Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/04/12?limit=200&registers=between&mode=atom 2024-12-28T02:02:12-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2013/04/12/2013-08746.html Notice - Sunshine Act Meeting 2013-04-12T00:00:00-07:00 2013-04-12T00:00:00-07:00 2013-08746 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-12/pdf/2013-08746.pdf https://regulations.justia.com/regulations/fedreg/2013/04/12/2013-08650.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule for Trading on BOX 2013-04-12T00:00:00-07:00 2013-04-12T00:00:00-07:00 2013-08650 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-12/pdf/2013-08650.pdf https://regulations.justia.com/regulations/fedreg/2013/04/12/2013-08613.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to the Regulation NMS Plan To Address Extraordinary Market Volatility 2013-04-12T00:00:00-07:00 2013-04-12T00:00:00-07:00 2013-08613 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-12/pdf/2013-08613.pdf https://regulations.justia.com/regulations/fedreg/2013/04/12/2013-08612.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Granting Accelerated Approval of a Proposed Rule Change To Address Obvious and Catastrophic Options Errors in Response to the Regulation NMS Plan To Address Extraordinary Market Volatility 2013-04-12T00:00:00-07:00 2013-04-12T00:00:00-07:00 2013-08612 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-12/pdf/2013-08612.pdf https://regulations.justia.com/regulations/fedreg/2013/04/12/2013-08611.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Order Granting Accelerated Approval of a Proposed Rule Change Relating to Obvious Errors in Limit or Straddle States 2013-04-12T00:00:00-07:00 2013-04-12T00:00:00-07:00 2013-08611 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-12/pdf/2013-08611.pdf https://regulations.justia.com/regulations/fedreg/2013/04/12/2013-08609.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Order Approving, on an Accelerated Basis, Proposed Rule Change, as Modified by Amendment No. 1, Adopting Exchange Rule 953.1NY To Provide for How the Exchange Proposes To Treat Orders, Market-Making Quoting Obligations, and Errors in Response to the Regulation NMS Plan To Address Extraordinary Market Volatility; and Amending Exchange Rule 953NY To Codify That the Exchange Shall Halt Trading in All Options Overlying NMS Stocks When the Equities Markets Initiate a Market-Wide Trading Halt Due to Extraordinary Market Volatility 2013-04-12T00:00:00-07:00 2013-04-12T00:00:00-07:00 2013-08609 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-12/pdf/2013-08609.pdf https://regulations.justia.com/regulations/fedreg/2013/04/12/2013-08608.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees 2013-04-12T00:00:00-07:00 2013-04-12T00:00:00-07:00 2013-08608 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-12/pdf/2013-08608.pdf https://regulations.justia.com/regulations/fedreg/2013/04/12/2013-08606.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Granting Accelerated Approval of a Proposed Rule Change To Adopt Chapter V, Section 3 Subparagraph (d)(iv) Regarding Obvious Error or Catastrophic Error Review 2013-04-12T00:00:00-07:00 2013-04-12T00:00:00-07:00 2013-08606 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-12/pdf/2013-08606.pdf https://regulations.justia.com/regulations/fedreg/2013/04/12/2013-08605.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Accelerated Approval of a Proposed Rule Change To Adopt Chapter V, Section 3 Subparagraph (d)(iv) Regarding Obvious Error or Catastrophic Error Review 2013-04-12T00:00:00-07:00 2013-04-12T00:00:00-07:00 2013-08605 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-12/pdf/2013-08605.pdf https://regulations.justia.com/regulations/fedreg/2013/04/12/2013-08604.html Notice - Self-Regulatory Organizations; NYSE Arca LLC; Order Approving, on an Accelerated Basis, Proposed Rule Change, as Modified by Amendment No. 1, Adopting New Exchange Rule 6.65A To Provide for How the Exchange Proposes To Treat Orders, Market-Making Quoting Obligations, and Errors in Response to the Regulation NMS Plan To Address Extraordinary Market Volatility; and Amending Exchange Rule 6.65 To Codify That the Exchange Shall Halt Trading in All Options Overlying NMS Stocks When the Equities Markets Initiate a Market-Wide Trading Halt Due to Extraordinary Market Volatility 2013-04-12T00:00:00-07:00 2013-04-12T00:00:00-07:00 2013-08604 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-12/pdf/2013-08604.pdf https://regulations.justia.com/regulations/fedreg/2013/04/12/2013-08603.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change Relating to Market-Maker Continuous Quoting Obligations 2013-04-12T00:00:00-07:00 2013-04-12T00:00:00-07:00 2013-08603 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-12/pdf/2013-08603.pdf https://regulations.justia.com/regulations/fedreg/2013/04/12/2013-08557.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving, on an Accelerated Basis, Proposed Rule Change To Adopt New Exchange Rule 1047(f)(iv) Regarding Quoting Obligations 2013-04-12T00:00:00-07:00 2013-04-12T00:00:00-07:00 2013-08557 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-12/pdf/2013-08557.pdf https://regulations.justia.com/regulations/fedreg/2013/04/12/2013-08556.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Approving, on an Accelerated Basis, Proposed Rule Change To Modify the BATS Options Market Maker Obligation Rule 2013-04-12T00:00:00-07:00 2013-04-12T00:00:00-07:00 2013-08556 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-12/pdf/2013-08556.pdf https://regulations.justia.com/regulations/fedreg/2013/04/12/2013-08555.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Order Approving, on an Accelerated Basis, Proposed Rule Change To Clarify How the Exchange Will Treat a Market Maker's Quoting Obligations When the Underlying Equity Security Enters a Limit State or Straddle State 2013-04-12T00:00:00-07:00 2013-04-12T00:00:00-07:00 2013-08555 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-12/pdf/2013-08555.pdf