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https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/03/08?registers=between
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https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/03/08?registers=between
Notice - Sunshine Act Meeting
https://regulations.justia.com/regulations/fedreg/2013/03/08/2013-05532.html
https://regulations.justia.com/regulations/fedreg/2013/03/08/2013-05532.htmlFri, 08 Mar 2013 00:00:00 -08002013-05532Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-08/pdf/2013-05532.pdfNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Require That Listed Companies Have an Internal Audit Function
https://regulations.justia.com/regulations/fedreg/2013/03/08/2013-05454.html
https://regulations.justia.com/regulations/fedreg/2013/03/08/2013-05454.htmlFri, 08 Mar 2013 00:00:00 -08002013-05454Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-08/pdf/2013-05454.pdfNotice - Cohen & Steers Real Assets Fund, Inc., et al.; Notice of Application
https://regulations.justia.com/regulations/fedreg/2013/03/08/2013-05424.html
https://regulations.justia.com/regulations/fedreg/2013/03/08/2013-05424.htmlFri, 08 Mar 2013 00:00:00 -08002013-05424Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-08/pdf/2013-05424.pdfNotice - The Advisors' Inner Circle Fund, et al.; Notice of Application
https://regulations.justia.com/regulations/fedreg/2013/03/08/2013-05423.html
https://regulations.justia.com/regulations/fedreg/2013/03/08/2013-05423.htmlFri, 08 Mar 2013 00:00:00 -08002013-05423Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-08/pdf/2013-05423.pdfNotice - Submission for OMB Review; Comment Request
https://regulations.justia.com/regulations/fedreg/2013/03/08/2013-05420.html
https://regulations.justia.com/regulations/fedreg/2013/03/08/2013-05420.htmlFri, 08 Mar 2013 00:00:00 -08002013-05420Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-08/pdf/2013-05420.pdfNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Adopting Exchange Rule 953.1NY To Provide for How the Exchange Proposes To Treat Orders, Market-Making Quoting Obligations, and Errors in Response to the Regulation NMS Plan To Address Extraordinary Market Volatility; and Amending Exchange Rule 953NY To Codify That the Exchange Shall Halt Trading in All Options Overlying NMS Stocks When the Equities Markets Initiate a Market-Wide Trading Halt Due to Extraordinary Market Volatility
https://regulations.justia.com/regulations/fedreg/2013/03/08/2013-05419.html
https://regulations.justia.com/regulations/fedreg/2013/03/08/2013-05419.htmlFri, 08 Mar 2013 00:00:00 -08002013-05419Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-08/pdf/2013-05419.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Adopting New Exchange Rule 6.65A To Provide for How the Exchange Proposes to Treat Orders, Market-Making Quoting Obligations, and Errors in Response to the Regulation NMS Plan To Address Extraordinary Market Volatility; and Amending Exchange Rule 6.65 To Codify That the Exchange Shall Halt Trading in All Options Overlying NMS Stocks When the Equities Markets Initiate a Market-Wide Trading Halt Due to Extraordinary Market Volatility
https://regulations.justia.com/regulations/fedreg/2013/03/08/2013-05418.html
https://regulations.justia.com/regulations/fedreg/2013/03/08/2013-05418.htmlFri, 08 Mar 2013 00:00:00 -08002013-05418Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-08/pdf/2013-05418.pdfNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Long-Term Index Options
https://regulations.justia.com/regulations/fedreg/2013/03/08/2013-05417.html
https://regulations.justia.com/regulations/fedreg/2013/03/08/2013-05417.htmlFri, 08 Mar 2013 00:00:00 -08002013-05417Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-08/pdf/2013-05417.pdfNotice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee and Rebate Schedule
https://regulations.justia.com/regulations/fedreg/2013/03/08/2013-05415.html
https://regulations.justia.com/regulations/fedreg/2013/03/08/2013-05415.htmlFri, 08 Mar 2013 00:00:00 -08002013-05415Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-08/pdf/2013-05415.pdfNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Assess a Fee for the Limit Locator Service
https://regulations.justia.com/regulations/fedreg/2013/03/08/2013-05414.html
https://regulations.justia.com/regulations/fedreg/2013/03/08/2013-05414.htmlFri, 08 Mar 2013 00:00:00 -08002013-05414Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-08/pdf/2013-05414.pdfNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Regarding Complex Orders
https://regulations.justia.com/regulations/fedreg/2013/03/08/2013-05413.html
https://regulations.justia.com/regulations/fedreg/2013/03/08/2013-05413.htmlFri, 08 Mar 2013 00:00:00 -08002013-05413Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-08/pdf/2013-05413.pdfNotice - Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Filing of Proposed Rule Change To Implement a Revised Method of Calculating Clearing Members' Respective Contributions to OCC's Clearing Fund
https://regulations.justia.com/regulations/fedreg/2013/03/08/2013-05412.html
https://regulations.justia.com/regulations/fedreg/2013/03/08/2013-05412.htmlFri, 08 Mar 2013 00:00:00 -08002013-05412Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-08/pdf/2013-05412.pdfNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule
https://regulations.justia.com/regulations/fedreg/2013/03/08/2013-05409.html
https://regulations.justia.com/regulations/fedreg/2013/03/08/2013-05409.htmlFri, 08 Mar 2013 00:00:00 -08002013-05409Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-08/pdf/2013-05409.pdfNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Mini Options
https://regulations.justia.com/regulations/fedreg/2013/03/08/2013-05408.html
https://regulations.justia.com/regulations/fedreg/2013/03/08/2013-05408.htmlFri, 08 Mar 2013 00:00:00 -08002013-05408Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-03-08/pdf/2013-05408.pdf