Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/04/11?limit=200®isters=between&mode=atom2024-05-02T21:46:49-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2013/04/11/2013-08632.htmlNotice - Order of Suspension of Trading; in the Matter of Integrity Bancshares, Inc.2013-04-11T00:00:00-07:002013-04-11T00:00:00-07:002013-08632Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-04-11/pdf/2013-08632.pdfhttps://regulations.justia.com/regulations/fedreg/2013/04/11/2013-08488.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for the MIAX Top of Market (ToM) Data Product2013-04-11T00:00:00-07:002013-04-11T00:00:00-07:002013-08488Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-04-11/pdf/2013-08488.pdfhttps://regulations.justia.com/regulations/fedreg/2013/04/11/2013-08487.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish an Administrative Information Subscriber (AIS) and AIS Port Fees2013-04-11T00:00:00-07:002013-04-11T00:00:00-07:002013-08487Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-04-11/pdf/2013-08487.pdfhttps://regulations.justia.com/regulations/fedreg/2013/04/11/2013-08478.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Approving, on an Accelerated Basis, Proposed Rule Change To Adopt Chapter V, Section 3(d)(iii) Regarding Quoting Obligations2013-04-11T00:00:00-07:002013-04-11T00:00:00-07:002013-08478Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-04-11/pdf/2013-08478.pdfhttps://regulations.justia.com/regulations/fedreg/2013/04/11/2013-08477.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving, on an Accelerated Basis, Proposed Rule Change To Adopt Chapter V, Section 3(d)(iii) Regarding Quoting Obligations2013-04-11T00:00:00-07:002013-04-11T00:00:00-07:002013-08477Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-04-11/pdf/2013-08477.pdfhttps://regulations.justia.com/regulations/fedreg/2013/04/11/2013-08473.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to the Regulation NMS Plan To Address Extraordinary Market Volatility2013-04-11T00:00:00-07:002013-04-11T00:00:00-07:002013-08473Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-04-11/pdf/2013-08473.pdfhttps://regulations.justia.com/regulations/fedreg/2013/04/11/2013-08472.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Amending Its Rules To Reflect the Merger of NYSE Arca Holdings, Inc., An Intermediate Holding Company, Into and With NYSE Group, Inc., Thereby Eliminating NYSE Arca Holdings, Inc. From the Ownership Structure of the Exchange2013-04-11T00:00:00-07:002013-04-11T00:00:00-07:002013-08472Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-04-11/pdf/2013-08472.pdfhttps://regulations.justia.com/regulations/fedreg/2013/04/11/2013-08471.htmlNotice - Self-Regulatory Organizations; International Securities Exchange LLC; Order Approving, on an Accelerated Basis, Proposed Rule Change, as Modified by Amendments No. 1 and No. 2, To Suspend Certain Market Maker Quotation Requirements and To Suspend Rule 720 Regarding Obvious Errors During Limit Up-Limit Down States in Securities That Underlie Options Traded on the ISE2013-04-11T00:00:00-07:002013-04-11T00:00:00-07:002013-08471Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-04-11/pdf/2013-08471.pdfhttps://regulations.justia.com/regulations/fedreg/2013/04/11/2013-08470.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule2013-04-11T00:00:00-07:002013-04-11T00:00:00-07:002013-08470Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-04-11/pdf/2013-08470.pdfhttps://regulations.justia.com/regulations/fedreg/2013/04/11/2013-08469.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 41202013-04-11T00:00:00-07:002013-04-11T00:00:00-07:002013-08469Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-04-11/pdf/2013-08469.pdfhttps://regulations.justia.com/regulations/fedreg/2013/04/11/2013-08468.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Penny Pilot and Non-Penny Pilot Options2013-04-11T00:00:00-07:002013-04-11T00:00:00-07:002013-08468Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-04-11/pdf/2013-08468.pdfhttps://regulations.justia.com/regulations/fedreg/2013/04/11/2013-08467.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt and Amend Exchange Rules in Connection With Limit Up-Limit Down Plan2013-04-11T00:00:00-07:002013-04-11T00:00:00-07:002013-08467Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-04-11/pdf/2013-08467.pdfhttps://regulations.justia.com/regulations/fedreg/2013/04/11/2013-08466.htmlNotice - Consolidated Tape Association; Notice of Filing and Immediate Effectiveness of the Seventeenth Charges Amendment to the Second Restatement of the CTA Plan and Ninth Charges Amendment to the Restated CQ Plan2013-04-11T00:00:00-07:002013-04-11T00:00:00-07:002013-08466Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-04-11/pdf/2013-08466.pdfhttps://regulations.justia.com/regulations/fedreg/2013/04/11/2013-08465.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.2013-04-11T00:00:00-07:002013-04-11T00:00:00-07:002013-08465Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-04-11/pdf/2013-08465.pdfhttps://regulations.justia.com/regulations/fedreg/2013/04/11/2013-08464.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing Non-Display Usage Fees for NYSE Arca Integrated Feed, NYSE ArcaBook, NYSE Arca Trades, and NYSE Arca BBO, and a Redistribution Fee for NYSE ArcaBook2013-04-11T00:00:00-07:002013-04-11T00:00:00-07:002013-08464Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-04-11/pdf/2013-08464.pdfhttps://regulations.justia.com/regulations/fedreg/2013/04/11/2013-08444.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Implement a One-Year Pilot Program for Issuers of Certain Exchange-Traded Products (“ETPs”) Listed on the Exchange2013-04-11T00:00:00-07:002013-04-11T00:00:00-07:002013-08444Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-04-11/pdf/2013-08444.pdfhttps://regulations.justia.com/regulations/fedreg/2013/04/11/2013-08425.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7018 To Establish Fees and Rebates in Connection With NASDAQ's Retail Price Improvement (“RPI”) Program2013-04-11T00:00:00-07:002013-04-11T00:00:00-07:002013-08425Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-04-11/pdf/2013-08425.pdf