<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker

<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/02?registers=between&min-day=1&max-day=28 Wed, 22 May 2024 19:53:06 -0700 Wed, 22 May 2024 19:53:06 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/02?registers=between&min-day=1&max-day=28 Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendments No. 1 and No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendments No. 1 and No. 2 To List and Trade Shares of the iShares Copper Trust Pursuant to NYSE Arca Equities Rule 8.201 https://regulations.justia.com/regulations/fedreg/2013/02/28/2013-04623.html https://regulations.justia.com/regulations/fedreg/2013/02/28/2013-04623.html Thu, 28 Feb 2013 00:00:00 -0800 2013-04623 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-28/pdf/2013-04623.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change To List Options on the Dow Jones FXCM Dollar Index https://regulations.justia.com/regulations/fedreg/2013/02/28/2013-04615.html https://regulations.justia.com/regulations/fedreg/2013/02/28/2013-04615.html Thu, 28 Feb 2013 00:00:00 -0800 2013-04615 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-28/pdf/2013-04615.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of the Shares of the First Trust High Yield Long/Short ETF of First Trust Exchange-Traded Fund IV https://regulations.justia.com/regulations/fedreg/2013/02/28/2013-04614.html https://regulations.justia.com/regulations/fedreg/2013/02/28/2013-04614.html Thu, 28 Feb 2013 00:00:00 -0800 2013-04614 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-28/pdf/2013-04614.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide Clarifying Language To Conform Interpretive Guidance Concerning Options Overlying Fund Shares With OCC's By-Laws Governing Adjustments https://regulations.justia.com/regulations/fedreg/2013/02/28/2013-04552.html https://regulations.justia.com/regulations/fedreg/2013/02/28/2013-04552.html Thu, 28 Feb 2013 00:00:00 -0800 2013-04552 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-28/pdf/2013-04552.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2013/02/27/2013-04651.html https://regulations.justia.com/regulations/fedreg/2013/02/27/2013-04651.html Wed, 27 Feb 2013 00:00:00 -0800 2013-04651 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-27/pdf/2013-04651.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule Change To Reduce the Directed Order Exposure Period on BOX From Three Seconds to One Second https://regulations.justia.com/regulations/fedreg/2013/02/27/2013-04545.html https://regulations.justia.com/regulations/fedreg/2013/02/27/2013-04545.html Wed, 27 Feb 2013 00:00:00 -0800 2013-04545 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-27/pdf/2013-04545.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Market-Maker Continuous Quoting Obligations https://regulations.justia.com/regulations/fedreg/2013/02/27/2013-04544.html https://regulations.justia.com/regulations/fedreg/2013/02/27/2013-04544.html Wed, 27 Feb 2013 00:00:00 -0800 2013-04544 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-27/pdf/2013-04544.pdf Notice - In the Matter of Digital Video Systems, Inc., Geocom Resources, Inc., and GoldMountain Exploration Corp., and Real Data, Inc. (a/k/a Galtech Semiconductor Materials Corporation) https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04506.html https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04506.html Tue, 26 Feb 2013 00:00:00 -0800 2013-04506 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-26/pdf/2013-04506.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending Its Rules To Reflect the Merger of NYSE Arca Holdings, Inc., an Intermediate Holding Company, Into and With NYSE Group, Inc., Thereby Eliminating NYSE Arca Holdings, Inc. From the Ownership Structure of the Exchange https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04369.html https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04369.html Tue, 26 Feb 2013 00:00:00 -0800 2013-04369 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-26/pdf/2013-04369.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise Market Maker Obligations Regarding the Opening Process on the Exchange https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04368.html https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04368.html Tue, 26 Feb 2013 00:00:00 -0800 2013-04368 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-26/pdf/2013-04368.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04367.html https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04367.html Tue, 26 Feb 2013 00:00:00 -0800 2013-04367 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-26/pdf/2013-04367.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04366.html https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04366.html Tue, 26 Feb 2013 00:00:00 -0800 2013-04366 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-26/pdf/2013-04366.