Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/04/24?limit=200&registers=between&mode=atom 2024-12-28T02:24:43-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09681.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Exchange Rules 507 and 1014 To Establish Remote Streaming Quote Trader Organizations 2013-04-24T00:00:00-07:00 2013-04-24T00:00:00-07:00 2013-09681 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-24/pdf/2013-09681.pdf https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09655.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees To Increase Certain Complex Order Rebates 2013-04-24T00:00:00-07:00 2013-04-24T00:00:00-07:00 2013-09655 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-24/pdf/2013-09655.pdf https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09654.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees 2013-04-24T00:00:00-07:00 2013-04-24T00:00:00-07:00 2013-09654 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-24/pdf/2013-09654.pdf https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09653.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Market Maker Plus Rebate Program 2013-04-24T00:00:00-07:00 2013-04-24T00:00:00-07:00 2013-09653 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-24/pdf/2013-09653.pdf https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09634.html Notice - John Hancock Exchange-Traded Fund Trust, et al.; Notice of Application 2013-04-24T00:00:00-07:00 2013-04-24T00:00:00-07:00 2013-09634 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-24/pdf/2013-09634.pdf https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09633.html Notice - Lincoln National Life Insurance Company, et al; Notice of Application 2013-04-24T00:00:00-07:00 2013-04-24T00:00:00-07:00 2013-09633 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-24/pdf/2013-09633.pdf https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09632.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change To Implement a Revised Method of Calculating Clearing Members' Respective Contributions to OCC's Clearing Fund 2013-04-24T00:00:00-07:00 2013-04-24T00:00:00-07:00 2013-09632 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-24/pdf/2013-09632.pdf https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09631.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to FINRA Rule 5250 (Payments for Market Making) 2013-04-24T00:00:00-07:00 2013-04-24T00:00:00-07:00 2013-09631 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-24/pdf/2013-09631.pdf https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09630.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Require That Listed Companies Have an Internal Audit Function 2013-04-24T00:00:00-07:00 2013-04-24T00:00:00-07:00 2013-09630 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-24/pdf/2013-09630.pdf https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09629.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Routing Fees 2013-04-24T00:00:00-07:00 2013-04-24T00:00:00-07:00 2013-09629 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-24/pdf/2013-09629.pdf https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09628.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for the BBO Data Feed for C2 Listed Options 2013-04-24T00:00:00-07:00 2013-04-24T00:00:00-07:00 2013-09628 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-24/pdf/2013-09628.pdf https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09627.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for the BBO Data Feed for Securities Traded on the CBOE Stock Exchange 2013-04-24T00:00:00-07:00 2013-04-24T00:00:00-07:00 2013-09627 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-24/pdf/2013-09627.pdf https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09626.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Fourteen Series of the iShares Trust Under NYSE Arca Equities Rule 8.600 2013-04-24T00:00:00-07:00 2013-04-24T00:00:00-07:00 2013-09626 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-24/pdf/2013-09626.pdf https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09625.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Granting Approval of Proposed Rule Change To Address Order Handling Under the Options Order Protection and Locked/Crossed Market Plan, the Authority of the Exchange To Cancel Orders When a Technical or Systems Issue Occurs, and To Describe the Operation of Linkage Handler Error Accounts 2013-04-24T00:00:00-07:00 2013-04-24T00:00:00-07:00 2013-09625 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-24/pdf/2013-09625.pdf https://regulations.justia.com/regulations/fedreg/2013/04/24/2013-09624.html Notice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees 2013-04-24T00:00:00-07:00 2013-04-24T00:00:00-07:00 2013-09624 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-24/pdf/2013-09624.pdf