<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/03/25?registers=between Tue, 30 Apr 2024 21:38:06 -0700 Tue, 30 Apr 2024 21:38:06 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/03/25?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2013/03/25/2013-06928.html https://regulations.justia.com/regulations/fedreg/2013/03/25/2013-06928.html Mon, 25 Mar 2013 00:00:00 -0700 2013-06928 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-25/pdf/2013-06928.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit the Minimum Price Variation for Mini Options To Be the Same as Permitted for Standard Options on the Same Security https://regulations.justia.com/regulations/fedreg/2013/03/25/2013-06731.html https://regulations.justia.com/regulations/fedreg/2013/03/25/2013-06731.html Mon, 25 Mar 2013 00:00:00 -0700 2013-06731 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-25/pdf/2013-06731.pdf Notice - Consolidated Tape Association; Notice of Filing and Immediate Effectiveness of the Sixteenth Charges Amendment to the Second Restatement of the CTA Plan and Eighth Charges Amendment to the Restated CQ Plan https://regulations.justia.com/regulations/fedreg/2013/03/25/2013-06730.html https://regulations.justia.com/regulations/fedreg/2013/03/25/2013-06730.html Mon, 25 Mar 2013 00:00:00 -0700 2013-06730 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-25/pdf/2013-06730.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Elimination of SPY Position Limits https://regulations.justia.com/regulations/fedreg/2013/03/25/2013-06720.html https://regulations.justia.com/regulations/fedreg/2013/03/25/2013-06720.html Mon, 25 Mar 2013 00:00:00 -0700 2013-06720 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-25/pdf/2013-06720.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Elimination of SPY Position Limits https://regulations.justia.com/regulations/fedreg/2013/03/25/2013-06719.html https://regulations.justia.com/regulations/fedreg/2013/03/25/2013-06719.html Mon, 25 Mar 2013 00:00:00 -0700 2013-06719 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-25/pdf/2013-06719.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change Relating to FINRA Rule 8313 (Release of Disciplinary Complaints, Decisions and Other Information) https://regulations.justia.com/regulations/fedreg/2013/03/25/2013-06718.html https://regulations.justia.com/regulations/fedreg/2013/03/25/2013-06718.html Mon, 25 Mar 2013 00:00:00 -0700 2013-06718 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-25/pdf/2013-06718.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise and Clarify Market Maker Continuous Quoting Obligations https://regulations.justia.com/regulations/fedreg/2013/03/25/2013-06717.html https://regulations.justia.com/regulations/fedreg/2013/03/25/2013-06717.html Mon, 25 Mar 2013 00:00:00 -0700 2013-06717 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-25/pdf/2013-06717.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Market Maker Quoting Requirements https://regulations.justia.com/regulations/fedreg/2013/03/25/2013-06716.html https://regulations.justia.com/regulations/fedreg/2013/03/25/2013-06716.html Mon, 25 Mar 2013 00:00:00 -0700 2013-06716 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-25/pdf/2013-06716.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Certain Rules To Accommodate the Trading of Option Contracts Overlying 10 Shares of Certain Securities https://regulations.justia.com/regulations/fedreg/2013/03/25/2013-06715.html https://regulations.justia.com/regulations/fedreg/2013/03/25/2013-06715.html Mon, 25 Mar 2013 00:00:00 -0700 2013-06715 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-25/pdf/2013-06715.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Additional Series of Credit Default Index Swaps Available for Clearing https://regulations.justia.com/regulations/fedreg/2013/03/25/2013-06714.html https://regulations.justia.com/regulations/fedreg/2013/03/25/2013-06714.html Mon, 25 Mar 2013 00:00:00 -0700 2013-06714 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-25/pdf/2013-06714.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Require Members To Report OTC Equity Transactions as Soon as Practicable, But No Later Than 10 Seconds, Following Execution https://regulations.justia.com/regulations/fedreg/2013/03/25/2013-06713.html https://regulations.justia.com/regulations/fedreg/2013/03/25/2013-06713.html Mon, 25 Mar 2013 00:00:00 -0700 2013-06713 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-25/pdf/2013-06713.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Certain Rules To Accommodate the Trading of Option Contracts Overlying 10 Shares of Certain Securities https://regulations.justia.com/regulations/fedreg/2013/03/25/2013-06695.html https://regulations.justia.com/regulations/fedreg/2013/03/25/2013-06695.html Mon, 25 Mar 2013 00:00:00 -0700 2013-06695 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-25/pdf/2013-06695.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend C2 Rule 6.3 for Mini-Options Launch https://regulations.justia.com/regulations/fedreg/2013/03/25/2013-06694.html https://regulations.justia.com/regulations/fedreg/2013/03/25/2013-06694.html Mon, 25 Mar 2013 00:00:00 -0700 2013-06694 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-25/pdf/2013-06694.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Permit the Minimum Price Variation for Mini-Option Contracts To Be the Same as Permitted for Standard Options on the Same Underlying Security https://regulations.justia.com/regulations/fedreg/2013/03/25/2013-06693.html https://regulations.justia.com/regulations/fedreg/2013/03/25/2013-06693.html Mon, 25 Mar 2013 00:00:00 -0700 2013-06693 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-25/pdf/2013-06693.pdf Proposed Rule - Regulation Systems Compliance and Integrity https://regulations.justia.com/regulations/fedreg/2013/03/25/2013-05888.html https://regulations.justia.com/regulations/fedreg/2013/03/25/2013-05888.html Mon, 25 Mar 2013 00:00:00 -0700 2013-05888 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2013-03-25/pdf/2013-05888.pdf