<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/02?registers=between&min-day=1&max-day=28 Sat, 27 Apr 2024 15:34:44 -0700 Sat, 27 Apr 2024 15:34:44 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/02?registers=between&min-day=1&max-day=28 Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendments No. 1 and No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendments No. 1 and No. 2 To List and Trade Shares of the iShares Copper Trust Pursuant to NYSE Arca Equities Rule 8.201 https://regulations.justia.com/regulations/fedreg/2013/02/28/2013-04623.html https://regulations.justia.com/regulations/fedreg/2013/02/28/2013-04623.html Thu, 28 Feb 2013 00:00:00 -0800 2013-04623 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-28/pdf/2013-04623.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change To List Options on the Dow Jones FXCM Dollar Index https://regulations.justia.com/regulations/fedreg/2013/02/28/2013-04615.html https://regulations.justia.com/regulations/fedreg/2013/02/28/2013-04615.html Thu, 28 Feb 2013 00:00:00 -0800 2013-04615 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-28/pdf/2013-04615.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of the Shares of the First Trust High Yield Long/Short ETF of First Trust Exchange-Traded Fund IV https://regulations.justia.com/regulations/fedreg/2013/02/28/2013-04614.html https://regulations.justia.com/regulations/fedreg/2013/02/28/2013-04614.html Thu, 28 Feb 2013 00:00:00 -0800 2013-04614 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-28/pdf/2013-04614.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide Clarifying Language To Conform Interpretive Guidance Concerning Options Overlying Fund Shares With OCC's By-Laws Governing Adjustments https://regulations.justia.com/regulations/fedreg/2013/02/28/2013-04552.html https://regulations.justia.com/regulations/fedreg/2013/02/28/2013-04552.html Thu, 28 Feb 2013 00:00:00 -0800 2013-04552 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-28/pdf/2013-04552.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2013/02/27/2013-04651.html https://regulations.justia.com/regulations/fedreg/2013/02/27/2013-04651.html Wed, 27 Feb 2013 00:00:00 -0800 2013-04651 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-27/pdf/2013-04651.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule Change To Reduce the Directed Order Exposure Period on BOX From Three Seconds to One Second https://regulations.justia.com/regulations/fedreg/2013/02/27/2013-04545.html https://regulations.justia.com/regulations/fedreg/2013/02/27/2013-04545.html Wed, 27 Feb 2013 00:00:00 -0800 2013-04545 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-27/pdf/2013-04545.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Market-Maker Continuous Quoting Obligations https://regulations.justia.com/regulations/fedreg/2013/02/27/2013-04544.html https://regulations.justia.com/regulations/fedreg/2013/02/27/2013-04544.html Wed, 27 Feb 2013 00:00:00 -0800 2013-04544 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-27/pdf/2013-04544.pdf Notice - In the Matter of Digital Video Systems, Inc., Geocom Resources, Inc., and GoldMountain Exploration Corp., and Real Data, Inc. (a/k/a Galtech Semiconductor Materials Corporation) https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04506.html https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04506.html Tue, 26 Feb 2013 00:00:00 -0800 2013-04506 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-26/pdf/2013-04506.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending Its Rules To Reflect the Merger of NYSE Arca Holdings, Inc., an Intermediate Holding Company, Into and With NYSE Group, Inc., Thereby Eliminating NYSE Arca Holdings, Inc. From the Ownership Structure of the Exchange https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04369.html https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04369.html Tue, 26 Feb 2013 00:00:00 -0800 2013-04369 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-26/pdf/2013-04369.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise Market Maker Obligations Regarding the Opening Process on the Exchange https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04368.html https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04368.html Tue, 26 Feb 2013 00:00:00 -0800 2013-04368 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-26/pdf/2013-04368.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04367.html https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04367.html Tue, 26 Feb 2013 00:00:00 -0800 2013-04367 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-26/pdf/2013-04367.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04366.html https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04366.html Tue, 26 Feb 2013 00:00:00 -0800 2013-04366 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-26/pdf/2013-04366.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Temporary Suspension of Those Aspects of Rules 36.20-Equities and 36.21-Equities That Would Not Permit Floor Brokers To Use Personal Portable Phone Devices on the Trading Floor Following the Aftermath of Hurricane Sandy Until the Earlier of When Phone Service Is Fully Restored or Friday, March 29, 2013 https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04360.html https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04360.html Tue, 26 Feb 2013 00:00:00 -0800 2013-04360 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-26/pdf/2013-04360.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To Enhance the Functionality Offered on Its Options Floor Broker Management System (“FBMS”) by, Among Other Things, Automating Functions Currently Performed by Floor Brokers https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04359.html https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04359.html Tue, 26 Feb 2013 00:00:00 -0800 2013-04359 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-26/pdf/2013-04359.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Temporary Suspension of Those Aspects of Rules 36.20 and 36.21 That Would Not Permit Floor Brokers To Use Personal Portable Phone Devices on the Trading Floor Following the Aftermath of Hurricane Sandy Until the Earlier of When Phone Service Is Fully Restored or Friday, March 29, 2013 https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04358.html https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04358.html Tue, 26 Feb 2013 00:00:00 -0800 2013-04358 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-26/pdf/2013-04358.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Enhanced Margin Methodology https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04357.html https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04357.html Tue, 26 Feb 2013 00:00:00 -0800 2013-04357 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-26/pdf/2013-04357.pdf Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of the Second Amendment to the National Market System Plan To Address Extraordinary Market Volatility by BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, the Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc. https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04356.html https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04356.html Tue, 26 Feb 2013 00:00:00 -0800 2013-04356 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-26/pdf/2013-04356.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Pricing Clarification https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04350.html https://regulations.justia.com/regulations/fedreg/2013/02/26/2013-04350.html Tue, 26 Feb 2013 00:00:00 -0800 2013-04350 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-26/pdf/2013-04350.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2013/02/25/2013-04268.html https://regulations.justia.com/regulations/fedreg/2013/02/25/2013-04268.html Mon, 25 Feb 2013 00:00:00 -0800 2013-04268 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-25/pdf/2013-04268.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to Market-Maker Continuous Quoting Obligations https://regulations.justia.com/regulations/fedreg/2013/02/22/2013-04133.html https://regulations.justia.com/regulations/fedreg/2013/02/22/2013-04133.html Fri, 22 Feb 2013 00:00:00 -0800 2013-04133 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-22/pdf/2013-04133.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section 4 of Schedule A to the FINRA By-Laws To Adopt a Waiver Process for the Continuing Membership Application Fee and Amend NASD Rules 1013 and 1017 To Provide for a Refund of the Application Fee for the Withdrawal of a New Member or Continuing Membership Application https://regulations.justia.com/regulations/fedreg/2013/02/22/2013-04101.html https://regulations.justia.com/regulations/fedreg/2013/02/22/2013-04101.html Fri, 22 Feb 2013 00:00:00 -0800 2013-04101 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-22/pdf/2013-04101.