<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/03/27?registers=between Sat, 28 Dec 2024 02:53:06 -0800 Sat, 28 Dec 2024 02:53:06 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/03/27?registers=between Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing of a Proposed Rule Change Relating to Obvious Errors in Limit or Straddle States https://regulations.justia.com/regulations/fedreg/2013/03/27/2013-07062.html https://regulations.justia.com/regulations/fedreg/2013/03/27/2013-07062.html Wed, 27 Mar 2013 00:00:00 -0700 2013-07062 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-27/pdf/2013-07062.pdf Notice - ING Life Insurance and Annuity Company, et al; Notice of Application https://regulations.justia.com/regulations/fedreg/2013/03/27/2013-07012.html https://regulations.justia.com/regulations/fedreg/2013/03/27/2013-07012.html Wed, 27 Mar 2013 00:00:00 -0700 2013-07012 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-27/pdf/2013-07012.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Sections I and II of the Pricing Schedule https://regulations.justia.com/regulations/fedreg/2013/03/27/2013-07011.html https://regulations.justia.com/regulations/fedreg/2013/03/27/2013-07011.html Wed, 27 Mar 2013 00:00:00 -0700 2013-07011 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-27/pdf/2013-07011.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to an Order Router Subsidy Program for Complex Orders https://regulations.justia.com/regulations/fedreg/2013/03/27/2013-07010.html https://regulations.justia.com/regulations/fedreg/2013/03/27/2013-07010.html Wed, 27 Mar 2013 00:00:00 -0700 2013-07010 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-27/pdf/2013-07010.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Establish Fees for Mini Options on BOX https://regulations.justia.com/regulations/fedreg/2013/03/27/2013-07009.html https://regulations.justia.com/regulations/fedreg/2013/03/27/2013-07009.html Wed, 27 Mar 2013 00:00:00 -0700 2013-07009 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-27/pdf/2013-07009.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To Amend Rules Relating to Recovery and Resolution Arrangements https://regulations.justia.com/regulations/fedreg/2013/03/27/2013-07008.html https://regulations.justia.com/regulations/fedreg/2013/03/27/2013-07008.html Wed, 27 Mar 2013 00:00:00 -0700 2013-07008 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-27/pdf/2013-07008.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Equity Rights Program of CBSX https://regulations.justia.com/regulations/fedreg/2013/03/27/2013-07007.html https://regulations.justia.com/regulations/fedreg/2013/03/27/2013-07007.html Wed, 27 Mar 2013 00:00:00 -0700 2013-07007 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-27/pdf/2013-07007.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Definition of Complex Orders, Complex Trades and Stock/Options Orders To Accommodate the Trading of Option Contracts Overlying 10 Shares of a Security https://regulations.justia.com/regulations/fedreg/2013/03/27/2013-07006.html https://regulations.justia.com/regulations/fedreg/2013/03/27/2013-07006.html Wed, 27 Mar 2013 00:00:00 -0700 2013-07006 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-27/pdf/2013-07006.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Definition of Complex Orders and Stock/Options Orders To Accommodate the Trading of Option Contracts Overlying 10 Shares of a Security https://regulations.justia.com/regulations/fedreg/2013/03/27/2013-07005.html https://regulations.justia.com/regulations/fedreg/2013/03/27/2013-07005.html Wed, 27 Mar 2013 00:00:00 -0700 2013-07005 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-27/pdf/2013-07005.pdf