Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/03/07?limit=200&registers=between&mode=atom 2024-12-28T01:50:52-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2013/03/07/2013-05283.html Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Regarding an Increase of CME Corporate Contribution to Interest Rate Swaps Financial Safeguards Package 2013-03-07T00:00:00-08:00 2013-03-07T00:00:00-08:00 2013-05283 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-07/pdf/2013-05283.pdf https://regulations.justia.com/regulations/fedreg/2013/03/07/2013-05282.html Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Regarding Acceptance of Additional Interest Rate Swaps for Clearing 2013-03-07T00:00:00-08:00 2013-03-07T00:00:00-08:00 2013-05282 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-07/pdf/2013-05282.pdf https://regulations.justia.com/regulations/fedreg/2013/03/07/2013-05247.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Pricing Clarification 2013-03-07T00:00:00-08:00 2013-03-07T00:00:00-08:00 2013-05247 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-07/pdf/2013-05247.pdf https://regulations.justia.com/regulations/fedreg/2013/03/07/2013-05242.html Notice - Topaz Exchange, LLC; Notice of Filing of Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934 2013-03-07T00:00:00-08:00 2013-03-07T00:00:00-08:00 2013-05242 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-07/pdf/2013-05242.pdf https://regulations.justia.com/regulations/fedreg/2013/03/07/2013-05241.html Notice - Topaz Exchange, LLC; Order Granting Application for a Conditional Exemption Pursuant to Section 36(a) of the Exchange Act From Certain Requirements of Rules 6a-1 and 6a-2 Under the Exchange Act 2013-03-07T00:00:00-08:00 2013-03-07T00:00:00-08:00 2013-05241 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-07/pdf/2013-05241.pdf https://regulations.justia.com/regulations/fedreg/2013/03/07/2013-05238.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Order Type Called the Midpoint-Seeker Order and Amend Rule 11.3(c) Regarding Rounding of Sub-Penny Midpoint Executions 2013-03-07T00:00:00-08:00 2013-03-07T00:00:00-08:00 2013-05238 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-07/pdf/2013-05238.pdf https://regulations.justia.com/regulations/fedreg/2013/03/07/2013-05222.html Notice - Duties of Brokers, Dealers, and Investment Advisers 2013-03-07T00:00:00-08:00 2013-03-07T00:00:00-08:00 2013-05222 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-03-07/pdf/2013-05222.pdf