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the CBOE Stock Exchange Fees Schedule https://regulations.justia.com/regulations/fedreg/2013/02/22/2013-04100.html https://regulations.justia.com/regulations/fedreg/2013/02/22/2013-04100.html Fri, 22 Feb 2013 00:00:00 -0800 2013-04100 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-22/pdf/2013-04100.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change To Add Rules Related to the Clearing of European Corporate Single-Name CDS https://regulations.justia.com/regulations/fedreg/2013/02/22/2013-04098.html https://regulations.justia.com/regulations/fedreg/2013/02/22/2013-04098.html Fri, 22 Feb 2013 00:00:00 -0800 2013-04098 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-22/pdf/2013-04098.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change To Add Rules Related to the Clearing of iTraxx Europe Index CDS https://regulations.justia.com/regulations/fedreg/2013/02/22/2013-04097.html https://regulations.justia.com/regulations/fedreg/2013/02/22/2013-04097.html Fri, 22 Feb 2013 00:00:00 -0800 2013-04097 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-22/pdf/2013-04097.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval to Proposed Rule Change, as Modified by Amendment No. 1, To Establish the Retail Price Improvement Program on a Pilot Basis until 12 Months From the Date of Implementation https://regulations.justia.com/regulations/fedreg/2013/02/22/2013-04096.html https://regulations.justia.com/regulations/fedreg/2013/02/22/2013-04096.html Fri, 22 Feb 2013 00:00:00 -0800 2013-04096 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-22/pdf/2013-04096.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending NYSE Rules 451 and 465, and the Related Provisions of Section 402.10 of the NYSE Listed Company Manual, Which Provide a Schedule for the Reimbursement of Expenses by Issuers to NYSE Member Organizations for the Processing of Proxy Materials and Other Issuer Communications Provided to Investors Holding Securities in Street Name and to Establish a Five-Year Fee for the Development of an Enhanced Brokers Internet Platform https://regulations.justia.com/regulations/fedreg/2013/02/22/2013-04092.html https://regulations.justia.com/regulations/fedreg/2013/02/22/2013-04092.html Fri, 22 Feb 2013 00:00:00 -0800 2013-04092 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-22/pdf/2013-04092.pdf Notice - Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Renew an Existing Pilot Program for an Additional Fourteen Months https://regulations.justia.com/regulations/fedreg/2013/02/22/2013-04014.html https://regulations.justia.com/regulations/fedreg/2013/02/22/2013-04014.html Fri, 22 Feb 2013 00:00:00 -0800 2013-04014 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-22/pdf/2013-04014.pdf Notice - UBS AG, et al.; Notice of Application and Temporary Order https://regulations.justia.com/regulations/fedreg/2013/02/22/2013-04013.html https://regulations.justia.com/regulations/fedreg/2013/02/22/2013-04013.html Fri, 22 Feb 2013 00:00:00 -0800 2013-04013 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-22/pdf/2013-04013.pdf Notice - Vitaminspice Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2013/02/21/2013-04083.html https://regulations.justia.com/regulations/fedreg/2013/02/21/2013-04083.html Thu, 21 Feb 2013 00:00:00 -0800 2013-04083 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-21/pdf/2013-04083.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/02/21/2013-03972.html https://regulations.justia.com/regulations/fedreg/2013/02/21/2013-03972.html Thu, 21 Feb 2013 00:00:00 -0800 2013-03972 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-21/pdf/2013-03972.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To Update Chapter 26 and Remove Schedule 502 of the ICE Clear Credit Rules https://regulations.justia.com/regulations/fedreg/2013/02/21/2013-03971.html https://regulations.justia.com/regulations/fedreg/2013/02/21/2013-03971.html Thu, 21 Feb 2013 00:00:00 -0800 2013-03971 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-21/pdf/2013-03971.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Listing and Trading of Shares of the Cambria Shareholder Yield ETF Pursuant to NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2013/02/21/2013-03970.html https://regulations.justia.com/regulations/fedreg/2013/02/21/2013-03970.html Thu, 21 Feb 2013 00:00:00 -0800 2013-03970 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-21/pdf/2013-03970.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection To Advance Notice Filing, as Modified by Amendment No. 1 Thereto, To Enter Into an Unsecured, Committed Credit Agreement https://regulations.justia.com/regulations/fedreg/2013/02/21/2013-03969.html https://regulations.justia.com/regulations/fedreg/2013/02/21/2013-03969.html Thu, 21 Feb 2013 00:00:00 -0800 2013-03969 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-21/pdf/2013-03969.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Text in the Exchange Fees Schedule https://regulations.justia.com/regulations/fedreg/2013/02/21/2013-03968.html https://regulations.justia.com/regulations/fedreg/2013/02/21/2013-03968.html Thu, 21 Feb 2013 00:00:00 -0800 2013-03968 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-21/pdf/2013-03968.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Related to the Liquidity Factor of CME's CDS Margin Methodology https://regulations.justia.com/regulations/fedreg/2013/02/21/2013-03967.html https://regulations.justia.com/regulations/fedreg/2013/02/21/2013-03967.html Thu, 21 Feb 2013 00:00:00 -0800 2013-03967 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-21/pdf/2013-03967.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending Rule 6.87 in Part and Adding a New Section To Address Errors That Involve Complex Orders https://regulations.justia.com/regulations/fedreg/2013/02/21/2013-03966.html https://regulations.justia.com/regulations/fedreg/2013/02/21/2013-03966.html Thu, 21 Feb 2013 00:00:00 -0800 2013-03966 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-21/pdf/2013-03966.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending Rule 975NY in Part and Adding a New Section To Address Errors That Involve Complex Orders https://regulations.justia.com/regulations/fedreg/2013/02/21/2013-03965.html https://regulations.justia.com/regulations/fedreg/2013/02/21/2013-03965.html Thu, 21 Feb 2013 00:00:00 -0800 2013-03965 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-21/pdf/2013-03965.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment Nos. 1 and 3 Thereto, To Establish the Market Quality Program https://regulations.justia.com/regulations/fedreg/2013/02/21/2013-03964.html https://regulations.justia.com/regulations/fedreg/2013/02/21/2013-03964.html Thu, 21 Feb 2013 00:00:00 -0800 2013-03964 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-21/pdf/2013-03964.pdf Notice - Order Extending Temporary Exemptions From Certain Rules of Regulation SHO Related to Hurricane Sandy https://regulations.justia.com/regulations/fedreg/2013/02/21/2013-03899.html https://regulations.justia.com/regulations/fedreg/2013/02/21/2013-03899.html Thu, 21 Feb 2013 00:00:00 -0800 2013-03899 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-21/pdf/2013-03899.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendment to EDGA Rule 13.9 https://regulations.justia.com/regulations/fedreg/2013/02/20/C1-2013-02624.html https://regulations.justia.com/regulations/fedreg/2013/02/20/C1-2013-02624.html Wed, 20 Feb 2013 00:00:00 -0800 C1-2013-02624 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-20/pdf/C1-2013-02624.pdf Notice - Emerging Global Advisors, LLC, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03822.html https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03822.html Wed, 20 Feb 2013 00:00:00 -0800 2013-03822 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-20/pdf/2013-03822.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to its Customer Rebate Program and Other Technical Amendments https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03821.html https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03821.html Wed, 20 Feb 2013 00:00:00 -0800 2013-03821 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-20/pdf/2013-03821.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE MKT LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes Deleting NYSE Rules 95(c) and (d) and NYSE MKT Rules 95(c) and (d)-Equities and Related Supplementary Material https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03820.html https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03820.html Wed, 20 Feb 2013 00:00:00 -0800 2013-03820 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-20/pdf/2013-03820.