Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/04/03?limit=200&registers=between&mode=atom 2024-12-28T02:33:08-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2013/04/03/2013-07729.html Notice - Sage Quant Management LLC, et al.; Notice of Application 2013-04-03T00:00:00-07:00 2013-04-03T00:00:00-07:00 2013-07729 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-03/pdf/2013-07729.pdf https://regulations.justia.com/regulations/fedreg/2013/04/03/2013-07724.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Option Trading Rules To Extend the Operation of Its Pilot Program Regarding Minimum Value Sizes for Flexible Exchange Options Until March 31, 2014 2013-04-03T00:00:00-07:00 2013-04-03T00:00:00-07:00 2013-07724 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-03/pdf/2013-07724.pdf https://regulations.justia.com/regulations/fedreg/2013/04/03/2013-07723.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Listing and Trading of Shares of the Cambria Shareholder Yield ETF Pursuant to NYSE Arca Equities Rule 8.600 2013-04-03T00:00:00-07:00 2013-04-03T00:00:00-07:00 2013-07723 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-03/pdf/2013-07723.pdf https://regulations.justia.com/regulations/fedreg/2013/04/03/2013-07718.html Notice - Dodd-Frank Investor Advisory Committee 2013-04-03T00:00:00-07:00 2013-04-03T00:00:00-07:00 2013-07718 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-03/pdf/2013-07718.pdf https://regulations.justia.com/regulations/fedreg/2013/04/03/2013-07717.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Response to Comments Submitted After the Issuance on December 14, 2012, of a Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment No. 1 To List and Trade Shares of the JPM XF Physical Copper Trust Pursuant to NYSE Arca Equities Rule 8.201 2013-04-03T00:00:00-07:00 2013-04-03T00:00:00-07:00 2013-07717 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-03/pdf/2013-07717.pdf https://regulations.justia.com/regulations/fedreg/2013/04/03/2013-07713.html Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Withdrawal of Proposed Rule Change Related to the Liquidity Factor of CME's CDS Margin Methodology 2013-04-03T00:00:00-07:00 2013-04-03T00:00:00-07:00 2013-07713 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-03/pdf/2013-07713.pdf https://regulations.justia.com/regulations/fedreg/2013/04/03/2013-07712.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Deadline for Submission of Claims Under NASDAQ Rule 4626(b)(3) 2013-04-03T00:00:00-07:00 2013-04-03T00:00:00-07:00 2013-07712 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-03/pdf/2013-07712.pdf https://regulations.justia.com/regulations/fedreg/2013/04/03/2013-07711.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of a Proposed Rule Change Relating to Amendments to MSRB Rules G-37 and G-8 and Form G-37 2013-04-03T00:00:00-07:00 2013-04-03T00:00:00-07:00 2013-07711 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-03/pdf/2013-07711.pdf