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Temporary Suspension of Those Aspects of Rules 36.20-Equities and 36.21-Equities That Would Not Permit Floor Brokers To Use Personal Portable Phone Devices on the Trading Floor Following the Aftermath of Hurricane Sandy Until the Earlier of When Phone Service Is Fully Restored or Friday, March 29, 2013 https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04360.html https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04360.html Tue, 26 Feb 2013 00:00:00 -0800 2013-04360 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-26/pdf/2013-04360.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To Enhance the Functionality Offered on Its Options Floor Broker Management System (“FBMS”) by, Among Other Things, Automating Functions Currently Performed by Floor Brokers https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04359.html https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04359.html Tue, 26 Feb 2013 00:00:00 -0800 2013-04359 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-26/pdf/2013-04359.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Temporary Suspension of Those Aspects of Rules 36.20 and 36.21 That Would Not Permit Floor Brokers To Use Personal Portable Phone Devices on the Trading Floor Following the Aftermath of Hurricane Sandy Until the Earlier of When Phone Service Is Fully Restored or Friday, March 29, 2013 https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04358.html https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04358.html Tue, 26 Feb 2013 00:00:00 -0800 2013-04358 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-26/pdf/2013-04358.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Enhanced Margin Methodology https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04357.html https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04357.html Tue, 26 Feb 2013 00:00:00 -0800 2013-04357 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-26/pdf/2013-04357.pdf Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of the Second Amendment to the National Market System Plan To Address Extraordinary Market Volatility by BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, the Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc. https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04356.html https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04356.html Tue, 26 Feb 2013 00:00:00 -0800 2013-04356 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-26/pdf/2013-04356.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Pricing Clarification https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04350.html https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04350.html Tue, 26 Feb 2013 00:00:00 -0800 2013-04350 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-26/pdf/2013-04350.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2013/02/25/2013-04268.html https://regulations.justia.com/regulations/fedreg/2013/02/25/2013-04268.html Mon, 25 Feb 2013 00:00:00 -0800 2013-04268 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-25/pdf/2013-04268.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to Market-Maker Continuous Quoting Obligations https://regulations.justia.com/regulations/fedreg/2013/02/22/2013-04133.html https://regulations.justia.com/regulations/fedreg/2013/02/22/2013-04133.html Fri, 22 Feb 2013 00:00:00 -0800 2013-04133 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-22/pdf/2013-04133.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section 4 of Schedule A to the FINRA By-Laws To Adopt a Waiver Process for the Continuing Membership Application Fee and Amend NASD Rules 1013 and 1017 To Provide for a Refund of the Application Fee for the Withdrawal of a New Member or Continuing Membership Application https://regulations.justia.com/regulations/fedreg/2013/02/22/2013-04101.html https://regulations.justia.com/regulations/fedreg/2013/02/22/2013-04101.html Fri, 22 Feb 2013 00:00:00 -0800 2013-04101 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-22/pdf/2013-04101.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the CBOE Stock Exchange Fees Schedule https://regulations.justia.com/regulations/fedreg/2013/02/22/2013-04100.html https://regulations.justia.com/regulations/fedreg/2013/02/22/2013-04100.html Fri, 22 Feb 2013 00:00:00 -0800 2013-04100 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-22/pdf/2013-04100.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change To Add Rules Related to the Clearing of European Corporate Single-Name CDS https://regulations.justia.com/regulations/fedreg/2013/02/22/2013-04098.html https://regulations.justia.com/regulations/fedreg/2013/02/22/2013-04098.html Fri, 22 Feb 2013 00:00:00 -0800 2013-04098 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-22/pdf/2013-04098.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change To Add Rules Related to the Clearing of iTraxx Europe Index CDS https://regulations.justia.com/regulations/fedreg/2013/02/22/2013-04097.html https://regulations.justia.com/regulations/fedreg/2013/02/22/2013-04097.html Fri, 22 Feb 2013 00:00:00 -0800 2013-04097 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-22/pdf/2013-04097.