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change To Amend the Minimum Trading Increments for Mini Options https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03819.html https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03819.html Wed, 20 Feb 2013 00:00:00 -0800 2013-03819 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-20/pdf/2013-03819.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the General Securities Sales Supervisor (Series 9/10) Registration Category https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03818.html https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03818.html Wed, 20 Feb 2013 00:00:00 -0800 2013-03818 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-20/pdf/2013-03818.pdf Notice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of the Trading Pause for Certain NMS Stocks https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03817.html https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03817.html Wed, 20 Feb 2013 00:00:00 -0800 2013-03817 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-20/pdf/2013-03817.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of the Trading Pause for Certain NMS Stocks https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03816.html https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03816.html Wed, 20 Feb 2013 00:00:00 -0800 2013-03816 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-20/pdf/2013-03816.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of the Trading Pause for Certain NMS Stocks https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03793.html https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03793.html Wed, 20 Feb 2013 00:00:00 -0800 2013-03793 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-20/pdf/2013-03793.pdf Notice - Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2013 https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03791.html https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03791.html Wed, 20 Feb 2013 00:00:00 -0800 2013-03791 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-20/pdf/2013-03791.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the WisdomTree Euro Debt Fund https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03753.html https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03753.html Wed, 20 Feb 2013 00:00:00 -0800 2013-03753 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-20/pdf/2013-03753.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify BX's Fee Schedule Governing Order Execution https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03752.html https://regulations.justia.com/regulations/fedreg/2013/02/20/2013-03752.html Wed, 20 Feb 2013 00:00:00 -0800 2013-03752 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-20/pdf/2013-03752.pdf Notice - Sunshine Act Meeting. https://regulations.justia.com/regulations/fedreg/2013/02/19/2013-03829.html https://regulations.justia.com/regulations/fedreg/2013/02/19/2013-03829.html Tue, 19 Feb 2013 00:00:00 -0800 2013-03829 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-19/pdf/2013-03829.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change Regarding Catastrophic Errors https://regulations.justia.com/regulations/fedreg/2013/02/19/2013-03706.html https://regulations.justia.com/regulations/fedreg/2013/02/19/2013-03706.html Tue, 19 Feb 2013 00:00:00 -0800 2013-03706 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-19/pdf/2013-03706.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/02/19/2013-03690.html https://regulations.justia.com/regulations/fedreg/2013/02/19/2013-03690.html Tue, 19 Feb 2013 00:00:00 -0800 2013-03690 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-19/pdf/2013-03690.pdf Notice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Measure Used To Determine Whether the Price of a Stock Is Equal to or Greater Than One Dollar Under Rule 4120(a)(11) https://regulations.justia.com/regulations/fedreg/2013/02/19/2013-03687.html https://regulations.justia.com/regulations/fedreg/2013/02/19/2013-03687.html Tue, 19 Feb 2013 00:00:00 -0800 2013-03687 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-19/pdf/2013-03687.pdf Notice - AdvisorShares Investments, LLC and AdvisorShares Trust; Notice of Application https://regulations.justia.com/regulations/fedreg/2013/02/19/2013-03686.html https://regulations.justia.com/regulations/fedreg/2013/02/19/2013-03686.html Tue, 19 Feb 2013 00:00:00 -0800 2013-03686 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-19/pdf/2013-03686.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule 7.11 To Establish Rules To Comply With the Requirements of the Plan To Address Extraordinary Market Volatility Submitted to the Commission Pursuant to Rule 608 of Regulation NMS https://regulations.justia.com/regulations/fedreg/2013/02/19/2013-03685.html https://regulations.justia.com/regulations/fedreg/2013/02/19/2013-03685.html Tue, 19 Feb 2013 00:00:00 -0800 2013-03685 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-19/pdf/2013-03685.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates To Add Liquidity in Penny Pilot Options https://regulations.justia.com/regulations/fedreg/2013/02/19/2013-03684.html https://regulations.justia.com/regulations/fedreg/2013/02/19/2013-03684.html Tue, 19 Feb 2013 00:00:00 -0800 2013-03684 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-19/pdf/2013-03684.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2013/02/19/2013-03683.html https://regulations.justia.com/regulations/fedreg/2013/02/19/2013-03683.html Tue, 19 Feb 2013 00:00:00 -0800 2013-03683 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-19/pdf/2013-03683.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 7014 and 7018 https://regulations.justia.com/regulations/fedreg/2013/02/19/2013-03682.html https://regulations.justia.com/regulations/fedreg/2013/02/19/2013-03682.html Tue, 19 Feb 2013 00:00:00 -0800 2013-03682 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-19/pdf/2013-03682.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule https://regulations.justia.com/regulations/fedreg/2013/02/15/2013-03576.html https://regulations.justia.com/regulations/fedreg/2013/02/15/2013-03576.html Fri, 15 Feb 2013 00:00:00 -0800 2013-03576 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-15/pdf/2013-03576.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule To Introduce a New Electronic Customer Rate for Certain Executions That Take Liquidity https://regulations.justia.com/regulations/fedreg/2013/02/15/2013-03572.html https://regulations.justia.com/regulations/fedreg/2013/02/15/2013-03572.html Fri, 15 Feb 2013 00:00:00 -0800 2013-03572 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-15/pdf/2013-03572.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2013/02/15/2013-03570.html https://regulations.justia.com/regulations/fedreg/2013/02/15/2013-03570.html Fri, 15 Feb 2013 00:00:00 -0800 2013-03570 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-15/pdf/2013-03570.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2013/02/15/2013-03569.html https://regulations.justia.com/regulations/fedreg/2013/02/15/2013-03569.html Fri, 15 Feb 2013 00:00:00 -0800 2013-03569 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-15/pdf/2013-03569.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Pricing Clarification https://regulations.justia.com/regulations/fedreg/2013/02/15/2013-03545.html https://regulations.justia.com/regulations/fedreg/2013/02/15/2013-03545.html Fri, 15 Feb 2013 00:00:00 -0800 2013-03545 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-15/pdf/2013-03545.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2013/02/15/2013-03520.html https://regulations.justia.com/regulations/fedreg/2013/02/15/2013-03520.html Fri, 15 Feb 2013 00:00:00 -0800 2013-03520 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-15/pdf/2013-03520.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Alter the Circumstances Under Which Liquidity Providing Credits are Paid to Institutional Brokers https://regulations.justia.com/regulations/fedreg/2013/02/15/2013-03519.html https://regulations.justia.com/regulations/fedreg/2013/02/15/2013-03519.html Fri, 15 Feb 2013 00:00:00 -0800 2013-03519 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-15/pdf/2013-03519.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change To List and Trade PIMCO Foreign Currency Strategy Exchange-Traded Fund Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2013/02/15/2013-03490.html https://regulations.justia.com/regulations/fedreg/2013/02/15/2013-03490.html Fri, 15 Feb 2013 00:00:00 -0800 2013-03490 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-15/pdf/2013-03490.