Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/04/16?limit=200&registers=between&mode=atom 2024-05-01T21:05:07-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2013/04/16/C1-2013-07009.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Establish Fees for Mini Options on BOX 2013-04-16T00:00:00-07:00 2013-04-16T00:00:00-07:00 C1-2013-07009 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-16/pdf/C1-2013-07009.pdf https://regulations.justia.com/regulations/fedreg/2013/04/16/2013-08998.html Notice - Sunshine Act Meeting 2013-04-16T00:00:00-07:00 2013-04-16T00:00:00-07:00 2013-08998 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-16/pdf/2013-08998.pdf https://regulations.justia.com/regulations/fedreg/2013/04/16/2013-08866.html Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment No. 28 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis Submitted by the BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc. 2013-04-16T00:00:00-07:00 2013-04-16T00:00:00-07:00 2013-08866 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-16/pdf/2013-08866.pdf https://regulations.justia.com/regulations/fedreg/2013/04/16/2013-08865.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To Amend Rule 6.53 2013-04-16T00:00:00-07:00 2013-04-16T00:00:00-07:00 2013-08865 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-16/pdf/2013-08865.pdf https://regulations.justia.com/regulations/fedreg/2013/04/16/2013-08854.html Notice - Millington Securities, Inc. and Millington Exchange Traded MAVINS Fund, LLC; Notice of Application 2013-04-16T00:00:00-07:00 2013-04-16T00:00:00-07:00 2013-08854 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-16/pdf/2013-08854.pdf