<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/04/05?registers=between Fri, 03 May 2024 14:19:37 -0700 Fri, 03 May 2024 14:19:37 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/04/05?registers=between Notice - Securities Act of 1933; Securities Exchange Act of 1934; Order Regarding Review of FASB Accounting Support Fee for 2013 Under Section 109 of the Sarbanes-Oxley Act of 2002 https://regulations.justia.com/regulations/fedreg/2013/04/05/2013-07984.html https://regulations.justia.com/regulations/fedreg/2013/04/05/2013-07984.html Fri, 05 Apr 2013 00:00:00 -0700 2013-07984 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-05/pdf/2013-07984.pdf Notice - Fixed Income Roundtable https://regulations.justia.com/regulations/fedreg/2013/04/05/2013-07983.html https://regulations.justia.com/regulations/fedreg/2013/04/05/2013-07983.html Fri, 05 Apr 2013 00:00:00 -0700 2013-07983 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-05/pdf/2013-07983.pdf Notice - Munder Series Trust, et al.; https://regulations.justia.com/regulations/fedreg/2013/04/05/2013-07947.html https://regulations.justia.com/regulations/fedreg/2013/04/05/2013-07947.html Fri, 05 Apr 2013 00:00:00 -0700 2013-07947 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-05/pdf/2013-07947.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2013/04/05/2013-07946.html https://regulations.justia.com/regulations/fedreg/2013/04/05/2013-07946.html Fri, 05 Apr 2013 00:00:00 -0700 2013-07946 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-05/pdf/2013-07946.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2013/04/05/2013-07945.html https://regulations.justia.com/regulations/fedreg/2013/04/05/2013-07945.html Fri, 05 Apr 2013 00:00:00 -0700 2013-07945 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-05/pdf/2013-07945.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2013/04/05/2013-07944.html https://regulations.justia.com/regulations/fedreg/2013/04/05/2013-07944.html Fri, 05 Apr 2013 00:00:00 -0700 2013-07944 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-05/pdf/2013-07944.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2013/04/05/2013-07943.html https://regulations.justia.com/regulations/fedreg/2013/04/05/2013-07943.html Fri, 05 Apr 2013 00:00:00 -0700 2013-07943 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-05/pdf/2013-07943.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2013/04/05/2013-07942.html https://regulations.justia.com/regulations/fedreg/2013/04/05/2013-07942.html Fri, 05 Apr 2013 00:00:00 -0700 2013-07942 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-05/pdf/2013-07942.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to FINRA Rule 0180 (Application of Rules to Security-Based Swaps) https://regulations.justia.com/regulations/fedreg/2013/04/05/2013-07941.html https://regulations.justia.com/regulations/fedreg/2013/04/05/2013-07941.html Fri, 05 Apr 2013 00:00:00 -0700 2013-07941 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-05/pdf/2013-07941.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 12140 (Imposition of Fines for Minor Rule Violations) https://regulations.justia.com/regulations/fedreg/2013/04/05/2013-07940.html https://regulations.justia.com/regulations/fedreg/2013/04/05/2013-07940.html Fri, 05 Apr 2013 00:00:00 -0700 2013-07940 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-05/pdf/2013-07940.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Routing Fees and the Customer Rebate Program https://regulations.justia.com/regulations/fedreg/2013/04/05/2013-07939.html https://regulations.justia.com/regulations/fedreg/2013/04/05/2013-07939.html Fri, 05 Apr 2013 00:00:00 -0700 2013-07939 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-05/pdf/2013-07939.pdf