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change To List and Trade First Trust Preferred Securities and Income ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2013/02/15/2013-03489.html https://regulations.justia.com/regulations/fedreg/2013/02/15/2013-03489.html Fri, 15 Feb 2013 00:00:00 -0800 2013-03489 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-15/pdf/2013-03489.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change To Amend Various CBOE Rules Governing Letters of Guarantee and Authorization https://regulations.justia.com/regulations/fedreg/2013/02/15/2013-03428.html https://regulations.justia.com/regulations/fedreg/2013/02/15/2013-03428.html Fri, 15 Feb 2013 00:00:00 -0800 2013-03428 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-15/pdf/2013-03428.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.14 To Extend the Operation of the Single Stock Circuit Breaker Program https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03447.html https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03447.html Thu, 14 Feb 2013 00:00:00 -0800 2013-03447 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-14/pdf/2013-03447.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03426.html https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03426.html Thu, 14 Feb 2013 00:00:00 -0800 2013-03426 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-14/pdf/2013-03426.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change for the Permanent Approval of a Pilot Program To Permit Inbound Orders Routed by Nasdaq Execution Services LLC From the NASDAQ OMX BX Equities Market and NASDAQ OMX PSX https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03411.html https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03411.html Thu, 14 Feb 2013 00:00:00 -0800 2013-03411 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-14/pdf/2013-03411.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 11.14 To Extend the Operation of the Single Stock Circuit Breaker Program https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03410.html https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03410.html Thu, 14 Feb 2013 00:00:00 -0800 2013-03410 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-14/pdf/2013-03410.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Add Rules Related to the Clearing of European Corporate Single-Name CDS https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03409.html https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03409.html Thu, 14 Feb 2013 00:00:00 -0800 2013-03409 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-14/pdf/2013-03409.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03408.html https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03408.html Thu, 14 Feb 2013 00:00:00 -0800 2013-03408 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-14/pdf/2013-03408.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change Requesting Permanent Approval of a Pilot Program To Receive Inbound Equities Orders From PSX Through NES https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03397.html https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03397.html Thu, 14 Feb 2013 00:00:00 -0800 2013-03397 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-14/pdf/2013-03397.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change for the Permanent Approval of a Pilot Program To Permit PSX To Accept Inbound Orders Routed by Nasdaq Execution Services LLC From the BX Equities Market https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03396.html https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03396.html Thu, 14 Feb 2013 00:00:00 -0800 2013-03396 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-14/pdf/2013-03396.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval to Proposed Rule Change To Establish a Pilot Program, as Modified by Amendment Nos. 2, 3, and 4, To List and Trade a P.M.-Settled S&P 500 Index Option Product https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03395.html https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03395.html Thu, 14 Feb 2013 00:00:00 -0800 2013-03395 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-14/pdf/2013-03395.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03394.html https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03394.html Thu, 14 Feb 2013 00:00:00 -0800 2013-03394 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-14/pdf/2013-03394.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISE Rule 2102 To Extend the Pilot Program https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03393.html https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03393.html Thu, 14 Feb 2013 00:00:00 -0800 2013-03393 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-14/pdf/2013-03393.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Pilot Program Related To Trading Pauses Due to Extraordinary Market Volatility https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03392.html https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03392.html Thu, 14 Feb 2013 00:00:00 -0800 2013-03392 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-14/pdf/2013-03392.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Add Rules Related to the Clearing of iTraxx Europe Index CDS https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03391.html https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03391.html Thu, 14 Feb 2013 00:00:00 -0800 2013-03391 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-14/pdf/2013-03391.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain Fees in Section II of the Pricing Schedule https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03390.html https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03390.html Thu, 14 Feb 2013 00:00:00 -0800 2013-03390 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-14/pdf/2013-03390.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule 80C To Establish Rules To Comply With the Requirements of the Plan To Address Extraordinary Market Volatility Submitted to the Commission Pursuant to Rule 608 of Regulation NMS https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03389.html https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03389.html Thu, 14 Feb 2013 00:00:00 -0800 2013-03389 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-14/pdf/2013-03389.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule 80C-Equities To Establish Rules To Comply With the Requirements of the Plan To Address Extraordinary Market Volatility Submitted to the Commission Pursuant to Rule 608 of Regulation NMS https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03388.html https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03388.html Thu, 14 Feb 2013 00:00:00 -0800 2013-03388 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-14/pdf/2013-03388.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Amend FINRA Rule 6440 (Trading and Quotation Halt in OTC Equity Securities) https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03387.html https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03387.html Thu, 14 Feb 2013 00:00:00 -0800 2013-03387 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-14/pdf/2013-03387.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change To Permit the Minimum Price Variation for Mini-Options To Be the Same as Permitted for Standard Options on the Same Security https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03386.html https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03386.html Thu, 14 Feb 2013 00:00:00 -0800 2013-03386 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-14/pdf/2013-03386.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change Relating to Amendments to MSRB Rules G-37 and G-8 and Form G-37 https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03385.html https://regulations.justia.com/regulations/fedreg/2013/02/14/2013-03385.html Thu, 14 Feb 2013 00:00:00 -0800 2013-03385 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-14/pdf/2013-03385.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Short Term Options Series Program https://regulations.justia.com/regulations/fedreg/2013/02/13/2013-03304.html https://regulations.justia.com/regulations/fedreg/2013/02/13/2013-03304.html Wed, 13 Feb 2013 00:00:00 -0800 2013-03304 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-13/pdf/2013-03304.