Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/04/01?limit=200&registers=between&mode=atom 2024-12-28T01:41:33-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2013/04/01/2013-07637.html Notice - Sunshine Act Meeting 2013-04-01T00:00:00-07:00 2013-04-01T00:00:00-07:00 2013-07637 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-01/pdf/2013-07637.pdf https://regulations.justia.com/regulations/fedreg/2013/04/01/2013-07477.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Trading QCC and PIXL Orders in Mini Options 2013-04-01T00:00:00-07:00 2013-04-01T00:00:00-07:00 2013-07477 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-01/pdf/2013-07477.pdf https://regulations.justia.com/regulations/fedreg/2013/04/01/2013-07476.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IM-5050-10 (Mini Options Contracts) 2013-04-01T00:00:00-07:00 2013-04-01T00:00:00-07:00 2013-07476 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-01/pdf/2013-07476.pdf https://regulations.justia.com/regulations/fedreg/2013/04/01/2013-07475.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees and Rebates for Mini Options 2013-04-01T00:00:00-07:00 2013-04-01T00:00:00-07:00 2013-07475 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-01/pdf/2013-07475.pdf https://regulations.justia.com/regulations/fedreg/2013/04/01/2013-07474.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Schedule 502 of the ICC Rules for the March 20, 2013 and March 27, 2013 Scheduled Index Series Listings 2013-04-01T00:00:00-07:00 2013-04-01T00:00:00-07:00 2013-07474 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-01/pdf/2013-07474.pdf https://regulations.justia.com/regulations/fedreg/2013/04/01/2013-07473.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. 2013-04-01T00:00:00-07:00 2013-04-01T00:00:00-07:00 2013-07473 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-01/pdf/2013-07473.pdf https://regulations.justia.com/regulations/fedreg/2013/04/01/2013-07471.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. 2013-04-01T00:00:00-07:00 2013-04-01T00:00:00-07:00 2013-07471 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-01/pdf/2013-07471.pdf https://regulations.justia.com/regulations/fedreg/2013/04/01/2013-07415.html Notice - Neuberger Berman ETF Trust and Neuberger Berman Management LLC; Notice of Application 2013-04-01T00:00:00-07:00 2013-04-01T00:00:00-07:00 2013-07415 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-01/pdf/2013-07415.pdf https://regulations.justia.com/regulations/fedreg/2013/04/01/2013-07414.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Order Type and Auction Rules in Advance of Mini-Option Launch 2013-04-01T00:00:00-07:00 2013-04-01T00:00:00-07:00 2013-07414 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-04-01/pdf/2013-07414.pdf