Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/04/02?limit=200&registers=between&mode=atom 2024-12-28T02:05:49-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2013/04/02/2013-07620.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Amex Options Fee Schedule To Establish Fees for Mini-Options Contracts 2013-04-02T00:00:00-07:00 2013-04-02T00:00:00-07:00 2013-07620 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-02/pdf/2013-07620.pdf https://regulations.justia.com/regulations/fedreg/2013/04/02/2013-07619.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Arca Options Fee Schedule To Establish Fees for Mini-Options Contracts 2013-04-02T00:00:00-07:00 2013-04-02T00:00:00-07:00 2013-07619 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-02/pdf/2013-07619.pdf https://regulations.justia.com/regulations/fedreg/2013/04/02/2013-07591.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees 2013-04-02T00:00:00-07:00 2013-04-02T00:00:00-07:00 2013-07591 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-02/pdf/2013-07591.pdf https://regulations.justia.com/regulations/fedreg/2013/04/02/2013-07588.html Notice - Stetson Capital Fund LP and Davis Polk & Wardwell LLP; Notice of Application 2013-04-02T00:00:00-07:00 2013-04-02T00:00:00-07:00 2013-07588 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-02/pdf/2013-07588.pdf https://regulations.justia.com/regulations/fedreg/2013/04/02/2013-07586.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Fee Pilot Program for NASDAQ Last Sale 2013-04-02T00:00:00-07:00 2013-04-02T00:00:00-07:00 2013-07586 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-02/pdf/2013-07586.pdf https://regulations.justia.com/regulations/fedreg/2013/04/02/2013-07585.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of the SPDR Blackstone/GSO Senior Loan ETF Under NYSE Arca Equities Rule 8.600 2013-04-02T00:00:00-07:00 2013-04-02T00:00:00-07:00 2013-07585 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-02/pdf/2013-07585.pdf https://regulations.justia.com/regulations/fedreg/2013/04/02/2013-07583.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change, as Modified by Amendments No. 1 and 2 Thereto, To Update Chapter 26 and Remove Schedule 502 of the ICE Clear Credit Rules 2013-04-02T00:00:00-07:00 2013-04-02T00:00:00-07:00 2013-07583 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-02/pdf/2013-07583.pdf https://regulations.justia.com/regulations/fedreg/2013/04/02/2013-07548.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees 2013-04-02T00:00:00-07:00 2013-04-02T00:00:00-07:00 2013-07548 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-02/pdf/2013-07548.pdf