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the SPDR Blackstone/GSO Senior Loan ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2013/02/13/2013-03278.html https://regulations.justia.com/regulations/fedreg/2013/02/13/2013-03278.html Wed, 13 Feb 2013 00:00:00 -0800 2013-03278 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-13/pdf/2013-03278.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Revise Rules Related to Legal Segregation With Operational Commingling https://regulations.justia.com/regulations/fedreg/2013/02/13/2013-03277.html https://regulations.justia.com/regulations/fedreg/2013/02/13/2013-03277.html Wed, 13 Feb 2013 00:00:00 -0800 2013-03277 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-13/pdf/2013-03277.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade the Guggenheim Enhanced Total Return ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2013/02/13/2013-03276.html https://regulations.justia.com/regulations/fedreg/2013/02/13/2013-03276.html Wed, 13 Feb 2013 00:00:00 -0800 2013-03276 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-13/pdf/2013-03276.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Cease Operating New York Block Exchange and Contemporaneously Delete the Text of Rule 1600, Which Governs NYBX Functionality https://regulations.justia.com/regulations/fedreg/2013/02/13/2013-03275.html https://regulations.justia.com/regulations/fedreg/2013/02/13/2013-03275.html Wed, 13 Feb 2013 00:00:00 -0800 2013-03275 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-13/pdf/2013-03275.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2013/02/13/2013-03274.html https://regulations.justia.com/regulations/fedreg/2013/02/13/2013-03274.html Wed, 13 Feb 2013 00:00:00 -0800 2013-03274 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-13/pdf/2013-03274.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2013/02/13/2013-03273.html https://regulations.justia.com/regulations/fedreg/2013/02/13/2013-03273.html Wed, 13 Feb 2013 00:00:00 -0800 2013-03273 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-13/pdf/2013-03273.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/02/13/2013-03272.html https://regulations.justia.com/regulations/fedreg/2013/02/13/2013-03272.html Wed, 13 Feb 2013 00:00:00 -0800 2013-03272 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-13/pdf/2013-03272.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/02/13/2013-03271.html https://regulations.justia.com/regulations/fedreg/2013/02/13/2013-03271.html Wed, 13 Feb 2013 00:00:00 -0800 2013-03271 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-13/pdf/2013-03271.pdf Notice - Order Extending Temporary Exemptions Under the Securities Exchange Act of 1934 in Connection With the Revision of the Definition of “Security” to Encompass Security-Based Swaps, and Request for Comment https://regulations.justia.com/regulations/fedreg/2013/02/13/2013-03214.html https://regulations.justia.com/regulations/fedreg/2013/02/13/2013-03214.html Wed, 13 Feb 2013 00:00:00 -0800 2013-03214 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-13/pdf/2013-03214.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03254.html https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03254.html Tue, 12 Feb 2013 00:00:00 -0800 2013-03254 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-12/pdf/2013-03254.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.20B To Extend the Pilot Program Regarding Trading Pauses in Individual Securities Due to Extraordinary Market Volatility https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03190.html https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03190.html Tue, 12 Feb 2013 00:00:00 -0800 2013-03190 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-12/pdf/2013-03190.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Individual Stock Trading Pause Pilot Program https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03189.html https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03189.html Tue, 12 Feb 2013 00:00:00 -0800 2013-03189 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-12/pdf/2013-03189.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Individual Stock Trading Pause Pilot Program https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03188.html https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03188.html Tue, 12 Feb 2013 00:00:00 -0800 2013-03188 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-12/pdf/2013-03188.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending CHX Article 20, Rule 2, Which Provides for, Among Other Things, Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, Extending the Effective Date of the Pilot Until the Earlier of the Initial Date of Operations of the Regulation NMS Plan To Address Extraordinary Market Volatility or February 4, 2014 https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03187.html https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03187.html Tue, 12 Feb 2013 00:00:00 -0800 2013-03187 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-12/pdf/2013-03187.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Program Related to Trading Pauses Due to Extraordinary Market Volatility https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03186.html https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03186.html Tue, 12 Feb 2013 00:00:00 -0800 2013-03186 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-12/pdf/2013-03186.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change for the Purpose of Amending Rule 7014(g) https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03185.html https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03185.html Tue, 12 Feb 2013 00:00:00 -0800 2013-03185 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-12/pdf/2013-03185.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Restore Certain Requirements That Were Inadvertently Deleted From Rule 5815 Relating to a Staff Delisting Determination, Public Reprimand Letter, or Written Denial of a Listing Application https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03107.html https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03107.html Tue, 12 Feb 2013 00:00:00 -0800 2013-03107 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-12/pdf/2013-03107.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving a Proposed Rule Change To Reduce the Response Times in the Block Mechanism, Facilitation Mechanism, Solicited Order Mechanism and Price Improvement Mechanism From One Second to 500 Milliseconds https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03106.html https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03106.html Tue, 12 Feb 2013 00:00:00 -0800 2013-03106 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-12/pdf/2013-03106.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposing To Amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03105.html https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03105.html Tue, 12 Feb 2013 00:00:00 -0800 2013-03105 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-12/pdf/2013-03105.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the “Late Report-T+N” Fee Applicable to Members Using the FINRA/Nasdaq Trade Reporting Facility https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03104.html https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03104.html Tue, 12 Feb 2013 00:00:00 -0800 2013-03104 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-12/pdf/2013-03104.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Opening of the Complex Order Book https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03103.html https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03103.html Tue, 12 Feb 2013 00:00:00 -0800 2013-03103 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-12/pdf/2013-03103.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Opening of the Complex Order Book https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03102.html https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03102.html Tue, 12 Feb 2013 00:00:00 -0800 2013-03102 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-12/pdf/2013-03102.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Require Members To Report OTC Equity Transactions as Soon As Practicable, But No Later Than 10 Seconds, Following Execution https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03101.html https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03101.html Tue, 12 Feb 2013 00:00:00 -0800 2013-03101 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-12/pdf/2013-03101.