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval to Proposed Rule Change, as Modified by Amendment No. 1, To Establish the Retail Price Improvement Program on a Pilot Basis until 12 Months From the Date of Implementation https://regulations.justia.com/regulations/fedreg/2013/02/22/2013-04096.html https://regulations.justia.com/regulations/fedreg/2013/02/22/2013-04096.html Fri, 22 Feb 2013 00:00:00 -0800 2013-04096 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-22/pdf/2013-04096.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending NYSE Rules 451 and 465, and the Related Provisions of Section 402.10 of the NYSE Listed Company Manual, Which Provide a Schedule for the Reimbursement of Expenses by Issuers to NYSE Member Organizations for the Processing of Proxy Materials and Other Issuer Communications Provided to Investors Holding Securities in Street Name and to Establish a Five-Year Fee for the Development of an Enhanced Brokers Internet Platform https://regulations.justia.com/regulations/fedreg/2013/02/22/2013-04092.html https://regulations.justia.com/regulations/fedreg/2013/02/22/2013-04092.html Fri, 22 Feb 2013 00:00:00 -0800 2013-04092 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-22/pdf/2013-04092.pdf Notice - Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Renew an Existing Pilot Program for an Additional Fourteen Months https://regulations.justia.com/regulations/fedreg/2013/02/22/2013-04014.html https://regulations.justia.com/regulations/fedreg/2013/02/22/2013-04014.html Fri, 22 Feb 2013 00:00:00 -0800 2013-04014 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-22/pdf/2013-04014.pdf Notice - UBS AG, et al.; Notice of Application and Temporary Order https://regulations.justia.com/regulations/fedreg/2013/02/22/2013-04013.html https://regulations.justia.com/regulations/fedreg/2013/02/22/2013-04013.html Fri, 22 Feb 2013 00:00:00 -0800 2013-04013 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-22/pdf/2013-04013.pdf Notice - Vitaminspice Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2013/02/21/2013-04083.html https://regulations.justia.com/regulations/fedreg/2013/02/21/2013-04083.html Thu, 21 Feb 2013 00:00:00 -0800 2013-04083 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-21/pdf/2013-04083.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/02/21/2013-03972.html https://regulations.justia.com/regulations/fedreg/2013/02/21/2013-03972.html Thu, 21 Feb 2013 00:00:00 -0800 2013-03972 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-21/pdf/2013-03972.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To Update Chapter 26 and Remove Schedule 502 of the ICE Clear Credit Rules https://regulations.justia.com/regulations/fedreg/2013/02/21/2013-03971.html https://regulations.justia.com/regulations/fedreg/2013/02/21/2013-03971.html Thu, 21 Feb 2013 00:00:00 -0800 2013-03971 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-21/pdf/2013-03971.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Listing and Trading of Shares of the Cambria Shareholder Yield ETF Pursuant to NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2013/02/21/2013-03970.html https://regulations.justia.com/regulations/fedreg/2013/02/21/2013-03970.html Thu, 21 Feb 2013 00:00:00 -0800 2013-03970 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-21/pdf/2013-03970.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection To Advance Notice Filing, as Modified by Amendment No. 1 Thereto, To Enter Into an Unsecured, Committed Credit Agreement https://regulations.justia.com/regulations/fedreg/2013/02/21/2013-03969.html https://regulations.justia.com/regulations/fedreg/2013/02/21/2013-03969.html Thu, 21 Feb 2013 00:00:00 -0800 2013-03969 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-21/pdf/2013-03969.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Text in the Exchange Fees Schedule https://regulations.justia.com/regulations/fedreg/2013/02/21/2013-03968.html https://regulations.justia.com/regulations/fedreg/2013/02/21/2013-03968.html Thu, 21 Feb 2013 00:00:00 -0800 2013-03968 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-21/pdf/2013-03968.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Related to the Liquidity Factor of CME's CDS Margin Methodology https://regulations.justia.com/regulations/fedreg/2013/02/21/2013-03967.html https://regulations.justia.com/regulations/fedreg/2013/02/21/2013-03967.html Thu, 21 Feb 2013 00:00:00 -0800 2013-03967 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-21/pdf/2013-03967.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending Rule 6.87 in Part and Adding a New Section To Address Errors That Involve Complex Orders https://regulations.justia.com/regulations/fedreg/2013/02/21/2013-03966.html https://regulations.justia.com/regulations/fedreg/2013/02/21/2013-03966.html Thu, 21 Feb 2013 00:00:00 -0800 2013-03966 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-21/pdf/2013-03966.