Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/02/15?limit=200&registers=between&mode=atom 2024-04-27T02:42:42-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2013/02/15/2013-03576.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule 2013-02-15T00:00:00-08:00 2013-02-15T00:00:00-08:00 2013-03576 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-15/pdf/2013-03576.pdf https://regulations.justia.com/regulations/fedreg/2013/02/15/2013-03572.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule To Introduce a New Electronic Customer Rate for Certain Executions That Take Liquidity 2013-02-15T00:00:00-08:00 2013-02-15T00:00:00-08:00 2013-03572 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-15/pdf/2013-03572.pdf https://regulations.justia.com/regulations/fedreg/2013/02/15/2013-03570.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule 2013-02-15T00:00:00-08:00 2013-02-15T00:00:00-08:00 2013-03570 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-15/pdf/2013-03570.pdf https://regulations.justia.com/regulations/fedreg/2013/02/15/2013-03569.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule 2013-02-15T00:00:00-08:00 2013-02-15T00:00:00-08:00 2013-03569 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-15/pdf/2013-03569.pdf https://regulations.justia.com/regulations/fedreg/2013/02/15/2013-03545.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Pricing Clarification 2013-02-15T00:00:00-08:00 2013-02-15T00:00:00-08:00 2013-03545 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-15/pdf/2013-03545.pdf https://regulations.justia.com/regulations/fedreg/2013/02/15/2013-03520.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. 2013-02-15T00:00:00-08:00 2013-02-15T00:00:00-08:00 2013-03520 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-15/pdf/2013-03520.pdf https://regulations.justia.com/regulations/fedreg/2013/02/15/2013-03519.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Alter the Circumstances Under Which Liquidity Providing Credits are Paid to Institutional Brokers 2013-02-15T00:00:00-08:00 2013-02-15T00:00:00-08:00 2013-03519 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-15/pdf/2013-03519.pdf https://regulations.justia.com/regulations/fedreg/2013/02/15/2013-03490.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change To List and Trade PIMCO Foreign Currency Strategy Exchange-Traded Fund Under NYSE Arca Equities Rule 8.600 2013-02-15T00:00:00-08:00 2013-02-15T00:00:00-08:00 2013-03490 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-15/pdf/2013-03490.pdf https://regulations.justia.com/regulations/fedreg/2013/02/15/2013-03489.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change To List and Trade First Trust Preferred Securities and Income ETF Under NYSE Arca Equities Rule 8.600 2013-02-15T00:00:00-08:00 2013-02-15T00:00:00-08:00 2013-03489 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-15/pdf/2013-03489.pdf https://regulations.justia.com/regulations/fedreg/2013/02/15/2013-03428.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change To Amend Various CBOE Rules Governing Letters of Guarantee and Authorization 2013-02-15T00:00:00-08:00 2013-02-15T00:00:00-08:00 2013-03428 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-15/pdf/2013-03428.pdf