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish the Limit Locator Service Offered at No Cost to Subscribing Members https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03100.html https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03100.html Tue, 12 Feb 2013 00:00:00 -0800 2013-03100 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-12/pdf/2013-03100.pdf Notice - Self-Regulatory Organizations; NASDAQ OMS BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Routing Functionality to the NASDAQ OMX BX Equities Market https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03099.html https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03099.html Tue, 12 Feb 2013 00:00:00 -0800 2013-03099 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-12/pdf/2013-03099.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add Routing Functionality to the NASDAQ System https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03098.html https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03098.html Tue, 12 Feb 2013 00:00:00 -0800 2013-03098 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-12/pdf/2013-03098.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Routing Functionality of the NASDAQ OMX PSX Market https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03097.html https://regulations.justia.com/regulations/fedreg/2013/02/12/2013-03097.html Tue, 12 Feb 2013 00:00:00 -0800 2013-03097 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-12/pdf/2013-03097.pdf Notice - Notice of Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2013/02/11/2013-03072.html https://regulations.justia.com/regulations/fedreg/2013/02/11/2013-03072.html Mon, 11 Feb 2013 00:00:00 -0800 2013-03072 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-11/pdf/2013-03072.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make the Market Data Product, the BOX High Speed Vendor Feed (“HSVF”), Available to All Market Participants https://regulations.justia.com/regulations/fedreg/2013/02/11/2013-02999.html https://regulations.justia.com/regulations/fedreg/2013/02/11/2013-02999.html Mon, 11 Feb 2013 00:00:00 -0800 2013-02999 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-11/pdf/2013-02999.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2013/02/11/2013-02954.html https://regulations.justia.com/regulations/fedreg/2013/02/11/2013-02954.html Mon, 11 Feb 2013 00:00:00 -0800 2013-02954 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-11/pdf/2013-02954.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Reduce Liquidity Risk Relating to Its Processing of Maturity and Income Presentments and Issuances of Money Market Instruments https://regulations.justia.com/regulations/fedreg/2013/02/11/2013-02953.html https://regulations.justia.com/regulations/fedreg/2013/02/11/2013-02953.html Mon, 11 Feb 2013 00:00:00 -0800 2013-02953 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-11/pdf/2013-02953.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt a Supplementary Schedule for Derivatives and Other Off-Balance Sheet Items Pursuant to FINRA Rule 4524 (Supplemental FOCUS Information) https://regulations.justia.com/regulations/fedreg/2013/02/11/2013-02952.html https://regulations.justia.com/regulations/fedreg/2013/02/11/2013-02952.html Mon, 11 Feb 2013 00:00:00 -0800 2013-02952 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-11/pdf/2013-02952.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2013/02/11/2013-02951.html https://regulations.justia.com/regulations/fedreg/2013/02/11/2013-02951.html Mon, 11 Feb 2013 00:00:00 -0800 2013-02951 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-11/pdf/2013-02951.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2013/02/11/2013-02950.html https://regulations.justia.com/regulations/fedreg/2013/02/11/2013-02950.html Mon, 11 Feb 2013 00:00:00 -0800 2013-02950 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-11/pdf/2013-02950.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Eliminate the Offset of Its Obligations With Institutional Delivery Transactions That Settle at The Depository Trust Company for the Purpose of Calculating Its Clearing Fund Under Procedure XV of Its Rules & Procedures https://regulations.justia.com/regulations/fedreg/2013/02/11/2013-02949.html https://regulations.justia.com/regulations/fedreg/2013/02/11/2013-02949.html Mon, 11 Feb 2013 00:00:00 -0800 2013-02949 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-11/pdf/2013-02949.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee and Rebate Schedule https://regulations.justia.com/regulations/fedreg/2013/02/11/2013-02923.html https://regulations.justia.com/regulations/fedreg/2013/02/11/2013-02923.html Mon, 11 Feb 2013 00:00:00 -0800 2013-02923 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-11/pdf/2013-02923.pdf Notice - Self-Regulatory Organizations; The NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to [sic] Proposes To Delay the Operative Date of a Rule Change to Exchange Rule 133 https://regulations.justia.com/regulations/fedreg/2013/02/11/2013-02798.html https://regulations.justia.com/regulations/fedreg/2013/02/11/2013-02798.html Mon, 11 Feb 2013 00:00:00 -0800 2013-02798 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-11/pdf/2013-02798.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating [sic] to Delay the Operative Date of a Rule Change to Exchange Rule 4121 https://regulations.justia.com/regulations/fedreg/2013/02/11/2013-02797.html https://regulations.justia.com/regulations/fedreg/2013/02/11/2013-02797.html Mon, 11 Feb 2013 00:00:00 -0800 2013-02797 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-11/pdf/2013-02797.pdf Notice - Advance Nanotech, Inc., Advanced ID Corp., Aeon Holdings, Inc. (n/k/a BCM Energy Partners, Inc.), ANTS Software, Inc., Beauty Brands Group, Inc., Beijing Century Health Medical, Inc., Chocolate Candy Creations, Inc., Crystallex International Corp., Dermaxar, Inc., Dragon International Group Corp., e-SIM, Ltd., EcoReady Corp., EnDevCo, Inc., Electronic Kourseware International, Inc., Ensign Services, Inc., and eTelCharge.com, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2013/02/08/2013-02980.html https://regulations.justia.com/regulations/fedreg/2013/02/08/2013-02980.html Fri, 08 Feb 2013 00:00:00 -0800 2013-02980 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-08/pdf/2013-02980.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2013/02/08/2013-02853.html https://regulations.justia.com/regulations/fedreg/2013/02/08/2013-02853.html Fri, 08 Feb 2013 00:00:00 -0800 2013-02853 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-08/pdf/2013-02853.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2013/02/08/2013-02852.html https://regulations.justia.com/regulations/fedreg/2013/02/08/2013-02852.html Fri, 08 Feb 2013 00:00:00 -0800 2013-02852 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-08/pdf/2013-02852.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2013/02/08/2013-02851.html https://regulations.justia.com/regulations/fedreg/2013/02/08/2013-02851.html Fri, 08 Feb 2013 00:00:00 -0800 2013-02851 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-08/pdf/2013-02851.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2013/02/08/2013-02850.html https://regulations.justia.com/regulations/fedreg/2013/02/08/2013-02850.html Fri, 08 Feb 2013 00:00:00 -0800 2013-02850 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-08/pdf/2013-02850.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2013/02/08/2013-02849.html https://regulations.justia.com/regulations/fedreg/2013/02/08/2013-02849.html Fri, 08 Feb 2013 00:00:00 -0800 2013-02849 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-08/pdf/2013-02849.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2013/02/08/2013-02848.html https://regulations.justia.com/regulations/fedreg/2013/02/08/2013-02848.html Fri, 08 Feb 2013 00:00:00 -0800 2013-02848 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-08/pdf/2013-02848.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2013/02/08/2013-02847.html https://regulations.justia.com/regulations/fedreg/2013/02/08/2013-02847.html Fri, 08 Feb 2013 00:00:00 -0800 2013-02847 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-08/pdf/2013-02847.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange Clearing Corporation; NASDAQ OMX BX, Inc.; the NASDAQ Stock Market LLC; NASDAQ OMX PHLX LLC; Stock Clearing Corporation of Philadelphia; Order Approving Proposed Rule Changes With Respect to the Amendment of the By-Laws of The NASDAQ OMX Group, Inc. https://regulations.justia.com/regulations/fedreg/2013/02/08/2013-02846.html https://regulations.justia.com/regulations/fedreg/2013/02/08/2013-02846.html Fri, 08 Feb 2013 00:00:00 -0800 2013-02846 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-08/pdf/2013-02846.