Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/04/18?limit=200&registers=between&mode=atom 2024-12-28T01:49:03-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2013/04/18/2013-09139.html Notice - Proposed Collection; Comment Request 2013-04-18T00:00:00-07:00 2013-04-18T00:00:00-07:00 2013-09139 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-18/pdf/2013-09139.pdf https://regulations.justia.com/regulations/fedreg/2013/04/18/2013-09123.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Amending the Attestation Requirement of Rule 11.24 Allowing a Retail Member Organization To Attest That “Substantially All” Orders Submitted to The Retail Price Improvement Program Will Qualify as “Retail Orders” 2013-04-18T00:00:00-07:00 2013-04-18T00:00:00-07:00 2013-09123 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-18/pdf/2013-09123.pdf https://regulations.justia.com/regulations/fedreg/2013/04/18/2013-09118.html Notice - The Royal Bank of Scotland plc, et al.; Notice of Application and Temporary Order 2013-04-18T00:00:00-07:00 2013-04-18T00:00:00-07:00 2013-09118 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-18/pdf/2013-09118.pdf https://regulations.justia.com/regulations/fedreg/2013/04/18/2013-09099.html Notice - Trust for Professional Managers and Aurora Investment Management L.L.C.; Notice of Application 2013-04-18T00:00:00-07:00 2013-04-18T00:00:00-07:00 2013-09099 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-18/pdf/2013-09099.pdf https://regulations.justia.com/regulations/fedreg/2013/04/18/2013-09098.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Suspend Certain Provisions in Rule 7170 Regarding Obvious Errors During Limit Up-Limit Down States in Securities That Underlie Options Traded on the Exchange on a Pilot Basis 2013-04-18T00:00:00-07:00 2013-04-18T00:00:00-07:00 2013-09098 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-18/pdf/2013-09098.pdf https://regulations.justia.com/regulations/fedreg/2013/04/18/2013-09065.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Granting Approval of a Proposed Rule Change To List Options on the Dow Jones FXCM Dollar Index 2013-04-18T00:00:00-07:00 2013-04-18T00:00:00-07:00 2013-09065 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-18/pdf/2013-09065.pdf