Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/03/25?limit=200&registers=between&mode=atom 2024-04-17T17:18:59-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2013/03/25/2013-06928.html Notice - Sunshine Act Meetings 2013-03-25T00:00:00-07:00 2013-03-25T00:00:00-07:00 2013-06928 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-25/pdf/2013-06928.pdf https://regulations.justia.com/regulations/fedreg/2013/03/25/2013-06731.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit the Minimum Price Variation for Mini Options To Be the Same as Permitted for Standard Options on the Same Security 2013-03-25T00:00:00-07:00 2013-03-25T00:00:00-07:00 2013-06731 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-25/pdf/2013-06731.pdf https://regulations.justia.com/regulations/fedreg/2013/03/25/2013-06730.html Notice - Consolidated Tape Association; Notice of Filing and Immediate Effectiveness of the Sixteenth Charges Amendment to the Second Restatement of the CTA Plan and Eighth Charges Amendment to the Restated CQ Plan 2013-03-25T00:00:00-07:00 2013-03-25T00:00:00-07:00 2013-06730 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-25/pdf/2013-06730.pdf https://regulations.justia.com/regulations/fedreg/2013/03/25/2013-06720.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Elimination of SPY Position Limits 2013-03-25T00:00:00-07:00 2013-03-25T00:00:00-07:00 2013-06720 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-25/pdf/2013-06720.pdf https://regulations.justia.com/regulations/fedreg/2013/03/25/2013-06719.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Elimination of SPY Position Limits 2013-03-25T00:00:00-07:00 2013-03-25T00:00:00-07:00 2013-06719 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-25/pdf/2013-06719.pdf https://regulations.justia.com/regulations/fedreg/2013/03/25/2013-06718.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change Relating to FINRA Rule 8313 (Release of Disciplinary Complaints, Decisions and Other Information) 2013-03-25T00:00:00-07:00 2013-03-25T00:00:00-07:00 2013-06718 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-25/pdf/2013-06718.pdf https://regulations.justia.com/regulations/fedreg/2013/03/25/2013-06717.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise and Clarify Market Maker Continuous Quoting Obligations 2013-03-25T00:00:00-07:00 2013-03-25T00:00:00-07:00 2013-06717 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-25/pdf/2013-06717.pdf https://regulations.justia.com/regulations/fedreg/2013/03/25/2013-06716.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Market Maker Quoting Requirements 2013-03-25T00:00:00-07:00 2013-03-25T00:00:00-07:00 2013-06716 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-25/pdf/2013-06716.pdf https://regulations.justia.com/regulations/fedreg/2013/03/25/2013-06715.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Certain Rules To Accommodate the Trading of Option Contracts Overlying 10 Shares of Certain Securities 2013-03-25T00:00:00-07:00 2013-03-25T00:00:00-07:00 2013-06715 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-25/pdf/2013-06715.pdf https://regulations.justia.com/regulations/fedreg/2013/03/25/2013-06714.html Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Additional Series of Credit Default Index Swaps Available for Clearing 2013-03-25T00:00:00-07:00 2013-03-25T00:00:00-07:00 2013-06714 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-25/pdf/2013-06714.pdf https://regulations.justia.com/regulations/fedreg/2013/03/25/2013-06713.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Require Members To Report OTC Equity Transactions as Soon as Practicable, But No Later Than 10 Seconds, Following Execution 2013-03-25T00:00:00-07:00 2013-03-25T00:00:00-07:00 2013-06713 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-25/pdf/2013-06713.pdf https://regulations.justia.com/regulations/fedreg/2013/03/25/2013-06695.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Certain Rules To Accommodate the Trading of Option Contracts Overlying 10 Shares of Certain Securities 2013-03-25T00:00:00-07:00 2013-03-25T00:00:00-07:00 2013-06695 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-25/pdf/2013-06695.pdf https://regulations.justia.com/regulations/fedreg/2013/03/25/2013-06694.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend C2 Rule 6.3 for Mini-Options Launch 2013-03-25T00:00:00-07:00 2013-03-25T00:00:00-07:00 2013-06694 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-25/pdf/2013-06694.pdf https://regulations.justia.com/regulations/fedreg/2013/03/25/2013-06693.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Permit the Minimum Price Variation for Mini-Option Contracts To Be the Same as Permitted for Standard Options on the Same Underlying Security 2013-03-25T00:00:00-07:00 2013-03-25T00:00:00-07:00 2013-06693 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-25/pdf/2013-06693.pdf https://regulations.justia.com/regulations/fedreg/2013/03/25/2013-05888.html Proposed Rule - Regulation Systems Compliance and Integrity 2013-03-25T00:00:00-07:00 2013-03-25T00:00:00-07:00 2013-05888 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2013-03-25/pdf/2013-05888.pdf