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by International Securities Exchange, LLC To Amend ISE Rule 2128 Relating to Clearly Erroneous Trades https://regulations.justia.com/regulations/fedreg/2013/02/08/2013-02845.html https://regulations.justia.com/regulations/fedreg/2013/02/08/2013-02845.html Fri, 08 Feb 2013 00:00:00 -0800 2013-02845 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-08/pdf/2013-02845.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program Related to Rule 3312, Entitled “Clearly Erroneous Transactions” https://regulations.justia.com/regulations/fedreg/2013/02/08/2013-02800.html https://regulations.justia.com/regulations/fedreg/2013/02/08/2013-02800.html Fri, 08 Feb 2013 00:00:00 -0800 2013-02800 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-08/pdf/2013-02800.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend a Pilot Program Related to Rule 11890, Entitled “Clearly Erroneous Transactions” https://regulations.justia.com/regulations/fedreg/2013/02/08/2013-02799.html https://regulations.justia.com/regulations/fedreg/2013/02/08/2013-02799.html Fri, 08 Feb 2013 00:00:00 -0800 2013-02799 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-08/pdf/2013-02799.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the MIAX Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2013/02/07/2013-02747.html https://regulations.justia.com/regulations/fedreg/2013/02/07/2013-02747.html Thu, 07 Feb 2013 00:00:00 -0800 2013-02747 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-07/pdf/2013-02747.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.13 To Extend the Operation of a Pilot Pursuant to Rule 11.13 Until September 30, 2013 https://regulations.justia.com/regulations/fedreg/2013/02/07/2013-02746.html https://regulations.justia.com/regulations/fedreg/2013/02/07/2013-02746.html Thu, 07 Feb 2013 00:00:00 -0800 2013-02746 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-07/pdf/2013-02746.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 11.13 To Extend the Operation of a Pilot Pursuant to Rule 11.13 Until September 30, 2013 https://regulations.justia.com/regulations/fedreg/2013/02/07/2013-02745.html https://regulations.justia.com/regulations/fedreg/2013/02/07/2013-02745.html Thu, 07 Feb 2013 00:00:00 -0800 2013-02745 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-07/pdf/2013-02745.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend a Pilot Program Related to Rule 11890, entitled “Clearly Erroneous Transactions” https://regulations.justia.com/regulations/fedreg/2013/02/07/2013-02712.html https://regulations.justia.com/regulations/fedreg/2013/02/07/2013-02712.html Thu, 07 Feb 2013 00:00:00 -0800 2013-02712 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-07/pdf/2013-02712.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change To Provide for a Customer Clearing Model for CDS Products and To Amend, Clarify, and Consolidate Certain Rules and Procedures https://regulations.justia.com/regulations/fedreg/2013/02/07/2013-02711.html https://regulations.justia.com/regulations/fedreg/2013/02/07/2013-02711.html Thu, 07 Feb 2013 00:00:00 -0800 2013-02711 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-07/pdf/2013-02711.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.10, Which Governs Clearly Erroneous Executions, Extending the Effective Date of the Pilot Until September 30, 2013 and Adopting New Paragraph (i) to NYSE Arca Equities Rule 7.10 In Connection With the Upcoming Operation of the Plan To Address Extraordinary Market Volatility Pursuant to Rule 608 of Regulation NMS Under the Act https://regulations.justia.com/regulations/fedreg/2013/02/07/2013-02710.html https://regulations.justia.com/regulations/fedreg/2013/02/07/2013-02710.html Thu, 07 Feb 2013 00:00:00 -0800 2013-02710 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-07/pdf/2013-02710.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Clearly Erroneous Pilot Period and To Adopt a New Provision in Connection With the Limit Up-Limit Down Plan https://regulations.justia.com/regulations/fedreg/2013/02/07/2013-02709.html https://regulations.justia.com/regulations/fedreg/2013/02/07/2013-02709.html Thu, 07 Feb 2013 00:00:00 -0800 2013-02709 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-07/pdf/2013-02709.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Adopt a New Order Type Called the “Auto-Ex Only” Order https://regulations.justia.com/regulations/fedreg/2013/02/07/2013-02708.html https://regulations.justia.com/regulations/fedreg/2013/02/07/2013-02708.html Thu, 07 Feb 2013 00:00:00 -0800 2013-02708 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-07/pdf/2013-02708.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.19 To Extend a Pilot Program Regarding Clearly Erroneous Executions https://regulations.justia.com/regulations/fedreg/2013/02/07/2013-02707.html https://regulations.justia.com/regulations/fedreg/2013/02/07/2013-02707.html Thu, 07 Feb 2013 00:00:00 -0800 2013-02707 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-07/pdf/2013-02707.pdf Notice - Self Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending CHX Article 20, Rule 10 To Extend the Effective Date of Certain Clearly Erroneous Transactions Provisions Operating Under a Pilot Until September 30, 2013 and To Establish Guidelines for the Handling of Clearly Erroneous Transactions in Connection With the Plan To Address Extraordinary Market Volatility https://regulations.justia.com/regulations/fedreg/2013/02/07/2013-02706.html https://regulations.justia.com/regulations/fedreg/2013/02/07/2013-02706.html Thu, 07 Feb 2013 00:00:00 -0800 2013-02706 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-07/pdf/2013-02706.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend CBSX Rule 52.4 Relating to the Clearly Erroneous Policy https://regulations.justia.com/regulations/fedreg/2013/02/07/2013-02705.html https://regulations.justia.com/regulations/fedreg/2013/02/07/2013-02705.html Thu, 07 Feb 2013 00:00:00 -0800 2013-02705 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-07/pdf/2013-02705.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NASDAQ Rule 4120 https://regulations.justia.com/regulations/fedreg/2013/02/07/2013-02704.html https://regulations.justia.com/regulations/fedreg/2013/02/07/2013-02704.html Thu, 07 Feb 2013 00:00:00 -0800 2013-02704 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-07/pdf/2013-02704.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Delay the Operative Date of a Rule Change To Exchange Rule 6.3B https://regulations.justia.com/regulations/fedreg/2013/02/05/2013-02485.html https://regulations.justia.com/regulations/fedreg/2013/02/05/2013-02485.html Tue, 05 Feb 2013 00:00:00 -0800 2013-02485 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-05/pdf/2013-02485.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delay the Operative Date of a Rule Change to Exchange Rule 6.32.03 https://regulations.justia.com/regulations/fedreg/2013/02/05/2013-02484.html https://regulations.justia.com/regulations/fedreg/2013/02/05/2013-02484.html Tue, 05 Feb 2013 00:00:00 -0800 2013-02484 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-05/pdf/2013-02484.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Chapter XV, Section 2 of the Rules Governing the NASDAQ Options Market, NASDAQ's Facility for Executing and Routing Standardized Equity and Index Options https://regulations.justia.com/regulations/fedreg/2013/02/05/2013-02479.html https://regulations.justia.com/regulations/fedreg/2013/02/05/2013-02479.html Tue, 05 Feb 2013 00:00:00 -0800 2013-02479 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-05/pdf/2013-02479.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade Option Contracts Overlying 10 Shares of Certain Securities https://regulations.justia.com/regulations/fedreg/2013/02/05/2013-02426.html https://regulations.justia.com/regulations/fedreg/2013/02/05/2013-02426.html Tue, 05 Feb 2013 00:00:00 -0800 2013-02426 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-05/pdf/2013-02426.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Require Members To Report to TRACE the “Factor” in Limited Instances Involving Asset-Backed Security Transactions https://regulations.justia.com/regulations/fedreg/2013/02/05/2013-02425.html https://regulations.justia.com/regulations/fedreg/2013/02/05/2013-02425.html Tue, 05 Feb 2013 00:00:00 -0800 2013-02425 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-05/pdf/2013-02425.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Order Granting Approval to a Proposed Rule Change Relating to Bylaw and Other Changes Concerning the Board of Directors of the Exchange https://regulations.justia.com/regulations/fedreg/2013/02/05/2013-02424.html https://regulations.justia.com/regulations/fedreg/2013/02/05/2013-02424.html Tue, 05 Feb 2013 00:00:00 -0800 2013-02424 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-05/pdf/2013-02424.