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending Rule 975NY in Part and Adding a New Section To Address Errors That Involve Complex Orders https://regulations.justia.com/regulations/fedreg/2013/02/21/2013-03965.html https://regulations.justia.com/regulations/fedreg/2013/02/21/2013-03965.html Thu, 21 Feb 2013 00:00:00 -0800 2013-03965 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-21/pdf/2013-03965.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment Nos. 1 and 3 Thereto, To Establish the Market Quality Program https://regulations.justia.com/regulations/fedreg/2013/02/21/2013-03964.html https://regulations.justia.com/regulations/fedreg/2013/02/21/2013-03964.html Thu, 21 Feb 2013 00:00:00 -0800 2013-03964 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-21/pdf/2013-03964.pdf Notice - Order Extending Temporary Exemptions From Certain Rules of Regulation SHO Related to Hurricane Sandy https://regulations.justia.com/regulations/fedreg/2013/02/21/2013-03899.html https://regulations.justia.com/regulations/fedreg/2013/02/21/2013-03899.html Thu, 21 Feb 2013 00:00:00 -0800 2013-03899 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-21/pdf/2013-03899.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendment to EDGA Rule 13.9 https://regulations.justia.com/regulations/fedreg/2013/02/20/C1-2013-02624.html https://regulations.justia.com/regulations/fedreg/2013/02/20/C1-2013-02624.html Wed, 20 Feb 2013 00:00:00 -0800 C1-2013-02624 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-20/pdf/C1-2013-02624.pdf Notice - Emerging Global Advisors, LLC, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03822.html https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03822.html Wed, 20 Feb 2013 00:00:00 -0800 2013-03822 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-20/pdf/2013-03822.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to its Customer Rebate Program and Other Technical Amendments https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03821.html https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03821.html Wed, 20 Feb 2013 00:00:00 -0800 2013-03821 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-20/pdf/2013-03821.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE MKT LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes Deleting NYSE Rules 95(c) and (d) and NYSE MKT Rules 95(c) and (d)-Equities and Related Supplementary Material https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03820.html https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03820.html Wed, 20 Feb 2013 00:00:00 -0800 2013-03820 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-20/pdf/2013-03820.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change To Amend the Minimum Trading Increments for Mini Options https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03819.html https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03819.html Wed, 20 Feb 2013 00:00:00 -0800 2013-03819 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-20/pdf/2013-03819.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the General Securities Sales Supervisor (Series 9/10) Registration Category https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03818.html https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03818.html Wed, 20 Feb 2013 00:00:00 -0800 2013-03818 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-20/pdf/2013-03818.pdf Notice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of the Trading Pause for Certain NMS Stocks https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03817.html https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03817.html Wed, 20 Feb 2013 00:00:00 -0800 2013-03817 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-20/pdf/2013-03817.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of the Trading Pause for Certain NMS Stocks https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03816.html https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03816.html Wed, 20 Feb 2013 00:00:00 -0800 2013-03816 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-20/pdf/2013-03816.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of the Trading Pause for Certain NMS Stocks https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03793.html https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03793.html Wed, 20 Feb 2013 00:00:00 -0800 2013-03793 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-20/pdf/2013-03793.pdf Notice - Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2013 https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03791.html https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03791.html Wed, 20 Feb 2013 00:00:00 -0800 2013-03791 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-20/pdf/2013-03791.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the WisdomTree Euro Debt Fund https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03753.html https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03753.html Wed, 20 Feb 2013 00:00:00 -0800 2013-03753 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-20/pdf/2013-03753.pdf