Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/02/13?limit=200&registers=between&mode=atom 2024-12-28T01:48:26-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2013/02/13/2013-03304.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Short Term Options Series Program 2013-02-13T00:00:00-08:00 2013-02-13T00:00:00-08:00 2013-03304 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-13/pdf/2013-03304.pdf https://regulations.justia.com/regulations/fedreg/2013/02/13/2013-03278.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the SPDR Blackstone/GSO Senior Loan ETF Under NYSE Arca Equities Rule 8.600 2013-02-13T00:00:00-08:00 2013-02-13T00:00:00-08:00 2013-03278 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-13/pdf/2013-03278.pdf https://regulations.justia.com/regulations/fedreg/2013/02/13/2013-03277.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Revise Rules Related to Legal Segregation With Operational Commingling 2013-02-13T00:00:00-08:00 2013-02-13T00:00:00-08:00 2013-03277 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-13/pdf/2013-03277.pdf https://regulations.justia.com/regulations/fedreg/2013/02/13/2013-03276.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade the Guggenheim Enhanced Total Return ETF Under NYSE Arca Equities Rule 8.600 2013-02-13T00:00:00-08:00 2013-02-13T00:00:00-08:00 2013-03276 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-13/pdf/2013-03276.pdf https://regulations.justia.com/regulations/fedreg/2013/02/13/2013-03275.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Cease Operating New York Block Exchange and Contemporaneously Delete the Text of Rule 1600, Which Governs NYBX Functionality 2013-02-13T00:00:00-08:00 2013-02-13T00:00:00-08:00 2013-03275 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-13/pdf/2013-03275.pdf https://regulations.justia.com/regulations/fedreg/2013/02/13/2013-03274.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule 2013-02-13T00:00:00-08:00 2013-02-13T00:00:00-08:00 2013-03274 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-13/pdf/2013-03274.pdf https://regulations.justia.com/regulations/fedreg/2013/02/13/2013-03273.html Notice - Submission for OMB Review; Comment Request 2013-02-13T00:00:00-08:00 2013-02-13T00:00:00-08:00 2013-03273 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-13/pdf/2013-03273.pdf https://regulations.justia.com/regulations/fedreg/2013/02/13/2013-03272.html Notice - Proposed Collection; Comment Request 2013-02-13T00:00:00-08:00 2013-02-13T00:00:00-08:00 2013-03272 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-13/pdf/2013-03272.pdf https://regulations.justia.com/regulations/fedreg/2013/02/13/2013-03271.html Notice - Proposed Collection; Comment Request 2013-02-13T00:00:00-08:00 2013-02-13T00:00:00-08:00 2013-03271 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-13/pdf/2013-03271.pdf https://regulations.justia.com/regulations/fedreg/2013/02/13/2013-03214.html Notice - Order Extending Temporary Exemptions Under the Securities Exchange Act of 1934 in Connection With the Revision of the Definition of “Security” to Encompass Security-Based Swaps, and Request for Comment 2013-02-13T00:00:00-08:00 2013-02-13T00:00:00-08:00 2013-03214 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-13/pdf/2013-03214.pdf