Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/03/27?limit=200&registers=between&mode=atom 2024-12-28T02:27:00-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2013/03/27/2013-07062.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing of a Proposed Rule Change Relating to Obvious Errors in Limit or Straddle States 2013-03-27T00:00:00-07:00 2013-03-27T00:00:00-07:00 2013-07062 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-27/pdf/2013-07062.pdf https://regulations.justia.com/regulations/fedreg/2013/03/27/2013-07012.html Notice - ING Life Insurance and Annuity Company, et al; Notice of Application 2013-03-27T00:00:00-07:00 2013-03-27T00:00:00-07:00 2013-07012 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-27/pdf/2013-07012.pdf https://regulations.justia.com/regulations/fedreg/2013/03/27/2013-07011.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Sections I and II of the Pricing Schedule 2013-03-27T00:00:00-07:00 2013-03-27T00:00:00-07:00 2013-07011 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-27/pdf/2013-07011.pdf https://regulations.justia.com/regulations/fedreg/2013/03/27/2013-07010.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to an Order Router Subsidy Program for Complex Orders 2013-03-27T00:00:00-07:00 2013-03-27T00:00:00-07:00 2013-07010 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-27/pdf/2013-07010.pdf https://regulations.justia.com/regulations/fedreg/2013/03/27/2013-07009.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Establish Fees for Mini Options on BOX 2013-03-27T00:00:00-07:00 2013-03-27T00:00:00-07:00 2013-07009 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-27/pdf/2013-07009.pdf https://regulations.justia.com/regulations/fedreg/2013/03/27/2013-07008.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To Amend Rules Relating to Recovery and Resolution Arrangements 2013-03-27T00:00:00-07:00 2013-03-27T00:00:00-07:00 2013-07008 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-27/pdf/2013-07008.pdf https://regulations.justia.com/regulations/fedreg/2013/03/27/2013-07007.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Equity Rights Program of CBSX 2013-03-27T00:00:00-07:00 2013-03-27T00:00:00-07:00 2013-07007 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-27/pdf/2013-07007.pdf https://regulations.justia.com/regulations/fedreg/2013/03/27/2013-07006.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Definition of Complex Orders, Complex Trades and Stock/Options Orders To Accommodate the Trading of Option Contracts Overlying 10 Shares of a Security 2013-03-27T00:00:00-07:00 2013-03-27T00:00:00-07:00 2013-07006 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-27/pdf/2013-07006.pdf https://regulations.justia.com/regulations/fedreg/2013/03/27/2013-07005.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Definition of Complex Orders and Stock/Options Orders To Accommodate the Trading of Option Contracts Overlying 10 Shares of a Security 2013-03-27T00:00:00-07:00 2013-03-27T00:00:00-07:00 2013-07005 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-27/pdf/2013-07005.pdf