<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/03/14?registers=between Sat, 27 Apr 2024 00:12:20 -0700 Sat, 27 Apr 2024 00:12:20 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/03/14?registers=between Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to FINRA Rule 4240 (Margin Requirements for Credit Default Swaps) https://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05894.html https://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05894.html Thu, 14 Mar 2013 00:00:00 -0700 2013-05894 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-14/pdf/2013-05894.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rules in Connection With the Limit Up-Limit Down Plan https://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05893.html https://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05893.html Thu, 14 Mar 2013 00:00:00 -0700 2013-05893 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-14/pdf/2013-05893.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Rules To Comply With the Requirements of the Plan To Address Extraordinary Market Volatility Submitted to the Commission Pursuant to Rule 608 of Regulation NMS https://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05892.html https://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05892.html Thu, 14 Mar 2013 00:00:00 -0700 2013-05892 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-14/pdf/2013-05892.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amendments to MSRB Form RTRS https://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05890.html https://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05890.html Thu, 14 Mar 2013 00:00:00 -0700 2013-05890 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-14/pdf/2013-05890.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change To Amend the Obvious and Catastrophic Errors Rule https://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05889.html https://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05889.html Thu, 14 Mar 2013 00:00:00 -0700 2013-05889 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-14/pdf/2013-05889.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rules in Connection With the Limit Up-Limit Down Plan https://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05886.html https://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05886.html Thu, 14 Mar 2013 00:00:00 -0700 2013-05886 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-14/pdf/2013-05886.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Relating to the Regulation NMS Plan To Address Extraordinary Market Volatility https://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05885.html https://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05885.html Thu, 14 Mar 2013 00:00:00 -0700 2013-05885 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-14/pdf/2013-05885.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Relating to the Regulation NMS Plan To Address Extraordinary Market Volatility https://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05884.html https://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05884.html Thu, 14 Mar 2013 00:00:00 -0700 2013-05884 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-14/pdf/2013-05884.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rules Governing Order Format and System Entry Requirements https://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05883.html https://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05883.html Thu, 14 Mar 2013 00:00:00 -0700 2013-05883 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-14/pdf/2013-05883.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rules Governing Order Format and System Entry Requirements https://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05882.html https://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05882.html Thu, 14 Mar 2013 00:00:00 -0700 2013-05882 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-14/pdf/2013-05882.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Fee Schedule Governing Order Routing for the NASDAQ OMX PSX Facility https://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05881.html https://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05881.html Thu, 14 Mar 2013 00:00:00 -0700 2013-05881 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-14/pdf/2013-05881.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05879.html https://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05879.html Thu, 14 Mar 2013 00:00:00 -0700 2013-05879 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-14/pdf/2013-05879.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Article 1, Rule 2 (Order Types and Conditions); Article 20, Rule 4 (Eligible Orders); and Article 20, Rule 6 (Locked and Crossed Markets) To Modify the Operation of the CHX Only Order Type and Post Only Order Modifier https://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05878.html https://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05878.html Thu, 14 Mar 2013 00:00:00 -0700 2013-05878 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-14/pdf/2013-05878.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter V, Regulation of Trading on BX Options, Section 6, Obvious Errors https://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05877.html https://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05877.html Thu, 14 Mar 2013 00:00:00 -0700 2013-05877 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-14/pdf/2013-05877.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change To Adopt Chapter V, Section 3(d)(iii) Regarding Quoting Obligations https://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05866.html https://regulations.justia.com/regulations/fedreg/2013/03/14/2013-05866.html Thu, 14 Mar 2013 00:00:00 -0700 2013-05866 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-14/pdf/2013-05866.pdf