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval to a Proposed Rule Change Relating to Bylaw and Other Changes Concerning the Board of Directors of the Exchange https://regulations.justia.com/regulations/fedreg/2013/02/05/2013-02423.html https://regulations.justia.com/regulations/fedreg/2013/02/05/2013-02423.html Tue, 05 Feb 2013 00:00:00 -0800 2013-02423 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-05/pdf/2013-02423.pdf Notice - Self-Regulatory Organizations; CBOE Futures Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Market-Wide Trading Halts https://regulations.justia.com/regulations/fedreg/2013/02/05/2013-02422.html https://regulations.justia.com/regulations/fedreg/2013/02/05/2013-02422.html Tue, 05 Feb 2013 00:00:00 -0800 2013-02422 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-05/pdf/2013-02422.pdf Notice - Allianz Variable Insurance Products Fund of Funds Trust, et al.; https://regulations.justia.com/regulations/fedreg/2013/02/04/2013-02304.html https://regulations.justia.com/regulations/fedreg/2013/02/04/2013-02304.html Mon, 04 Feb 2013 00:00:00 -0800 2013-02304 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-04/pdf/2013-02304.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASDAQ Rule 4756 and Rule 4763 Regarding Modification of Previously Entered Orders https://regulations.justia.com/regulations/fedreg/2013/02/04/2013-02303.html https://regulations.justia.com/regulations/fedreg/2013/02/04/2013-02303.html Mon, 04 Feb 2013 00:00:00 -0800 2013-02303 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-04/pdf/2013-02303.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain Market Maker Fees https://regulations.justia.com/regulations/fedreg/2013/02/04/2013-02302.html https://regulations.justia.com/regulations/fedreg/2013/02/04/2013-02302.html Mon, 04 Feb 2013 00:00:00 -0800 2013-02302 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-04/pdf/2013-02302.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule Change to List and Trade Option Contracts Overlying 1,000 Shares of the SPDR S&P 500 Exchange-Traded Fund https://regulations.justia.com/regulations/fedreg/2013/02/04/2013-02301.html https://regulations.justia.com/regulations/fedreg/2013/02/04/2013-02301.html Mon, 04 Feb 2013 00:00:00 -0800 2013-02301 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-04/pdf/2013-02301.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule To Revise Qualification Thresholds for Tiered Customer Posting Credits https://regulations.justia.com/regulations/fedreg/2013/02/04/2013-02300.html https://regulations.justia.com/regulations/fedreg/2013/02/04/2013-02300.html Mon, 04 Feb 2013 00:00:00 -0800 2013-02300 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-04/pdf/2013-02300.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Withdrawal of Proposed Rule Change To Clear Western European Sovereign CDS Contracts https://regulations.justia.com/regulations/fedreg/2013/02/04/2013-02299.html https://regulations.justia.com/regulations/fedreg/2013/02/04/2013-02299.html Mon, 04 Feb 2013 00:00:00 -0800 2013-02299 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-04/pdf/2013-02299.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rules in Connection With the Elimination of Discretionary Orders for BATS Options https://regulations.justia.com/regulations/fedreg/2013/02/04/2013-02298.html https://regulations.justia.com/regulations/fedreg/2013/02/04/2013-02298.html Mon, 04 Feb 2013 00:00:00 -0800 2013-02298 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-04/pdf/2013-02298.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amending the Fees Schedule https://regulations.justia.com/regulations/fedreg/2013/02/04/2013-02297.html https://regulations.justia.com/regulations/fedreg/2013/02/04/2013-02297.html Mon, 04 Feb 2013 00:00:00 -0800 2013-02297 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-04/pdf/2013-02297.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.11, Which Provides for Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, Extending the Effective Date of the Pilot Until the Earlier of the Initial Date of Operations of the Regulation NMS Plan To Address Extraordinary Market Volatility or February 4, 2014 https://regulations.justia.com/regulations/fedreg/2013/02/04/2013-02291.html https://regulations.justia.com/regulations/fedreg/2013/02/04/2013-02291.html Mon, 04 Feb 2013 00:00:00 -0800 2013-02291 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-04/pdf/2013-02291.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending the Attestation Requirement of Rule 107C To Allow a Retail Member Organization To Attest That “Substantially All” Orders Submitted To The Retail Liquidity Program Will Qualify As “Retail Orders” https://regulations.justia.com/regulations/fedreg/2013/02/04/2013-02290.html https://regulations.justia.com/regulations/fedreg/2013/02/04/2013-02290.html Mon, 04 Feb 2013 00:00:00 -0800 2013-02290 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-04/pdf/2013-02290.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending the Attestation Requirement of Rule 107C-Equities To Allow a Retail Member Organization To Attest That “Substantially All” Orders Submitted to the Retail Liquidity Program Will Qualify as “Retail Orders” https://regulations.justia.com/regulations/fedreg/2013/02/04/2013-02289.html https://regulations.justia.com/regulations/fedreg/2013/02/04/2013-02289.html Mon, 04 Feb 2013 00:00:00 -0800 2013-02289 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-04/pdf/2013-02289.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 80C, Which Provides For Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, Extending the Effective Date of the Pilot Until the Earlier of the Initial Date of Operations of the Regulation NMS Plan To Address Extraordinary Market Volatility or February 4, 2014 https://regulations.justia.com/regulations/fedreg/2013/02/04/2013-02288.html https://regulations.justia.com/regulations/fedreg/2013/02/04/2013-02288.html Mon, 04 Feb 2013 00:00:00 -0800 2013-02288 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-04/pdf/2013-02288.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 80C-Equities, Which Provides for Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, Extending the Effective Date of the Pilot Until the Earlier of the Initial Date of Operations of the Regulation NMS Plan To Address Extraordinary Market Volatility or February 4, 2014 https://regulations.justia.com/regulations/fedreg/2013/02/04/2013-02287.html https://regulations.justia.com/regulations/fedreg/2013/02/04/2013-02287.html Mon, 04 Feb 2013 00:00:00 -0800 2013-02287 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-04/pdf/2013-02287.pdf Rule - Extension of Exemptions for Security-Based Swaps https://regulations.justia.com/regulations/fedreg/2013/02/04/2013-02191.html https://regulations.justia.com/regulations/fedreg/2013/02/04/2013-02191.html Mon, 04 Feb 2013 00:00:00 -0800 2013-02191 Rule http://www.gpo.gov/fdsys/pkg/FR-2013-02-04/pdf/2013-02191.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Minimum Volume Orders https://regulations.justia.com/regulations/fedreg/2013/02/01/2013-02187.html https://regulations.justia.com/regulations/fedreg/2013/02/01/2013-02187.html Fri, 01 Feb 2013 00:00:00 -0800 2013-02187 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-01/pdf/2013-02187.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change To Amend the International Securities Exchange, LLC Amended and Restated Constitution https://regulations.justia.com/regulations/fedreg/2013/02/01/2013-02186.html https://regulations.justia.com/regulations/fedreg/2013/02/01/2013-02186.html Fri, 01 Feb 2013 00:00:00 -0800 2013-02186 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-01/pdf/2013-02186.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2013/02/01/2013-02149.html https://regulations.justia.com/regulations/fedreg/2013/02/01/2013-02149.html Fri, 01 Feb 2013 00:00:00 -0800 2013-02149 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-01/pdf/2013-02149.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Pre-Opening Information https://regulations.justia.com/regulations/fedreg/2013/02/01/2013-02148.html https://regulations.justia.com/regulations/fedreg/2013/02/01/2013-02148.html Fri, 01 Feb 2013 00:00:00 -0800 2013-02148 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-01/pdf/2013-02148.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Pre-Opening Information https://regulations.justia.com/regulations/fedreg/2013/02/01/2013-02147.html https://regulations.justia.com/regulations/fedreg/2013/02/01/2013-02147.html Fri, 01 Feb 2013 00:00:00 -0800 2013-02147 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-01/pdf/2013-02147.pdf