Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2013/04/25/2013-09772.html https://regulations.justia.com/regulations/fedreg/2013/04/25/2013-09772.html Thu, 25 Apr 2013 00:00:00 -0700 2013-09772 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-25/pdf/2013-09772.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange, LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Complex Orders https://regulations.justia.com/regulations/fedreg/2013/04/25/2013-09770.html https://regulations.justia.com/regulations/fedreg/2013/04/25/2013-09770.html Thu, 25 Apr 2013 00:00:00 -0700 2013-09770 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-25/pdf/2013-09770.pdf Notice - Goldman Sachs Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2013/04/25/2013-09769.html https://regulations.justia.com/regulations/fedreg/2013/04/25/2013-09769.html Thu, 25 Apr 2013 00:00:00 -0700 2013-09769 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-25/pdf/2013-09769.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2013/04/25/2013-09768.html https://regulations.justia.com/regulations/fedreg/2013/04/25/2013-09768.html Thu, 25 Apr 2013 00:00:00 -0700 2013-09768 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-25/pdf/2013-09768.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending C2 Rules Governing Letters of Guarantee and Authorization https://regulations.justia.com/regulations/fedreg/2013/04/25/2013-09766.html https://regulations.justia.com/regulations/fedreg/2013/04/25/2013-09766.html Thu, 25 Apr 2013 00:00:00 -0700 2013-09766 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-25/pdf/2013-09766.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2013/04/25/2013-09765.html https://regulations.justia.com/regulations/fedreg/2013/04/25/2013-09765.html Thu, 25 Apr 2013 00:00:00 -0700 2013-09765 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-25/pdf/2013-09765.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees https://regulations.justia.com/regulations/fedreg/2013/04/25/2013-09711.html https://regulations.justia.com/regulations/fedreg/2013/04/25/2013-09711.html Thu, 25 Apr 2013 00:00:00 -0700 2013-09711 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-25/pdf/2013-09711.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Exchange Rules 507 and 1014 To Establish Remote Streaming Quote Trader Organizations https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09681.html https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09681.html Wed, 24 Apr 2013 00:00:00 -0700 2013-09681 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-24/pdf/2013-09681.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees To Increase Certain Complex Order Rebates https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09655.html https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09655.html Wed, 24 Apr 2013 00:00:00 -0700 2013-09655 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-24/pdf/2013-09655.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09654.html https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09654.html Wed, 24 Apr 2013 00:00:00 -0700 2013-09654 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-24/pdf/2013-09654.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Market Maker Plus Rebate Program https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09653.html https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09653.html Wed, 24 Apr 2013 00:00:00 -0700 2013-09653 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-24/pdf/2013-09653.pdf Notice - John Hancock Exchange-Traded Fund Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09634.html https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09634.html Wed, 24 Apr 2013 00:00:00 -0700 2013-09634 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-24/pdf/2013-09634.pdf Notice - Lincoln National Life Insurance Company, et al; Notice of Application https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09633.html https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09633.html Wed, 24 Apr 2013 00:00:00 -0700 2013-09633 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-24/pdf/2013-09633.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change To Implement a Revised Method of Calculating Clearing Members' Respective Contributions to OCC's Clearing Fund https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09632.html https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09632.html Wed, 24 Apr 2013 00:00:00 -0700 2013-09632 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-24/pdf/2013-09632.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to FINRA Rule 5250 (Payments for Market Making) https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09631.html https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09631.html Wed, 24 Apr 2013 00:00:00 -0700 2013-09631 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-24/pdf/2013-09631.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Require That Listed Companies Have an Internal Audit Function https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09630.html https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09630.html Wed, 24 Apr 2013 00:00:00 -0700 2013-09630 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-24/pdf/2013-09630.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Routing Fees https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09629.html https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09629.html Wed, 24 Apr 2013 00:00:00 -0700 2013-09629 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-24/pdf/2013-09629.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for the BBO Data Feed for C2 Listed Options https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09628.html https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09628.html Wed, 24 Apr 2013 00:00:00 -0700 2013-09628 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-24/pdf/2013-09628.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for the BBO Data Feed for Securities Traded on the CBOE Stock Exchange https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09627.html https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09627.html Wed, 24 Apr 2013 00:00:00 -0700 2013-09627 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-24/pdf/2013-09627.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Fourteen Series of the iShares Trust Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09626.html https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09626.html Wed, 24 Apr 2013 00:00:00 -0700 2013-09626 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-24/pdf/2013-09626.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Granting Approval of Proposed Rule Change To Address Order Handling Under the Options Order Protection and Locked/Crossed Market Plan, the Authority of the Exchange To Cancel Orders When a Technical or Systems Issue Occurs, and To Describe the Operation of Linkage Handler Error Accounts https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09625.html https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09625.html Wed, 24 Apr 2013 00:00:00 -0700 2013-09625 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-24/pdf/2013-09625.pdf Notice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09624.html https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09624.html Wed, 24 Apr 2013 00:00:00 -0700 2013-09624 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-24/pdf/2013-09624.pdf Notice - In the Matter of the Estate Vault, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2013/04/23/2013-09638.html https://regulations.justia.com/regulations/fedreg/2013/04/23/2013-09638.html Tue, 23 Apr 2013 00:00:00 -0700 2013-09638 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-23/pdf/2013-09638.pdf