Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/03/12?limit=200&registers=between&mode=atom 2024-05-02T03:18:40-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2013/03/12/2013-05762.html Notice - Sunshine Act Meeting 2013-03-12T00:00:00-07:00 2013-03-12T00:00:00-07:00 2013-05762 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-12/pdf/2013-05762.pdf https://regulations.justia.com/regulations/fedreg/2013/03/12/2013-05729.html Notice - In the Matter of: Endeavor Power Corp.; Order of Suspension of Trading 2013-03-12T00:00:00-07:00 2013-03-12T00:00:00-07:00 2013-05729 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-12/pdf/2013-05729.pdf https://regulations.justia.com/regulations/fedreg/2013/03/12/2013-05635.html Notice - Joint Industry Plan; Notice of Filing of the Third Amendment to the National Market System Plan to Address Extraordinary Market Volatility by BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, The Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc. 2013-03-12T00:00:00-07:00 2013-03-12T00:00:00-07:00 2013-05635 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-12/pdf/2013-05635.pdf https://regulations.justia.com/regulations/fedreg/2013/03/12/2013-05634.html Notice - Order Granting a Temporary Exemption Pursuant to Section 36(a)(1) of the Securities Exchange Act of 1934 From the Filing Deadline Specified in Rule 613(a)(1) of the Exchange Act 2013-03-12T00:00:00-07:00 2013-03-12T00:00:00-07:00 2013-05634 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-12/pdf/2013-05634.pdf https://regulations.justia.com/regulations/fedreg/2013/03/12/2013-05584.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule 2013-03-12T00:00:00-07:00 2013-03-12T00:00:00-07:00 2013-05584 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-12/pdf/2013-05584.pdf https://regulations.justia.com/regulations/fedreg/2013/03/12/2013-05583.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule 2013-03-12T00:00:00-07:00 2013-03-12T00:00:00-07:00 2013-05583 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-12/pdf/2013-05583.pdf https://regulations.justia.com/regulations/fedreg/2013/03/12/2013-05573.html Notice - Proposed Collection; Comment Request 2013-03-12T00:00:00-07:00 2013-03-12T00:00:00-07:00 2013-05573 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-12/pdf/2013-05573.pdf https://regulations.justia.com/regulations/fedreg/2013/03/12/2013-05572.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Clearing of Foreign Exchange Transactions 2013-03-12T00:00:00-07:00 2013-03-12T00:00:00-07:00 2013-05572 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-12/pdf/2013-05572.pdf https://regulations.justia.com/regulations/fedreg/2013/03/12/2013-05571.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Modify the BATS Options Market Maker Obligation Rule 2013-03-12T00:00:00-07:00 2013-03-12T00:00:00-07:00 2013-05571 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-12/pdf/2013-05571.pdf https://regulations.justia.com/regulations/fedreg/2013/03/12/2013-05570.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of Proposed Rule Change To Require Members To Report to TRACE the “Factor” in Limited Instances Involving Asset-Backed Security Transactions 2013-03-12T00:00:00-07:00 2013-03-12T00:00:00-07:00 2013-05570 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-12/pdf/2013-05570.pdf https://regulations.justia.com/regulations/fedreg/2013/03/12/2013-05569.html Notice - Proposed Collection; Comment Request 2013-03-12T00:00:00-07:00 2013-03-12T00:00:00-07:00 2013-05569 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-12/pdf/2013-05569.pdf https://regulations.justia.com/regulations/fedreg/2013/03/12/2013-05568.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Establishing a Program for Managed Data Solutions (MDS) 2013-03-12T00:00:00-07:00 2013-03-12T00:00:00-07:00 2013-05568 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-12/pdf/2013-05568.pdf