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https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/04/05?registers=between
Fri, 17 Jan 2025 08:58:47 -0800
Fri, 17 Jan 2025 08:58:47 -0800
Justia Regulations Tracker
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<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/04/05?registers=between
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Notice - Securities Act of 1933; Securities Exchange Act of 1934; Order Regarding Review of FASB Accounting Support Fee for 2013 Under Section 109 of the Sarbanes-Oxley Act of 2002
https://regulations.justia.com/regulations/fedreg/2013/04/05/2013-07984.html
https://regulations.justia.com/regulations/fedreg/2013/04/05/2013-07984.html
Fri, 05 Apr 2013 00:00:00 -0700
2013-07984
Notice
http://www.gpo.gov/fdsys/pkg/FR-2013-04-05/pdf/2013-07984.pdf
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Notice - Fixed Income Roundtable
https://regulations.justia.com/regulations/fedreg/2013/04/05/2013-07983.html
https://regulations.justia.com/regulations/fedreg/2013/04/05/2013-07983.html
Fri, 05 Apr 2013 00:00:00 -0700
2013-07983
Notice
http://www.gpo.gov/fdsys/pkg/FR-2013-04-05/pdf/2013-07983.pdf
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Notice - Munder Series Trust, et al.;
https://regulations.justia.com/regulations/fedreg/2013/04/05/2013-07947.html
https://regulations.justia.com/regulations/fedreg/2013/04/05/2013-07947.html
Fri, 05 Apr 2013 00:00:00 -0700
2013-07947
Notice
http://www.gpo.gov/fdsys/pkg/FR-2013-04-05/pdf/2013-07947.pdf
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Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
https://regulations.justia.com/regulations/fedreg/2013/04/05/2013-07946.html
https://regulations.justia.com/regulations/fedreg/2013/04/05/2013-07946.html
Fri, 05 Apr 2013 00:00:00 -0700
2013-07946
Notice
http://www.gpo.gov/fdsys/pkg/FR-2013-04-05/pdf/2013-07946.pdf
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Notice - Submission for OMB Review; Comment Request
https://regulations.justia.com/regulations/fedreg/2013/04/05/2013-07945.html
https://regulations.justia.com/regulations/fedreg/2013/04/05/2013-07945.html
Fri, 05 Apr 2013 00:00:00 -0700
2013-07945
Notice
http://www.gpo.gov/fdsys/pkg/FR-2013-04-05/pdf/2013-07945.pdf
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Notice - Submission for OMB Review; Comment Request
https://regulations.justia.com/regulations/fedreg/2013/04/05/2013-07944.html
https://regulations.justia.com/regulations/fedreg/2013/04/05/2013-07944.html
Fri, 05 Apr 2013 00:00:00 -0700
2013-07944
Notice
http://www.gpo.gov/fdsys/pkg/FR-2013-04-05/pdf/2013-07944.pdf
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Notice - Submission for OMB Review; Comment Request
https://regulations.justia.com/regulations/fedreg/2013/04/05/2013-07943.html
https://regulations.justia.com/regulations/fedreg/2013/04/05/2013-07943.html
Fri, 05 Apr 2013 00:00:00 -0700
2013-07943
Notice
http://www.gpo.gov/fdsys/pkg/FR-2013-04-05/pdf/2013-07943.pdf
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Notice - Submission for OMB Review; Comment Request
https://regulations.justia.com/regulations/fedreg/2013/04/05/2013-07942.html
https://regulations.justia.com/regulations/fedreg/2013/04/05/2013-07942.html
Fri, 05 Apr 2013 00:00:00 -0700
2013-07942
Notice
http://www.gpo.gov/fdsys/pkg/FR-2013-04-05/pdf/2013-07942.pdf
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Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to FINRA Rule 0180 (Application of Rules to Security-Based Swaps)
https://regulations.justia.com/regulations/fedreg/2013/04/05/2013-07941.html
https://regulations.justia.com/regulations/fedreg/2013/04/05/2013-07941.html
Fri, 05 Apr 2013 00:00:00 -0700
2013-07941
Notice
http://www.gpo.gov/fdsys/pkg/FR-2013-04-05/pdf/2013-07941.pdf
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Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 12140 (Imposition of Fines for Minor Rule Violations)
https://regulations.justia.com/regulations/fedreg/2013/04/05/2013-07940.html
https://regulations.justia.com/regulations/fedreg/2013/04/05/2013-07940.html
Fri, 05 Apr 2013 00:00:00 -0700
2013-07940
Notice
http://www.gpo.gov/fdsys/pkg/FR-2013-04-05/pdf/2013-07940.pdf
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Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Routing Fees and the Customer Rebate Program
https://regulations.justia.com/regulations/fedreg/2013/04/05/2013-07939.html
https://regulations.justia.com/regulations/fedreg/2013/04/05/2013-07939.html
Fri, 05 Apr 2013 00:00:00 -0700
2013-07939
Notice
http://www.gpo.gov/fdsys/pkg/FR-2013-04-05/pdf/2013-07939.pdf