Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/03/11?limit=200&registers=between&mode=atom 2022-12-08T12:06:47-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2013/03/11/2013-05567.html Notice - Xytos, Inc.; Order of Suspension of Trading 2013-03-11T00:00:00-07:00 2013-03-11T00:00:00-07:00 2013-05567 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-11/pdf/2013-05567.pdf https://regulations.justia.com/regulations/fedreg/2013/03/11/2013-05543.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change To Adopt a Directed Order Process 2013-03-11T00:00:00-07:00 2013-03-11T00:00:00-07:00 2013-05543 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-11/pdf/2013-05543.pdf https://regulations.justia.com/regulations/fedreg/2013/03/11/2013-05539.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change Adopting Investigation, Disciplinary, Sanction, and Other Procedural Rules That Are Modeled on the Rules of the Financial Industry Regulatory Authority and To Make Certain Conforming and Technical Changes 2013-03-11T00:00:00-07:00 2013-03-11T00:00:00-07:00 2013-05539 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-11/pdf/2013-05539.pdf https://regulations.justia.com/regulations/fedreg/2013/03/11/2013-05537.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend the Attestation Requirement of Rule 4780 To Allow a Retail Member Organization To Attest That “Substantially All” Orders Submitted to the Retail Price Improvement Program Will Qualify as “Retail Orders” 2013-03-11T00:00:00-07:00 2013-03-11T00:00:00-07:00 2013-05537 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-11/pdf/2013-05537.pdf